Deputy Chief Compliance Officer
Kaztronix
Head Of Us Compliance And Deputy CcoReporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads US Compliance program and serves as the primary strategic partner to US business. This senior leadership role is responsible for navigating the compliance needs of a high-growth, diverse business landscape. The role provides a unique opportunity to support the US business while acting as a leader within Global Compliance organization. The successful candidate will blend deep technical expertise with sound judgment to scale compliance program.ResponsibilitiesLeverage knowledge of industry guidance, laws, codes and best practices to direct the design, implementation, and evolution of a comprehensive US Compliance Program, ensuring alignment with the OIG and DOJ guidelinesProactively plan for emerging trends in compliance, anticipating the impact of these trends on Company processes and controlsServe as a strategic advisor to Commercial, Medical Affairs, Patient Advocacy, R&D and other teams to enable innovation while proactively addressing compliance risksPartner with cross functional stakeholders to understand changing business practices, identify risks and adapt Compliance program elements to address emerging risksChair the US Compliance Committee and provide regular updates to the Chief Compliance Officer, Oncology on program effectiveness, risk profiles, and mitigation strategiesLead the strategic development and implementation of a practical and business-oriented compliance training and communication program to empower Company personnel to manage risk with clarity, integrity and sound judgementLead the development and maintenance of a US policy framework designed to establish clear, comprehensive and effective policies and procedures to aid the business in efficient decision making. Oversee initiatives to enhance policy accessibilityEstablish effective business processes and controls to ensure the Company is complying with its legal and regulatory obligations and undertake a continuous improvement process to timely identify and remediate any program gapsSet an appropriate tone of integrity and raise awareness of compliance as a collective responsibility of all Company personnel through effective engagement, training, auditing, and monitoringPartner with Head of Compliance Risk and Assurance to (i) identify monitoring needs, provide support for live monitoring and pull through monitoring results/analytics to business stakeholders; (ii) conduct planning and inputs for risk assessments; (iii) support annual transparency reporting; and (iv) support internal investigationsPartner with business stakeholders in connection with the preparation of an annual compliance work planSupport various enterprise-wide initiatives led by Global Compliance functionManage, coach and develop assigned staff and third party resourcesQualificationsBachelor degree is required (a JD or other advanced degree or course of study strongly preferred)Minimum of 12 years of broad compliance experience in the pharmaceutical or biotechnology industry with at least 5 years in a senior leadership position.Exceptional working knowledge of laws, regulations, and industry guidance that affect the pharmaceutical industryAbility to mentor and retain a high-performing team of compliance professionals, fostering a culture of continuous learning and professional accountability.Kaztronix is an equal opportunity employer and does not discriminate on the basis of race, color, national origin, sex, age, religion, disability, veteran status or any other consideration made unlawful by federal, state or local laws. In addition, all human resource actions in such areas as compensation, employee benefits, transfers, layoffs, training and development are to be administered objectively, without regard to race, color, religion, age, sex, national origin, disability, veteran status or any other consideration made unlawful by federal, state or local laws. By applying to the position, you acknowledge that your information will be used by Kaztronix in processing your application.
$120k - $170k
...commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-... ...research, and management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer...Suggested$160k - $250k
Location Designation: Hybrid - 3 days per week Role Overview:This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle...SuggestedLocal areaHome office3 days per week$263k - $360.93k
...Head Of Us Compliance And Deputy Chief Compliance Officer (Executive Director)Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline's US Compliance program and serves as the primary strategic partner to Stemline...SuggestedTemporary workFlexible hours- ...New York University seeks a Deputy Chief Global Compliance Officer to lead and operationalize the global ethics and compliance program. The role reports to the CGCO and serves as the primary operational deputy, providing day-to-day oversight of NYU's compliance activities...Suggested
- ...and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...CIFC’s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in...SuggestedWorldwide
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the...Full time- ...Deputy Chief Compliance OfficerWe are actively recruiting for an experienced banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking. Reporting to the Chief Compliance Officer...
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services Consumer Discretionary...
- ...Commission (GDC) is seeking a senior attorney or compliance administrator with experience in a... ...within the Ethics and Compliance Office and may be called upon to offer compliance... ...needed. This position reports directly to the Chief Ethics and Compliance Officer and may supervise...Contract workWork at officeFlexible hours
- ...Salary Type AnnuallyIndustry Broker DealerSelling Points Lead compliance strategy at a dynamic broker-dealer organization.... ...a hybrid work environment.Job DescriptionChief Compliance Officer OverviewThe Chief Compliance Officer (CCO) ensures broker-dealer compliance...
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...Work at officeFlexible hoursShift work$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Senior Compliance Coordinator (East Coast) at Evolving Solution Services drives day-to-day compliance activities for the assigned markets, ensuring licensing, permits, and documentation are accurate and timely. The role is hands-on and execution-focused, critical to maintaining...
$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future... .... You’re a good fit if you have You've been the CCO or Deputy CCO of an SEC-registered IA and/or Broker-Dealer Comfortable...Work at office$300k - $400k
...Regulatory Leadership & Compliance OversightDefine and manage a forward-looking compliance strategy across multiple jurisdictions. Oversee licensing, regulatory obligations, and adherence to evolving frameworks. Act as primary contact for supervisory bodies, including...Local area$120k - $140k
...AVP, Fixed Income Compliance OfficerThis position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance reporting, metrics, dashboards...Full time$290k - $335k
...traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe,... ..., and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide range...Worldwide- ...Global Chief Compliance OfficerZerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies...
- ...The Director, Compliance Monitoring at NPCC reports to the Vice President, Compliance and leads NPCC's CMEP program across the region, directing audits, spot checks, investigations, self-certifications, and internal controls evaluations for registered entities. This role...
- ...Syracuse University is looking for a Chief Risk and Compliance Officer to lead risk management and compliance efforts. This role involves providing strategic direction and fostering a culture of accountability. The ideal candidate will have extensive experience in higher...Full time
- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...Remote work
$270k - $300k
...Chief Compliance OfficereToro is the trading and investing platform that empowers users to invest, share, and learn. We were founded in 20... ...in May 2025. We have over 1,400 employees across more than 10 offices around the globe, strategically positioned to serve the needs...$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO), Equal Employment Opportunity About the Company Dynamic government agency providing legal, training & business planning services Industry Government Administration Type Government Agency Founded 1898 Employees...Full time
$255k - $300k
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad...Work from home
$160k - $210k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty St, Warsaw, NY, US Salary Range: $160,000.00 To $210,000.00 Annually...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift- ...Chief Compliance Officer (CCO) About the Company A growing financial services and alternative investments platform scaling its compliance infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of...
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