Senior Private Funds Compliance Director — SEC Readiness & Oversight
JCW Group
JCW Group in New York seeks a senior compliance professional to manage obligations under the Investment Advisers Act of 1940, overseeing private funds compliance, adviser operations, and regulatory filings to ensure readiness for examinations and ongoing regulatory change. The candidate will have deep fund operations knowledge, track record in Form ADV filings, and the ability to advise senior management while coordinating across legal, operations, finance, and investor relations. #J-18808-Ljbffr JCW Group
- ...responsible for managing compliance with the Investment... ...leading all aspects of SEC examination management... ...deep knowledge of private fund operations and the regulatory... ..., including exam readiness, document production,... ...business risks. Advise senior management, investment...Private
$124.28k - $186.16k
...role. Line of Business: Compliance Job Description: Why... ...Advisers Act of 1940, SEC Rule 206(4)-7 compliance... ...Independent compliance oversight and credible challenge.... ...reporting for the CCO, senior management, committees,... ...Impact in Communities - TD Ready Commitment TD has a...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours$200k - $230k
Overview The Compliance team is a critical and... ...directly to the Managing Director, Chief Compliance... ...exposure to senior leadership across... ...Responsibilities Assist in the oversight of the firm’s... ...industry (private debt experience preferred... ..., in‑house and/or SEC experience a plus,...SeniorPrivateTemporary workWork at office- ...approximately $780 million in private funding, and more than 900 highly... ...newcleo is seeking a Senior Manager, SEC Reporting & Technical Accounting... ...transactions, ensuring compliance with SEC requirements,... ...supporting a public company, IPO readiness, or SEC reporting...SeniorPrivate
$114.75k
...New York area CPA/consulting firm is seeking a talented Senior Accountant and Manager - SEC for their expanding outsourced accounting practice in New... ...and review financial statements for both the public and private sector including disclosures for audit, review and...SeniorPrivateRemote workFlexible hours- Plaid seeks a talented SEC Reporting Manager to bolster readiness for SEC filings and support annual audits. You will work cross-functionally to implement scalable, accurate reporting processes and apply technical accounting expertise to complex transactions. You will...Senior
$250k
...New York is seeking a legal advisor to assist public and private companies with securities offerings, including IPOs and private placements. Responsibilities include drafting SEC filings and ensuring compliance with relevant regulations. The ideal candidate has a strong...SeniorPrivate- ...client, a leading global media giant, seeks a Senior Accountant in New York with hybrid work options. You will handle SEC reporting, 10-Q/10-K, footnotes, and MD&A, while... ...degree in accounting and 2+ years of Big 4 or private experience are required; CPA is preferred. You...SeniorPrivate
$150k - $200k
...recruiting a SeniorHedge Fund Controller to join the... ...responsible for the oversight of a team of Fund... ...functions for the BBH Private Funds (the “Funds”) which... ...relationship managers, Compliance, Risk, Legal, the BBH... ...other internal teams and senior stakeholders.Key...SeniorPrivateFull timeLocal areaShift work$115.44k - $186.16k
...this role. Line Of Business Compliance Job Description Why Work... ...the organization. Senior Compliance Business Oversight Manager (US) is responsible... ...requirements, check processing and funds availability requirements,... ...to prepare executive‑ready materials and communicate...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours- A private capital ecosystem company is seeking Certified Deal Control Analysts to monitor... ...Score. Roles span from entry-level to senior positions, all requiring specific financial... ...capital deals while providing critical oversight and analytical support. #J-18808-Ljbffr...SeniorPrivateHourly payContract workFor contractorsImmediate start
$100k - $120k
...Ascendo Resources Managing Director at Ascendo Resources... ...700M AUM is seeking a Senior Fund Accountant / Analyst... ...communications, and oversight of third-party administrators... ...a plus ) 3+ years in private equity fund accounting... ...-paced team If you’re ready to take ownership,...SeniorPrivate16 hoursFull timeRemote workWork from home- ...seeking a high-caliber Fund Controller to lead the... ...of its diverse private equity fund structures... ...fund accounting, tax compliance, treasury oversight, investor reporting, and... ...will work closely with senior leadership, including CFO and Director of Accounting, to drive...SeniorPrivate
- Atlantic Group in New York is seeking a Fund Controller to lead fund accounting, capital... ...operations across a diversified private investment platform. You will partner with... ...teams to oversee fund accounting, valuation oversight, and strategic initiatives. The ideal candidate...SeniorPrivate
$135.9k - $159.9k
