Regulatory Compliance Specialist
Great Valley Advisor Group
Great Valley Advisor Group is seeking a Compliance Associate to support the Compliance Department in meeting federal and state securities regulations, FINRA, SEC, and firm policies. You will work with advisors and internal teams to ensure regulatory requirements are met while delivering strong service. Responsibilities include reviews, onboarding support, licensing records maintenance, and handling inquiries. #J-18808-Ljbffr
Vacancy posted 4 days ago
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