North America Compliance Lead (Financial Regulation)
$125k - $150kLloyds Bank plc
Lloyds Bank plc is seeking a Compliance Officer in New York to support the Chief Compliance Officer with regulatory compliance for financial markets. The role involves preparing regulatory filings, conducting compliance reviews, and assisting with training and surveillance. The ideal candidate should have 3-5 years of experience in a broker-dealer environment, a BA/BS degree, and strong knowledge of FINRA regulations. A salary range of $125,000 to $150,000 is offered depending on experience. #J-18808-Ljbffr Lloyds Bank plc
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the North America Compliance Lead (Financial Regulation) in New York, NY vacancy
- ...Risk Management and Compliance, you are at the center... ...Job responsibilities Lead the independent assessment... ...capital risk across North America Establish, calibrate,... ...Engage with regulators, internal partners, and... ...certification such as Chartered Financial Analyst or Financial...Financial
$160k - $220k
Location: Remote - North Carolina, United States Job ID: R0112386 Date Posted: 2... ...seeking a Global Energy Research & Analysis Lead - North America, to drive the monitoring and analysis... ...as well as ensure alignment and compliance. Externally, represent the company in...SuggestedFull timeRemote workShift work$115.44k - $186.16k
...Senior Manager, Compliance Governance & Operations... ...: Charlotte, North Carolina, United States of America Hours: 40 Pay... ...Serve as compliance lead for managing and facilitating... ...for in scope laws/regulations as they pertain to... ...and related financials, with deep industry...FinancialTemporary workWork experience placementWork at officeImmediate startTD Bank
New York, NY4 days ago$120k - $220k
...Capital Fund Management (CFM) is seeking a Compliance Officer to support our activities in North America. This role involves acting as a primary compliance... ...have 5-7 years of compliance experience within regulated financial institutions. The position offers a base salary...FinancialLocal areaCapital Fund Management
New York, NY3 days ago- .... We're looking for a Regulatory Compliance Lead to join our growing North America Regulatory Oversight Compliance team... ...requirements, including Regulation 9 and Regulation W. You’ll work closely... ...at the intersection of tech and financial services regulation—we’d love to...FinancialWork at office
Limelight Health
New York, NY2 days ago $120k - $165k
## Regulatory Compliance LeadApplylocations: Parsippany... ...the future while leading the present. And under... ...applicable laws and regulations governing the sale of... ...products and services in North America. This role requires... ...wellness program, free financial coaching, a referral...FinancialPermanent employmentFull timeWork at officeLocal areaRemote workWork from homeHome officeVisa sponsorshipMonday to ThursdayGAF Materials Corp.
New York, NY12 hours ago$120k - $200k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Fiduciary Compliance... ...with applicable laws and regulations Support exam management... ...of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more...FinancialWork at officeRemote workCity National Bank
New York, NY4 days ago$210k - $230k
...Experienced Director, Lead, Enterprise Data... ...Region Americas Location New York... ...architectures for regulated environments. Primary... ...environments with formal compliance and audit... ...additional voluntary financial protection insurance... ...centers in North America, Europe, the...FinancialContract workLocal areaEvercore Inc.
New York, NY2 days ago- ...scaling its Assets offering across North America, and we are looking for a Lead Compliance Manager to provide senior... ..., Operations, Customer Support, Financial Crime, and senior leadership to... ...and governance for Wise’s FINRA‑regulated broker‑dealer and broader North...Financial
$154.4k - $193k
...for the strategic management of Dyson’s North American repair network - including the... ...salary and bonus. Through a package of financial, lifestyle and health benefits, we support... ...persons with disabilities. Contact us at americas.****@*****.*** for more...FinancialTemporary workWork at officeFlexible hours- ...international CleanTech firm based in North America , currently on a strong... ...toward investor-grade financial operations as it continues to... ...strategy with business objectives Lead the company’s journey toward... ...externally with investors, regulators, and financial stakeholders...Financial
ZANDA LLC
New York, NY2 days ago - ...dining accounts to ensure compliance with client, company, and government... ...agency standards, regulations, and codes regarding food storage... ...to achieve operational and financial goals. Attending district... ...hospitality. About Elior North America Elior North America is an...FinancialFull timeContract workWork at officeLocal area
$140k - $180k
Cover Genius is looking for an Associate Director of Compliance to lead compliance efforts in the Americas region. This role requires a seasoned professional to enhance compliance frameworks and ensure adherence to regulatory standards across multiple jurisdictions. Applicants...Flexible hours- ...Partnership Manager based in New York, New York, to lead the development and expansion of airport partnerships across North America. You will be the primary contact for airport... ...development or partnership management in regulated industries, demonstrating strong stakeholder...Contract work
