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Senior Compliance Associate

$94k - $97.5k
Full-time

Leeds Professional Resources

:

Overview A leading aviation company seeks a motivated, detail-oriented Compliance Senior Associate to support the Legal & Compliance Department in ensuring regulatory and policy adherence. This role requires strong organizational skills and a proactive approach in a fast-paced environment.

Responsibilities

  • Assist in developing, implementing, and monitoring compliance programs to ensure adherence to applicable laws, regulations, and company policies.
  • Conduct regular audits and assessments to identify compliance risks and recommend corrective actions.
  • Review and analyze contracts, agreements, and other legal documents to ensure compliance with regulatory standards.
  • Collaborate with internal departments to provide guidance on compliance-related matters.
  • Maintain and update compliance records, including training logs, certifications, and audit reports.
  • Support the preparation and submission of regulatory filings and reports.
  • Stay informed of changes in laws, regulations, and industry standards, and communicate updates to relevant stakeholders.
  • Assist in investigations of compliance issues and support the implementation of corrective measures.
  • Provide training and support to employees on compliance policies and procedures.
  • Perform other duties as assigned to support the Legal & Compliance Department.

Requirements

  • Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
  • Proven experience in compliance management or a similar role within the financial sector.
  • Strong knowledge of Securities law, Fair Housing regulations, and financial auditing practices.
  • Familiarity with regulatory reporting requirements and the Bank Secrecy Act.
  • Excellent analytical skills with attention to detail.
  • Strong communication skills, both written and verbal.
  • Ability to work independently as well as part of a team.
  • Professional certification in compliance (e.g., Certified Compliance & Ethics Professional) is a plus.

Join us in this vital role where your expertise will help shape our commitment to ethical practices and regulatory adherence.

Job Type: Full-time

Pay: $94,000.00 - $97,500.00 per year

Benefits:

  • Dental insurance
  • Health insurance
  • Life insurance
  • Paid time off
  • Vision insurance

Schedule:

  • 8 hour shift
  • Monday to Friday

Work Location: In person

Vacancy posted 1 day ago
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