Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Specialist

Socket.dev

Primary Office Location: 626 Washington Place. Pittsburgh, Pennsylvania. 15219. Join our team. Make a difference - for us and for your future. Position Title: Compliance Specialist - Advisory Businesses Business Unit: Multiple Reports to: Director of Compliance - Advisory Businesses Position Overview: This position is primarily responsible for ensuring Advisory (Wealth / Private Banking / Insurance) comply with regulatory requirements and applicable policies and procedures governing their business practices. The incumbent collaborates with other members of the compliance staff in the identification, measurement and monitoring of compliance risks within Advisory. Primary Responsibilities: Documents departmental work flows and recommends solutions to improve quality and reduce costs, identifies problems, diagnoses causes and determines corrective actions. Performs ongoing data integrity validation and correction activities in high-risk areas, document findings and reports them to management in a timely manner. Documents and maintains assessment methodology and supports external and internal examinations as assigned. Develops and implements assessment processes and prepares periodic monitoring reports. Performs other related duties and projects as assigned. All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing and monitoring the risk they encounter daily as required by F.N.B. Corporation’s risk management program. F.N.B. Corporation is committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines. Compliance with regulatory laws and company procedures is a required component of all position descriptions. Minimum Level of Education Required to Perform the Primary Responsibilities of this Position: BA or BS Minimum # of Years of Job Related Experience Required to Perform the Primary Responsibilities of this Position: 3 Skills Required to Perform the Primary Responsibilities of this Position: Excellent project management skills Excellent communication skills, both written and verbal Excellent customer service skills Ability to use general office equipment Ability to use a personal computer and job-related software MS Word - Intermediate Level MS Excel - Intermediate Level MS PowerPoint - Intermediate Level Experience conducting assessments or comparable production experience Familiar with wealth management, deposit/lending and insurance activities including applicable regulatory requirements Licensures/Certifications Required to Perform the Primary Responsibilities of this Position: N/A Physical Requirements or Work Conditions Beyond Traditional Office Work: N/A Equal Employment Opportunity (EEO): It is the policy of F.N.B. Corporation (FNB) and its affiliates not to discriminate against any employee or applicant for employment because of age, race, color, religion, sex, national origin, disability, veteran status or any other category protected by law. It is also the policy of FNB and its affiliates to employ and advance in employment all persons regardless of their status as individuals with disabilities or veterans, and to base all employment decisions only on valid job requirements. FNB provides all applicants and employees a discrimination and harassment free workplace. FNB will not provide sponsorship for employment-based visas for this position; only candidates who are legally authorized to work in the U.S. will be considered. #J-18808-Ljbffr Socket.dev

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Compliance Specialist in New York, NY vacancy
  •  ...Regulatory Compliance Specialist The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research compliance programs administered by the Office of Research Compliance and Training (RCT), with an approximate 70/3... 
    Suggested
    Work at office
    Local area

    Columbia University

    New York, NY
    5 days ago
  •  ...Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Medasource Regulatory Compliance Specialist – EU Clinical Trials (Drug/Device Combo Products) Contract Duration: ~6 months (potential for extension or early... 
    Suggested
    Full time
    Contract work
    Immediate start
    Remote work

    Medasource

    New York, NY
    4 days ago
  •  ...Neuberger is seeking an experienced Derivatives Assistant to join its Legal & Compliance team in New York. The role provides administrative and operational support for OTC and exchange-traded derivatives, including documentation management and coordination with trading... 
    Suggested

    Neuberger

    New York, NY
    2 days ago
  • $155k - $175k

     ...and industry best practices. Serve as the primary liaison with federal agencies during audits, inspections, and compliance reviews. Develop and maintain comprehensive documentation, including security plans, compliance reports, system... 
    Suggested

    Tata Consultancy Services

    New York, NY
    20 hours ago
  • $10k

     ...contracts for union represented titles. Position Summary: The selected candidate will be reporting to the Director of Payroll compliance along with other payment Analyst. You will be responsible for ensuring compliance with the Citywide Agreement, all current... 
    Suggested
    Permanent employment
    Full time
    Work at office
    Work from home
    2 days per week

