Senior Counsel: Investment Management & Regulatory Policy
US Securities and Exchange Commission
The Division of Investment Management of the US Securities and Exchange Commission seeks an Attorney-Adviser (Senior Counsel-Investment Management). You will provide legal analysis and guidance on matters affecting investment companies and advisers, review filings, and support rulemaking and policy development. Applicants must have a J.D. or LL.B., be an active member of the bar in good standing in any U.S. jurisdiction, and meet the minimum experience requirements. #J-18808-Ljbffr US Securities and Exchange Commission
$150k - $160k
...Senior Counsel This position is hybrid in Wayne, PA, and... ...Unlimited Paid Time Off Policy Inclusive parental... ...review, negotiate, and manage a wide variety of... ...stakeholders on legal, regulatory, and compliance matters... ...and return on, their investments in supply chain...SeniorPolicyRegulatoryContract workFlexible hours- ...Lawyer / Attorney / Counsel - Junior / Senior / Lead About... ...vertical in Legal, Regulatory Compliance, and Corporate... ...technology firms, investment entities, financial... ...of regulatory risk management, data governance,... ...operations workflows: Policy drafting &...SeniorPolicyRegulatoryContract work
$180k - $300k
...plus. Provide product counseling on a wide array of products... ...develop and oversee policies championing freedom of... ...meets the increase in regulatory and privacy... ...either the Counsel or Senior Counsel level, and we... ...it, and everyone can manage their communications from...SeniorPolicyRegulatoryLive inLocal areaWorldwide$60k - $90k
...billion of assets under management. NADG has been active in... ...private equity funds and investment vehicles. In addition to... ...compliance with regulatory standards and company policies. Special Projects & Process... ...work with directly with senior leadership on strategic...SeniorPolicyRegulatory- ...Senior Auditor Private Bank/Wealth Management Solutions Internal Audit Team Join our Private... ..., which provides investment expertise and global market... ...in accordance with firm policy Partner with stakeholders... ..., external news, and regulatory changes affecting the financial...SeniorPolicyRegulatoryVisa sponsorship
$117k - $175k
...information, evaluating adherence to policy and procedure, providing loan... ...portfolio performance. The Senior Credit Underwriter (SCU)... ...revenue growth while also managing a portfolio of existing credit... ..., procedures, and applicable regulatory requirements Necessary Activities...SeniorPolicyRegulatoryWork at officeShift workDay shift$106k
...also offer commercial banking, wealth management, investment management, insurance and risk... ...operating plan; complying with operating policies and procedures established for the commercial... ...the bank's adherence to outside regulatory requirements. Communicates with...SeniorPolicyRegulatory- JOB SUMMARY: The Senior Accounting Manager is a key leader within the Finance... ...controls, oversees treasury and investment accounting, and partners... ...and internal accounting policies to financial reporting and... ...reporting, audit, regulatory, and management-reporting...SeniorPolicyRegulatoryLocal area
$200k - $217k
...Mozilla Ventures, which invests in responsible tech... ...steward of this portfolio, managing Mozilla's assets and... .... About the Role The Senior Accounting Manager is... ...different accounting, tax, regulatory, and reporting... ...and maintain accounting policies, procedures, and documentation...SeniorPolicyRegulatoryLocal areaRemote workHome officeFlexible hours- ...our Private Bank/Wealth Management Solutions Internal... ...Solutions, which provides investment expertise and global... ...administration platform. As a Senior Auditor on the Private... ...accordance with firm policy Partner with... ...trends, external news, and regulatory changes affecting the...SeniorPolicyRegulatoryVisa sponsorship
- ...Group is a family-owned real estate investment and management company dedicated to building high... ...management environment along with senior accounting experience. EOE/AA Employer... ...GAAP and IRS standards, company policies and regulatory requirements Non-Essential Functions...SeniorPolicyRegulatoryWork at officeWork visaMonday to FridayFlexible hoursWeekend work
$71.3k - $98.1k
...trillion in assets under management, administration and... ...Columbia Threadneedle Investments and RiverSource Insurance... ...opportunity for a Senior Accountant! This position... ...internal and external policies, procedures and... ...10Q & 10K, statutory/regulatory filings, and compliance...SeniorPolicyRegulatoryFull timePart timeH1bWork at officeWork from homeVisa sponsorship1 day per week- ...our Private Bank/Wealth Management Solutions Internal... ...Solutions, which provides investment expertise and global... ...administration platform. As a Senior Auditor on the Private... ...accordance with firm policy Partner with... ...trends, external news, and regulatory changes affecting the...SeniorPolicyRegulatoryVisa sponsorship
- ...national real estate investment and development firm headquartered... ...commercial property management capabilities, MCB is... .... JOB SUMMARY The Senior Property Manager is... ..., and compliance with regulatory requirements while ensuring... ..., including policy development, systems implementation...SeniorPolicyRegulatoryFull timeContract workFor contractorsWork at officeLocal areaFlexible hours