- Ennismore is seeking a Director of Hotel Finance, Americas, to provide strategic financial leadership across our managed hotel portfolio. This role focuses... ...excellence while partnering with teams across North and South America. Key responsibilities include overseeing...Financial
$114.72k - $172.08k
Fraud Risk 2nd LOD Lead Analyst Retail Bank, VP... ...Fraud Oversight for the North America businesses that... ...Portfolios. Oversee compliance to all policies and procedures... ...including connected Financial Crimes disciplines.... ...in compliance with regulations and internal...FinancialWork at office- A leading financial services firm is seeking a Sr. Director, North America Real Estate and Facilities to manage facilities operations, oversee capital projects, and enhance workspace experience. The ideal candidate will have extensive experience in corporate real estate...Financial
$220k - $260k
...Risk Management - Executive Director, Americas Team Lead, Hedge Funds + Private Equity Job Code... ...Company overview Nomura is a global financial services group with an integrated network... ..., Market Risk, Legal, Operations, Compliance and Finance; oversee client engagement...FinancialRelocation package- A financial institution is seeking an experienced Relationship Manager to oversee client relationships and risk management for EMDO customers... ...a dynamic environment focused on African market trends, requiring travel and strong interpersonal skills. #J-18808-Ljbffr UBA AmericaFinancial
$126.68k - $202.2k
...industry knowledge, and experience leading high performing sales teams. Responsibilities Lead the Americas Sales role reporting to Head... ..., and scale growth across North America. Execute North America... ...hybrid revenue streams. Strong financial acumen, negotiation expertise,...FinancialFlexible hours$138.4k - $180k
...important. 15-20% travel. Position Overview Munich Re is seeking a North America Campus Practice Leader to join our Talent Acquisition team,... ...North America Campus Strategy & Leadership Own and lead the North America campus recruitment strategy , ensuring alignment...Work experience placementWork at officeLocal areaRemote workMunich Re
New York, NY4 days ago$120k - $150k
Business Development Director- North America United States (Remote) Job... ...CooperSurgical is a leading fertility and women’s healthcare... ...anticipate market shifts. Financial Management: Develop and manage... ...healthcare regulatory frameworks and compliance. Experience: Proven...FinancialFull timeContract workRemote workShift work$130k - $170k
Kpler is seeking a highly motivated Senior Account Manager (Financials) to enhance growth across existing accounts in North America. This role focuses on the financial sector and requires a person who excels at client relationships and driving data-driven solutions. The...Financial- ...Senior Partnerships Manager for North America Luminovo is the first electronics supply chain platform that connects all the data, processes... ...it matters. Our partnerships team generates some of its best leads at trade shows and industry events not from behind a laptop....Immediate startRemote workWorldwide
$143.2k - $243.4k
...As a key part of Chubb's North America Transactional Risk (TR) team... ...and purchase agreements, financial statements, management... ...applicable. Underwriting: lead underwriting of primary... ...opportunity and compliance with all laws and regulations pertaining to it. Our policy...FinancialFull timeTemporary workLocal area$100k - $138k
...someone like that who can: lead or conduct reviews and audits... ...profile and developments across Financial Crime Prevention and provide... ...You will be working in the Americas Compliance, Operational Risk Control (... ...at a consulting firm, regulator, or in an Internal Audit function...FinancialFull timeFlexible hours- A leading financial services company is seeking a Senior Sales Lead for North America to drive enterprise growth across key buyer segments. Responsibilities include managing a team of Account Executives, closing large deals, and navigating complex negotiations within the...FinancialRemote job
$200k - $250k
Job Overview Lead the Databricks business group for a global technology consultancy, shaping strategy, driving growth, and building high-impact partnerships across North America. You’ll own the P&L, guide a focused team, and represent the company at major industry events...Remote jobTemporary workH1bFlexible hours- A leading global company in Englewood Cliffs seeks a Payroll Lead for North America. In this role, you will design and execute payroll strategies, lead payroll operations... ...across the USA and Canada, and ensure compliance with regulations. The ideal candidate has 7-10 years of...
- American International Group (AIG) seeks a Head of Actuarial Pricing Analytics for its North America team. This role involves building and managing statistical modelling pipelines, leading training for actuaries, and ensuring high-quality analytics solutions. The ideal...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to North America Compliance Lead (Financial Regulation). Be the first to apply!
Related searches
- financial institutions New York, NY
- financial engineer New York, NY
- lpl financial New York, NY
- patient financial advocate New York, NY
- financial banking New York, NY
- financial recruiter New York, NY
- financial technician New York, NY
- toyota financial New York, NY
- senior financial analyst fp&a New York, NY
- financial actuary New York, NY