Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

VP, Regulatory Compliance Initiatives & Training

TD Bank ATM

TD Bank Group in New York, NY is seeking a VP Compliance to lead the Compliance Regulatory Initiatives team within U.S. Wholesale Compliance. The role focuses on remediation, program development, and improving training efforts across in-scope lines. You will design and deploy a robust training program, manage risk-based analyses, coordinate with auditors and regulators, and report progress to senior management. The ideal candidate has 5-7 years in compliance and strong leadership. #J-18808-Ljbffr TD Bank Group

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the VP, Regulatory Compliance Initiatives & Training in New York, NY vacancy
  • $150k - $185k

     ...Hours 40 Line of Business Compliance Pay Detail $150,000 -...  ...of the department’s initiatives & programs. The...  ...and project plans for regulatory initiatives, new Global...  ...Control Room function. Training : Work with the GCR Head...  ...General Job Posting The VP Compliance TDS oversees... 
    Training
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    New York, NY
    3 days ago
  • $220k - $260k

    VP, Global Claims Transformation Initiative Lead Locations: London; New York; Philadelphia;...  ...scope, adapting to the regulatory and operational variation...  ...employment opportunity and compliance with all laws and...  ...to provide employment, training, compensation, promotion... 
    Training
    Local area

    Chubb

    New York, NY
    3 days ago
  • Help shape the future of regulatory compliance by driving the responsible adoption of artificial...  ...business teams to deliver enterprise AI initiatives while maintaining strong governance...  ..., and internal stakeholders. Deliver training and guidance to business partners on... 
    Training
    Work at office

    Madison-Davis, LLC

    New York, NY
    2 days ago
  • $140k - $180k

     ...Hours 40 Line of Business Compliance Pay Detail $140,000 - $180,...  ...role. Job Description This VP Compliance role will be a key...  ...member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale...  ...Compliance Regulatory Initiatives - Training Responsible for designing... 
    Training
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    New York, NY
    3 days ago
  • $160k - $200k

    VP, Strategic Initiatives Leadership Advisory | Full-Time | Remote About TMG The Miles Group (TMG) is a leadership advisory firm dedicated to...  ...termination, recall, transfer, leaves of absence, compensation, and training. TMG expressly prohibits any form of workplace harassment... 
    Training
    Full time
    Local area
    Remote work

    Triwill Group

    New York, NY
    10 hours ago
  • $150k - $180k

     ...Preferred Qualifications:The Compliance Transformation team is...  ...delivers against its most critical regulatory, remediation, technology,...  ...discipline needed to move complex initiatives from strategy to...  ...development conversations, training programs, and a competitive... 
    Training
    Full time
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  • $103.92k - $155.88k

    PMAE Program Manager - VP Job Req Id: 26973049 Location: Tampa...  ...complex cross‑functional initiatives, programs, and projects. The...  ...but generally ranges from regulatory compliance to risk management. PMAE is...  ...assist on the program with training and coaching of junior personnel... 
    Training
    Work at office

    Citi

    New York, NY
    1 day ago
  • $140k - $180k

     ...:The TD Securities US Compliance team is looking for a...  ...Futures products.The VP Compliance role oversees...  ...guidance and expertise on regulatory requirements and...  ...of Compliance function initiatives and programsPrepare summaries...  ...covered during cross training sessionsVolunteer to... 
    Training
    Full time
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  • $200k - $250k

    The VP, Global Transformation Programs is a senior delivery role...  ...assigned transformation initiatives — supporting problem definition...  ...equal employment opportunity and compliance with all laws and regulations...  ...is to provide employment, training, compensation, promotion, and... 
    Training
    Work at office
    Local area
    Immediate start

    Chubb

    New York, NY
    15 hours ago
  • Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to...  ..., policies, procedures and training; conducts independent testing...  ...demonstrate high level of initiative, ability to effectively probe... 
    Training
    Work experience placement

    Goldman Sachs

    New York, NY
    4 days ago
  •  ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm...  ...controls, policies, procedures and training; conducts independent testing;...  ...Compliance coverage areas and strategic initiatives, partnering closely with business leaders... 
    Training
    Work experience placement
    Work at office

    Goldman Sachs

    New York, NY
    3 days ago
  • $165k - $250k

     ...for the Real Estate Legal and Compliance team in New York. The...  ...AIFMD and Form ADV and other regulatory filings and ensure timely submissionOversee...  ...ethic, sound judgement, initiative, creativity, and driveThe...  ...absence, compensation, and training. All Blackstone employees,... 
    Training
    Full time
    Work at office
    Local area

    Blackstone Group

    New York, NY
    4 days ago
  •  ...sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description...  ...are seeking a skilled and meticulous VP / Regulatory Counsel to join our team...  ...policies and procedures.Conduct compliance training for employees and stakeholders.Perform... 
    Training
    Permanent employment
    Local area

    IDEX Consulting

    New York, NY
    2 days ago
  •  ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps...  ...controls, policies, procedures and training; conducts independent...  ...must demonstrate high level of initiative, ability to effectively... 
    Training
    Work experience placement

    The Goldman Sachs Group, Inc.