- ...privacy strategy and policy, advises agencies on federal... ...privacy law, and counsels on citywide data-sharing... ...Privacy Officer at senior-level meetings or in interagency... ...legislative and regulatory developments in the... ...Due to the necessary management duties of this position...SeniorPolicyRegulatoryFull timeWork at officeLocal areaShift workNight shiftWeekend workAfternoon shift
$150k - $200k
...HELOC products and business units as Senior Counsel member of Legal Compliance team.... ...Job Duties and Responsibilities: Manage and work on legal, regulatory, and product issues related to mortgage... ...laws, regulations and Company policies and procedures. Perform other...SeniorPolicyRegulatory$151.84k - $287.04k
...The Senior Counsel, reporting to a Deputy General Counsel, provides legal... ..., including contractual, regulatory, data-use, IP, publication,... ...decisions, and institutional policies governing sponsored research... ...related to conflict-of-interest management, research security,...SeniorPolicyRegulatoryContract workRemote workRelocation- ...platform offering expertise in property management, investment management, development, and... ...development assets and over $36.5 billion of regulatory assets under management. Greystar was... ...maintained in accordance with corporate policy.* Acts as liaison to internal and external...SeniorPolicyRegulatoryFull timeLocal area
- ...jurisdictions. We are looking for a Senior Privacy Counsel to own significant portions... ...partner with the Privacy Manager, who handles much of the... ...stakeholders on strategy, policies, standards, and controls,... ...human-review bar. Legal & Regulatory Horizon Scanning. Monitors...SeniorPolicyRegulatory
$121.88k - $191.53k
Title: Sr Counsel, Privacy & AI Counsel Reports to: General Counsel... ...teams on data practices, and manage one direct report (GRC... ...governance framework, including policies on responsible AI use, automated... ...breach notification analysis and regulatory reporting Draft, negotiate,...SeniorPolicyRegulatoryFull timeContract workRemote work- ...Google's earliest product managers and co-creator of Google Maps... ...you’ll do We're hiring a Senior Privacy Counsel to be a core member of Sierra... ...and business teams. Regulatory (with focus on AI) Advise on... ...and implement AI governance policies and frameworks to ensure responsible...SeniorPolicyRegulatoryFull timeFlexible hours
$165k - $185k
Job Family: Legal Counsel About Us At... ...retirement, and investment solutions help people... ...and Government and Policy Affairs. Transamerica... ...the review of senior team members.... ...division. Draft regulatory responses, disclosures... ...and project management skills with an ability...SeniorPolicyRegulatoryRemote jobWorldwide- ...decision-making, change management, leadership, and... ...Safety & Incident Response Counsel, you will be... ...identify risks, manage regulatory interactions, and guide... ...and strategically with senior members of the Legal &... ...Support the development of policies and procedures related...PolicyRegulatoryFull timeContract workWork at officeFlexible hours3 days per week
$127.7k - $187.29k
...drafting, analysis, and knowledge management. We expect every attorney to... ...We are hiring Employment Counsel to anchor our employment and... ...counseling, investigations, policies, compliance, and related... ...operate practical processes for regulatory monitoring, training, policy...PolicyRegulatoryFull timePrivate practiceLocal areaRemote workFlexible hours$50k
Litigation Management and Execution Independently manage all phases... ...Litigation Support Support Senior Trial Counsel and Senior Litigation... ..., regulations, and company policies. Adhere strictly to ethical... ...practice and compliance with all regulatory and professional standards....PolicyRegulatoryRemote work- ...improvement.As Technology Senior Auditor within our Commercial and Investment Banking Post Trade... ...evaluate and report on management's controls, communicate... ...Chase’s Internal Audit policy.Apply professional skepticism... ...industry standards and regulatory requirements.Seek...SeniorPolicyRegulatory
- Walmart seeks a Senior Manager, Specialty Compliance and Ethics to lead the development and execution... ...of compliance strategies within the Regulatory Impact and Response team. They will... ...prioritization conversations, oversees policy development, and partners across...SeniorPolicyRegulatory
- Osaic seeks a Senior Trust Officer to join Premier Trust, a member of the Osaic family,... ...This role ensures compliance with trust policies and state regulations while representing... ...administration, with advanced knowledge of regulatory requirements and strong MS Office skills...SeniorPolicyRegulatory
- Cambridge Investment Research, Inc. is seeking an Advocacy and Supervision Principal to join the Advocacy and Supervision... ...and account activity to ensure adherence to firm policies, clearing firm requirements, and regulatory standards. The ideal candidate is detail-oriented...SeniorPolicyRegulatory
- ...First Horizon is hiring an Accounting Policy Senior within Corporate Accounting to assist with... .... This role also evaluates SEC and regulatory reporting requirements, making updates... ...Transactions Develop Presentations for Management Regarding Impacts of Technical Accounting...SeniorPolicyRegulatoryWork experience placement
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