    City of New York

    New York, NY
    20 hours ago
  •  ...Ciocca Automotive is seeking an energetic automotive compliance professional to join our growing team in Pennsylvania. This full-time role focuses on regulatory compliance, internal audits, and ensuring accurate licensing across multiple systems. You will manage updates... 
    Full time
    Fixed term contract

    Ciocca Automotive Careers

    New York, NY
    1 day ago
  • Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Managing Director will primarily manage internal investigations and litigation... 
    Temporary work

    Kroll

    New York, NY
    1 day ago
  • $69.34 - $108.35 per hour

    REGULATORY COMPLIANCE SPECIALIST (Contract) New York, NY, United States (On-site) Contract (2 months) Published 2 days ago root cause analysis Risk & Compliance Management CAMS/CRCM certifications Banking products The branch is seeking an experienced compliance consultant... 
    Permanent employment
    Contract work
    Part time
    Local area

    Capgemini

    New York, NY
    5 days ago
  • $55 - $60 per hour

     ...Base pay range $55.00/hr - $60.00/hr Direct message the job poster from Confidential Position Overview Contract - Bank Regulatory Compliance Officer Department: Compliance - Bank Regulatory Compliance Location: New York Business Overview The Bank Regulatory Compliance... 
    Contract work
    Temporary work

    Confidential

    New York, NY
    6 days ago
  • $40 - $60 per hour

     ...A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience... 
    Hourly pay
    Contract work
    Remote work

    Cedent

    New York, NY
    2 days ago
  • Compliance Specialist Key Responsibilities Reviewandverificationofallnewcustomeraccountfiles. UpdatecompanyAMLpoliciesandprocedures. Overseetheprocessforreviewoftransactionsforsuitability,accuracy,andsuspiciousactivity. MonitoringlegalandregulatoryrequirementsrelatedtotheBankSecrecyAct... 

    ReKruiting Advisors LLC.

    New York, NY
    5 days ago
  • $115k - $140k

     ...known Financial Services firm that is looking for an Associate of Compliance & Governance to join their team. The ideal candidate has 4+...  ...Paid paternity leave Get notified about new Compliance Specialist jobs in New York, NY . #J-18808-Ljbffr TBG | The Bachrach Group
    Full time
    Local area

    TBG | The Bachrach Group

    New York, NY
    6 days ago
  • Regulatory Compliance: Identify and monitor relevant U.S. laws and regulations, staying up to date with any changes. Prepare and present comprehensive regulatory reports including an assessment of applicability, recommendations and action plans. Policies & Procedures:... 

    TBG | The Bachrach Group

    New York, NY
    5 days ago
  • $93k

    Compliance Specialist - Affordable Housing Location: New York City Compensation: Up to $93K + bonus Overview Our client is seeking a detail-oriented Compliance Specialist to support affordable housing operations and ensure compliance with applicable housing regulations... 
    Work at office

    Vaco by Highspring

    New York, NY
    5 days ago
  •  ...A leading healthcare consultancy is seeking a remote Compliance Specialist for a 6-month contract. The role involves ensuring compliance with healthcare regulations, analyzing regulatory issues, and facilitating compliance-related projects. Candidates should have 4-5 years... 
    Contract work
    Remote work
    Flexible hours

    Pyramid Consulting

    New York, NY
    1 day ago
  • $23 per hour

    At First Student , this role is a critical part of our safety, compliance, and operational infrastructure. The Driver Compliance Operations Specialist supports regulatory compliance, driver qualification standards, and location-level operations by maintaining compliance... 
    Flexible hours

    jobs.firststudentinc.com - Jobboard

    New York, NY
    6 days ago
  • $32.97 per hour

     ...Release Service Center (Bronx) - Bronx, NY 10451 Position Type: Full-Time Non-Exempt Salary Range: $32.97 - $32.97 Hourly Title: Compliance Specialist Unit: Court Advocacy - Supervised Release Program Reports to: Compliance Manager Status: Full Time; Regular; Non-Exempt... 
    Hourly pay
    Permanent employment
    Full time
    Monday to Friday
    Night shift
    Day shift

    Fortune Society

    New York, NY
    2 days ago
  • We are looking for a Compliance Specialist that can engage in various areas of the risk and compliance team, who understands how to take a data-driven approach to compliance, and how to effectively communicate across the organization and with external stakeholders to deliver... 

