Trade Compliance Officer
$180k - $215kBloomberg
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer – Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg’s Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company’s various businesses. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We also recognize the value of diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program.The global Sanctions and Trade Compliance team within Bloomberg’s Legal, Compliance & Risk Department provides screening and coverage for Bloomberg's businesses. We work to address regulatory issues, ensure compliance with evolving sanctions and trade compliance rules and regulations, support compliant business activities, and interact with regulatory authorities. What's The Role?We are seeking an Americas Trade Compliance Officer to execute core export control and import compliance activities across hardware, software, technology, and customer-facing products. This position focuses on classification, restricted party controls, customer diligence, software access controls, and compliance program governance development. The role plays a critical part in closing identified compliance gaps, operationalizing government regulatory requirements, and supporting a scalable, defensible trade compliance program.We'll Trust You To:• Manage and support regional trade compliance activities, including:o Conduct Export Control Classification Number (ECCN) (particularly with a focus on software, technology, and related items), and Harmonized Tariff Schedule (HTS) determinationso Ensure appropriate usage of import/export authorizations, licenses, and permits assist with customs and export formalities and record retention.o Support regional import and export transactions in compliance with applicable laws and regulations• Partner with Engineering, Product, Chief Technology Office (CTO), Chief Information Security Office (CISO), and other relevant technical teams to ensure accurate export classifications of products and solutions and implement controls to restrict access for prohibited or export-restricted parties • Perform and document export-restricted party reviews, including compiling detailed diligence rationales and maintaining a centralized tracker of associated control requirements• Support development and maintenance of software and technology classification inventories, and implementation of processes to ensure Trade Compliance is included in software development lifecycle• Identify operational improvement initiatives, with a focus on globally consistent processes, standards, and systems that support a high-performing trade compliance program• Monitor changes in international trade regulations and assess potential impacts across the Americas region• Communicate import, export, product conformity, ESG, and related compliance requirements to key internal stakeholders in a clear and actionable manner• Apply a risk-based approach to develop, enhance, and document Trade Compliance policies, procedures, and internal controls• Lead and /or support regional deployment of global trade compliance processes and controls• Partner with regional and local teams (e.g., Supply Chain, Legal, Engineering, Facilities, Networks) to seamlessly integrate trade compliance into broader business operationsYou'll Need To Have:• Bachelor's or equivalent degree• 7+ years direct trade compliance / supply chain experience• Strong knowledge of trade compliance laws and regulations, with a specific focus on United States and LATAM export control and import/customs requirements • Experience working with software, technology, or data-driven products and at organizations in the IT/technology industry• Demonstrated experience conducting ECCN classifications for software and technology with cryptographic functionality under the EAR or other export control regime• Knowledge of supply chain concepts, practices, and models• Strong documentation, analytical, and organizational skills; comfortable managing detailed trackers and records• Ability to operate independently, exercise sound judgment, and translate regulatory requirements into practical controlsWe'd Love To See:• Master’s or equivalent degree• Licensed Customs Broker, or other Trade Compliance related professional certifications• Working knowledge of SAP Global Trade Solutions (GTS)• Demonstrated innovation in the use of technology to enable enhancements and efficiencies in Trade Compliance and related programs (Logistics, Planning, etc.) Salary Range = 180,000 - 215,000 USD Annual + Benefits + BonusThe referenced salary range is based on the Company's good faith belief at the time of posting. Actual compensation may vary based on factors such as geographic location, work experience, market conditions, education/training and skill level. We offer one of the most comprehensive and generous benefits plans available and offer a range of total rewards that may include merit increases, incentive compensation (exempt roles only), paid holidays, paid time off, medical, dental, vision, short and long term disability benefits, 401(k) +match, life insurance, and various wellness programs, among others. The Company does not provide benefits directly to contingent workers/contractors and interns. Discover what makes Bloomberg unique - watch our podcast series for an inside look at our culture, values, and the people behind our success.