Are you ready to make an impact?Our expert and award-winning Mergers & Acquisitions (M&A) practice seeks a Senior Consultant to join our rapidly growing Sell-Side Advisory (SSA) team.... ...portfolio companies of venture capital and private equity firms. As a Senior Consultant,...SeniorPrivateLocal areaImmediate startFlexible hours$78.68k - $160.75k
...Recapitalizations. Initial Public Offerings. Private Equity Financings. Joint Ventures.... ...terms mean and you have strong compliance and/or tax provision skills. You... .../2027 Work you’ll do As a T&IS Tax Senior focused on Transaction Readiness and Restructuring (TRR), you will:...SeniorPrivateWork at officeLocal area$154.5k - $302k
..., law firms, banks and private equity firms on their most... ..., you.Are you ready to make your impact?About... ...REIT tax structuring and compliance, executive compensation... ...investment banks, opportunity funds, insurance companies,... ...companies and to the SEC on Forms 10-K and 10-Q...SeniorPrivateFull timeInterim roleWork at officeFlexible hours$150k - $250k
Position Title: REIT and Real Estate Fund Ratings Analyst - Director/ Senior Director (NY)Department:... ...credit facilities and monitor covenant compliance. Maintain peer group comparisons of... ...value and IFRS.Ability to generate private market values estimates for underlying...SeniorPrivateFull timeTemporary workLocal areaFlexible hours- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related... ...Financial Services Type Privately Held, Private Equity-backed Founded... ...will have a strong background in SEC, investment adviser, and wealth management...SeniorPrivate
- ...Estates Center of Excellence (COE) supports the Global Private Bank by driving consistency, quality, and risk... ...and estate administration activities.DescriptionThe Senior Product Associate - Administration Oversight & Training supports the Trusts & Estates Center of Excellence...SeniorPrivateWorldwideFlexible hours
$250k - $290k
...mindset, we partner with CEOs, Boards, Private Equity and Governments every step of the... ...portfolio roadmaps, dependencies, risks, readiness activities, and adoption progress, driving... ...Leader, Technical Product Leader, or senior consulting technology professional; including...SeniorPrivateWork experience placementSummer holidayWork at officeFlexible hours$78.5k - $163k
...Senior Consultant, Investment Administration... ...law firms, banks and private equity firms on... ...importantly, you.Are you ready to make your impact... ...structuring and compliance, executive compensation... ...banks, opportunity funds, insurance... ...Understanding of US GAAP and SEC reporting ~...SeniorPrivateFull timeWork experience placementRemote workVisa sponsorshipWork visaFlexible hours$170k - $308k
...Description: J ob Title Senior Counsel, Bank Regulatory Legal Corporate Title Director Location New York City or... ...activities are subject to extensive oversight by the Federal Reserve and the... ...Banking, Capital Markets, Private Bank, and Wealth Management...SeniorPrivateWork at officeWork from home$200k - $250k
...Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic... ...a key leadership role in the oversight and administration of the Firm's... ...requirements related to public and private offerings such as, ATMs, Follow-...SeniorPrivateWork at office- newcleo is seeking a Senior Manager, SEC Reporting & Technical Accounting to support the company’s growth as it transitions toward a U.S.-... ...successful candidate will oversee complex transactions, ensure compliance with SEC requirements, IFRS, and US GAAP, and collaborate...Senior
$130k - $175k
...investment firm. They seek a Senior Operations Associate/... ...operational oversight of structured credit, repos... ...as primary liaison with fund administrators and prime... ...onboarding and operational readiness for new counterparties,... ..., credit manager, or private fund experience...SeniorPrivateWork at officeRemote workOverseasNight shift$140k - $170k
...a Financial Reporting Senior Manager/Manager, leading... ...preparation and review of SEC filings, supporting clients through IPO readiness and external audits,... ...related to Sarbanes-Oxley compliance • Reviewing financial... ...both the public and private sector including disclosures...SeniorPrivateWork at officeRemote work$300k - $400k
...Services (TRS). The TAS team supports private equity sponsors, lenders and... ...with speed and precision. The Senior Director, TAS Tax Reporting and Readiness role represents a unique opportunity... ...with exposure to tax provision, compliance and tax accounting matters In-...SeniorPrivateInterim roleWork at officeRelocation- ...ROLE Reporting to the Director of Finance with a dotted... ...ll partner closely with senior leadership and cross-... ...providing crisp, decision-ready analysis that shapes... ...in Investment Banking, Private Equity, Strategic Finance... ...-to-end with minimal oversight. Exceptional analytical...SeniorPrivate
- ACA Group in New York is seeking a senior examiner/attorney with private funds experience to join our growing GRC practice. You will lead mock regulatory examinations, review compliance programs, and draft reports for high-profile clients. You’ll interact with regulators...SeniorPrivate
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