    New York, NY
    4 days ago
  •  ...Preferred Qualifications: The Compliance Transformation team is...  ...delivers against its most critical regulatory, remediation, technology,...  ...discipline needed to move complex initiatives from strategy to...  ...development conversations, training programs, and a competitive... 
    Training
    Work experience placement
    Local area
    Work from home
    Flexible hours

    Td Bank Group

    New York, NY
    3 days ago
  • $150k - $185k

     ..., and trusted advisor. The VP of Communications will build...  ...listings, and state‑level initiatives across all markets. Build a...  ...Develop toolkits, templates, and training programs that empower Local...  ...and local levels. Ensure compliance with regulatory and state‑level real estate... 
    Training
    Casual work
    H1b
    Live in
    Local area

    SERHANT.

    New York, NY
    2 days ago
  •  ...Vice President, Agency Compliance About the Company Highly respected...  ...Public Assistance Training Counseling Non-Profit...  ...delivery within the legal and regulatory compliance and quality...  ...President will also be tasked with initiating agency-wide risk assessments... 
    Training

    Confidential

    New York, NY
    2 days ago
  •  ...projects.This is a Project Manager (Non-Engineering) role. You will initially focus on an AI-driven, cross-divisional global transformation...  ...opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to... 
    Training
    Work at office

    Goldman Sachs

    New York, NY
    3 days ago
  • $130k

    The VP, Compliance Officer will play a crucial role in offering real-...  ...firm's activities adhere to regulatory standards. This position...  ...surveillance and regulatory initiatives.Working knowledge of trade...  ...internally. Conduct compliance training on new regulations and firm... 
    Training
    Temporary work
    Work at office
    Immediate start

    Cantor Fitzgerald

    New York, NY
    1 day ago
  •  ...based in New York, seeks a Vice President to join PWM Compliance, providing regulatory guidance and risk management across Private Wealth...  ...to detail. The role offers exposure to governance, training, and strategic initiatives. #J-18808-Ljbffr The Goldman Sachs Group
    Training

    The Goldman Sachs Group

    New York, NY
    19 hours ago
  • $165k - $250k

     ...dynamic business, with a focus on global fundraising and marketing initiatives as well as day-to-day legal matters for Blackstone Real Estate...  ..., termination, transfer, leave of absence, compensation, and training. All Blackstone employees, including but not limited to... 
    Training
    Full time
    Local area

    Blackstone Group

    New York, NY
    3 days ago
  • $165k - $250k

     ...funds as well as cover new initiatives. The role will combine strategic...  ...with the detailed legal, regulatory, governance, and operational...  ..., Public Affairs, Legal and Compliance, and other groups in the United...  ...absence, compensation, and training. All Blackstone employees,... 
    Training
    Full time
    Local area

    Blackstone Group

    New York, NY
    3 days ago
  • $140k - $180k

    ## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On...  ..., guidance and expertise on regulatory requirements and assisting...  ...reporting of Compliance function initiatives and programs* Prepare...  ...modules covered during cross training sessions* Volunteer to present... 
    Training
    Work experience placement
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    3 days ago
  • $130k - $195k

     ...strategies, including media training, keynote placements, bylined...  ...Contribute to agency marketing initiatives, including award submissions...  ...Solid understanding of the regulatory, policy, and market...  ...and relevant regulatory and compliance considerations. Exceptional... 
    Training
    Local area

    Socket.dev

    New York, NY
    3 days ago
  • $120k - $135k

     ...Development, Family Support, Job Training & Employment Support...  ...quarterly reporting to the Compliance Committee of the Agency’s Board...  ...services from both legal and regulatory compliance and quality assurance...  ...and effectiveness, and initiating an agencywide risk assessment... 
    Training
    Full time
    Work experience placement
    Work at office
    Immediate start

    CAMBA

    New York, NY
    7 days ago
  • Compliance, GBM Public Compliance - Digital Assets, Vice President,...  ...detects and mitigates compliance, regulatory and reputational risk across...  ..., policies, procedures and training; conducts independent...  ...ability to prioritize multiple initiatives simultaneously as an... 
    Training
    Full time
    Temporary work
    Work at office

    Goldman Sachs Bank AG

    New York, NY
    3 days ago
  • $125k - $175k

     ...world. Job Summary: As Vice President, Capital Markets Business Initiatives Delivery, you will collaborate with senior Front Office...  ...milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities... 
    Training
    Part time
    Local area

    BMO Capital Markets

    New York, NY
    2 days ago
  • $110k

     ...Performance and Strategy Officer, the Vice President of Compliance oversees and manages required contractual, regulatory, and accreditation compliance of all CHNY...  ...flowcharts, etc.). Collaborate with program and training staff to ensure all staff are continuously trained... 
    Training
    Contract work
    For contractors
    Local area

    Covenant House

    New York, NY
    2 days ago
  • $165k - $250k

     ...transactions, including structuring, negotiation, regulatory and execution.Fundraising Support:...  ...support for Strategic Partners’ initiatives.Special Projects: Assist the General Counsel...  ..., leave of absence, compensation, and training. All Blackstone employees, including... 
    Training
    Full time
    Local area
    Flexible hours

    Blackstone Group

    New York, NY
    19 hours ago
  •  ...policies & procedures developed to ensure compliance with regulatory obligations. The Control Officer will...  ...plans, educational assistance and training programs, income replacement for...  ...the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles... 
    Training
    Full time
    Work at office
    Local area
    Remote work
    1 day per week

    MUFG

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to VP, Regulatory Compliance Initiatives & Training. Be the first to apply!