$104k - $177k
We’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL In this role, you’ll make an impact in the following...SuggestedTemporary workWorldwideFlexible hours$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications) across a range of asset classes including Cash Equity, Fixed Income, Commodities and...SuggestedWork at office$125k - $175k
...agricultural products, executing around 50 million trades and clearing 205 million contracts in 20... ...and asset managers. With more than 35 offices around the globe, and over 2,300... ...Marex is recruiting for a Surveillance Compliance officer to join the team our at our New...SuggestedWork at officeImmediate start- ...Crowell & Moring LLP in New York is seeking an International Trade Analyst to support U.S. import regulatory matters, CBP administration and disputes, antidumping and countervailing duty investigations, and other related trade litigation. The Analyst also provides administrative...Suggested
- ...Global Trade Compliance Specialist The Global Trade Compliance Specialist will support compliant export and import transactions. Successful... ...Regulations, Foreign Trade Regulations (15 CFR Part 30), Office of Foreign Assets Control (OFAC), and familiarity with International...SuggestedWork at officeLocal areaWork from home2 days per week1 day per week
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong... ...This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the...Full timeLocal area$130k - $160k
...Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function... ...bank transactions and employee trading data for conflicts of interest, monitoring... ...valued and empowered. The Chief Compliance Officer Governance Area oversees compliance with...Full timeLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance... ...employee compliance processes, including personal trading reviews, certifications, and pre-clearance requestsMonitor compliance...Work at office$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity... ...of activity that may be indicative of unusual conduct, trading patterns, potential gaps in supervision, or possible...Temporary workWork experience placement- ...liquidity provision, research & implement strategies to improve desk profitability and manage the risk & operation of our systematic trading.US Cash Equities provides risk and agency-trading capabilities to global clients executing in US-listed stocks. Job...
- ...summaryAs Executive Director of the North America Delta 1 Flow Swaps trading desk, you will spend everyday pricing, executing, and managing... ...events, and P&L explanation in coordination with middle office, product control, and riskPartner with Sales and Structuring on...Work at office
$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to... ...hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia...Full timeLocal area3 days per week$75k - $85k
Global Logistics and Trade Compliance Specialist Department: Production Location: Remote, United States Job Type: Full time, exempt Hiring... ...That’s Truly Yours: Various time off programs and seasonal office closures so you can recharge. Plus, Summer Fridays to make the...Full timeSummer workSeasonal workWork at officeLocal areaRemote workHome officeOverseas$100k - $150k
...Trade Compliance Manager Nidec Americas Holding Corporation (NAHC) is seeking a Trade Compliance Program Manager of Imports who will report... ...ACE portal to audit and run reports Experience with Microsoft Office applicationsExperience interacting with government agencies...Full timeWork at officeRemote work- Point72 Asset Management is seeking a Risk Manager specialized in Gas and Power Trading to join our Risk Management & Quantitative Research (RQR) team. The RQR team plays a vital role in the firm’s investment process, building a deeply rooted culture of efficient risk management...
$124k - $335k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...Transfer Pricing team you focus on various aspects of duty and trade strategy regulatory planning, dispute resolution, and trade automation...Full timeH1b$110k - $130k
...We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance... ...to clients. Vise is the outsourced sub-advisor, doing trading, rebalancing, and managing client portfolios fully automated...Work at office$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation... ..., and risk management roles within financial services, trading, and investment management. Actual openings may vary...- ...We are currently recruiting for a Compliance opportunity. This position will primarily focus... ...testing and regulatory readiness. Support pre-trade compliance reviews and controls,... ...abilities. Advanced proficiency in Microsoft Office, particularly Excel and PowerPoint. Job ID...Permanent employmentFull timeWork at office
- ...onboarding of third-parties. Administer Code of Ethics (such as the Firm’s Personal Trading Policy, Gifts & Entertainment Policy, and Political Contributions Policy) utilizing our third-party compliance software, ComplySci. Qualifications 3–8 years of relevant compliance...
- ...professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the... ..., including related documentation, restricted lists, and trade pre-clearance, management of staff compliance training & certifications...
- ...Citi is seeking a Quantitative Trader for the Equities Central Risk Book based in New York, NY. This role focuses on optimizing trading performance through quantitative strategies and effective risk management. The ideal candidate will have over 12 years of experience...
$220k - $260k
The Senior Director, Global Trade Compliance is responsible for shaping and advancing how Beckman Coulter Diagnostics approaches trade compliance, ensuring the company remains compliant in a dynamic global business environment. The role also focuses on identifying and...Hourly payFull timeRemote workWork from homeWorldwideFlexible hours$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined... ...well-controlled framework. What You'll Do Conduct trade surveillance reviews with a focus on identifying potential...- ...Advisory compliance — primary owner, all regions Real-time trading guidance across all asset classes and venues Building and maintaining a pre-cleared rules... ...approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues...
- ...operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program... ..., marketing review, books and records oversight, and trading activity monitoring across the firm's fund complex. For...
- ...A global quant trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will provide real-time... ...and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days...
- ...kSARIA . Position Summary ITT Inc. is seeking a talented, energetic, and self‑motivated trade professional with at least 10 years of relevant experience to lead the trade compliance team of the Flow Technologies (FT) Value Center and serve as Director, Trade Compliance,...Temporary work
$99k - $266k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...independence requirements.The OpportunityAs part of the Customs and Trade Tax team you are going to lead the way as technology-enabled...Full timeH1b$150k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...independence requirements.The OpportunityAs part of the Customs and Trade team you are expected to lead as a technology-enabled trade...Full timeTemporary workH1b
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