    Novo

    New York, NY
    3 days ago
  • $55k - $65k

     ...promote individual and collective growth within the community by redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the supervision of the Manger and/or Director of Compliance, this candidate is... 
    Full time
    Part time
    Work at office
    Local area
    Flexible hours

    Shinda Management Corporation

    New York, NY
    2 days ago
  • $30 - $32 per hour

     ...and experience — talk with your recruiter to learn more. Base pay range $30.00/hr - $32.00/hr Immediate need for a talented Compliance Specialist . This is a 06 months contract opportunity with long-term potential and is located in U.S(Remote). Please review the job... 
    Contract work
    Work at office
    Local area
    Immediate start
    Remote work

    Pyramid Consulting, Inc

    New York, NY
    6 days ago
  •  ...Authentic Brands Group seeks a Revenue Royalty and Compliance Coordinator in New York to partner with Revenue, Compliance, Billing & Collections, Brand and Product Approvals teams. You’ll drive performance improvements in royalty, revenue, compliance and administration... 

    Authentic Brands Group

    New York, NY
    1 day ago
  • $73.84k - $106.85k

     ...Material Handling North America will not pursue visa sponsorship for this position. Job Description Join our Team as a Trade Compliance Specialist ! The Role: We are seeking a passionate and dedicated Trade Compliance Specialist who brings energy and expertise to the... 
    Temporary work
    Work at office
    Remote work
    Relocation
    Relocation package
    Flexible hours
    2 days per week

    Toyota Material Handling, Inc.

    New York, NY
    3 days ago
  • $52k - $65.4k

     ...direction of a participant’s life and avoid the harmful effects of incarceration. Brooklyn Justice Initiatives is seeking a Compliance Specialist. Reporting to the Compliance Manager, the Compliance Specialist will implement and execute strategies to ensure accurate compliance... 
    Full time
    Temporary work
    Work at office
    Local area
    Work visa
    Flexible hours

    Innovatingjustice

    New York, NY
    4 days ago
  • Toyota Material Handling North America is seeking a Trade Compliance Specialist to develop and execute import/export processes, including HTS/ECCN determinations, country of origin, and broker/PGAs management to ensure compliance across U.S. and international operations... 

    RadNet, Inc.

    New York, NY
    2 days ago
  • Job Description This position will provide compliance assurance through the review of records to include batch documentation, training records, standard operating procedures, and other technical documents; leading investigations, initiating deviations and determining corrective... 
    Contract work

    Mindlance

    New York, NY
    6 days ago
  • Reporting to the Assistant Director of Compliance, the chief responsibility for the Compliance Specialist is to assist in achieving quality compliance with the requirements of the WSFSSH’s external funders and regulators, thereby safeguarding WSFSSH’s assets and income... 
    Work experience placement
    Work at office
    Flexible hours

    West Side Federation For Senior And Supportive Housing Inc

    New York, NY
    5 days ago
  • $85k - $145k

     ...COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT WHAT IS THE OPPORTUNITY? The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering... 
    Remote work

    City National Bank

    New York, NY
    1 day ago
  • Overview Lutron is seeking a detail-oriented and driven Trade Compliance Specialist to join our Trade Compliance team at Lutron's Annex office location in Center Valley, PA. In this role, you will play a key part in supporting our global operations by ensuring adherence... 
    Work at office

    Lutron Electronics Co., Inc

    New York, NY
    2 days ago
  • $128k - $240.67k

    A leading tech company is seeking a highly experienced legal/compliance specialist to join their Global Legal Compliance team. The role involves supporting sanctions compliance programs, analyzing compliance issues, and working with cross-functional teams. Ideal candidates... 

    TikTok

    New York, NY
    6 days ago
  • $71.16k - $94.9k

    Pay Range: $71,160.00 - $94,903.00 The Compliance Specialist III is directly responsible for preparing increasingly complex compliance and government filings within company service standards and following department procedures to ensure accuracy and quality of deliverables... 
    Full time
    Temporary work
    Part time
    Local area
    Work visa
    Monday to Friday
    Flexible hours

    NBT Bancorp Inc.

    New York, NY
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Specialist. Be the first to apply!