Lead, Trade Surveillance & Compliance
Jane Street
Jane Street is looking for an experienced compliance professional in New York to oversee the automated trade surveillance program. In this role, you will manage a team, liaise with traders and technologists, and ensure the suite of trade surveillances adheres to internal policies. You must have over 8 years in a legal and compliance environment with a strong focus on trade surveillance. Apply now to join a dynamic team at the forefront of financial compliance. #J-18808-Ljbffr Jane Street
$125k - $175k
Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to enhance their trade surveillance process across various asset classes. This role involves evaluating alerts, using surveillance tools, and ensuring compliance with SEC, FINRA, NFA, CFTC,...Surveillance$125k - $175k
Marex Group is seeking a Surveillance Compliance Officer for their New York office. This role focuses on Trade Surveillance across multiple asset classes, ensuring compliance with regulatory requirements. Responsibilities include reviewing trade alerts, producing metrics...SurveillanceWork at office- JCW Group is seeking an experienced Compliance professional to join its trade surveillance team in Midtown Manhattan, with 5 days onsite. The role focuses on identifying market manipulation and insider trading through surveillance reviews and daily monitoring, supporting...Surveillance
- Mondrian Alpha, a leading hedge fund, is seeking a Compliance Lead to join its New York office. This front-office... ..., providing pragmatic advice on trading activity and regulatory matters. The... ...candidate will help enhance surveillance, drive automation initiatives, and...SurveillanceWork at office
$159.4k - $181.9k
...financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across... ...and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while also managing...Surveillance- Our client, a leading global hedge fund with a reputation for exceptional... ..., is looking to hire a Compliance Lead to join its New York... ...compliance advice on trading activity and regulatory matters... ...playing a key role in enhancing surveillance, driving automation...SurveillanceWork at officeFlexible hours
$125k - $175k
Phaxis, located in New York, NY, is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is crucial for conducting trading and communication surveillance, addressing compliance issues, and enhancing processes. The ideal candidate will have...Surveillance$150k - $250k
We are seeking a hands‑on US Compliance Officer to drive and support the build... ...Strategy & Licensing Lead and support US regulatory strategy... ...including: Market conduct and surveillance AML/KYC and financial crime controls Trade and transaction reporting Governance...Surveillance- ...prestigious global hedge fund, seeks a Compliance Officer for its New York... ...generalist role focuses on trading/advisory work, with autonomy... ...PMs and contribute to surveillance and core compliance. Strong equities... ...will have the opportunity to lead automation initiatives and...SurveillanceWork at office
- An established industry player is seeking a Trade Surveillance Analyst to enhance their compliance efforts. This role involves analyzing regulatory trends, designing surveillance patterns, and coordinating with Compliance and Front Office teams. You will be responsible...Surveillance
- A leading global consulting firm is seeking a Trade Surveillance Analyst for a hybrid position in Midtown NYC. The role involves conducting daily compliance surveillance, performing investigations into suspicious activities, and collaborating with IT and management on...SurveillanceRemote jobContract work
- Obsidian is seeking experienced Trade Surveillance Experts to support the development and evaluation of advanced AI systems for markets compliance and detection of market abuse. In this role, you will leverage your expertise in trade surveillance and regulatory compliance...Surveillance
- Daiwa-Securities-Group, based in New York City, is hiring a Trading and Surveillance Compliance Specialist. This role involves monitoring trading activities, ensuring regulatory compliance and improving trade surveillance operations. The ideal candidate will hold a Bachelor...Surveillance
- ...Sanpaolo Group in New York seeks a Regulatory and Corporate Compliance Officer VicePresident to lead RCC activities, including monitoring the Watch/Restricted List, reviewing transactions and employee trading for conflicts, and ensuring policy adherence. You will report...SurveillanceLocal area
$130k - $234k
...consulting firm is seeking a Principal/Sr. Consultant in Risk & Compliance for their Trade Surveillance team. The role involves collaborating with various... ...trade surveillance strategies, analyzing data, and leading compliance initiatives. Candidates should have 3-5+ years...SurveillanceFull time- A consulting firm in New York is seeking a Trade Surveillance professional to enhance their Compliance team. The ideal candidate will have over 4 years of experience in trade surveillance, strong SQL data manipulation skills, and some familiarity with Python. Tasks include...SurveillancePermanent employmentContract work
$70k - $100k
Fantastic opportunity to join the Compliance department of a leading global hedge fund. This role requires 5 days onsite in the midtown Manhattan office. Responsibilities Conduct trade surveillance reviews with a focus on identifying potential market manipulation and...SurveillanceWork at office$120k - $160k
...subject matter expert to provide guidance on export strategy, compliance, and activities related to US export controls including EAR and... ...export license applications. Qualifications Bachelor’s degree in a trade or compliance related field is preferred with 8+ years of...Permanent employmentWork at officeRemote workWork from homeWork visaFlexible hours$120k - $160k
...diagnostics and biotechnology? US Export Controls Lead – Pall Corporation – is responsible for managing the company’s Export Compliance program globally. This role will help... ...Requirements Of The Job Include Bachelor’s degree in a trade or compliance related field is preferred...Permanent employmentWork at officeRemote workWork visa- ...services organization is seeking an experienced compliance professional to lead regulatory oversight for its derivatives and trading-related activities. This individual will... ...environments. Familiarity with compliance surveillance tools, monitoring programs, and technology-...Surveillance
- ...Trade Surveillance Analyst page is loaded## Trade Surveillance Analystremote type: Hybridlocations: New York-New York Cityposted on: Posted... ...surveillance systems.* Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies* Perform...SurveillanceContract workFor contractorsImmediate start
- ...Energy in Houston is seeking a Corporate Security & Compliance Manager to own the physical security side of the... ...Type II readiness across HQ and field sites. You will lead access controls, visitor management, surveillance, and incident response while driving policy and...Surveillance
- Trade Compliance Recruiting Solutions is seeking a Senior Compliance Specialist to support its regulatory affairs team. This subject matter expert will ensure compliance with CBP rules by resolving complex trade matters and maintaining client relationships. The ideal candidate...Remote job
- JCW Group is hiring a Compliance Officer for its growing compliance team in New York, focusing on commodities. This role involves leading trade compliance, managing regulatory changes, and translating compliance requirements into coded rules. Ideal candidates will have...
- Hyundai Motor Company is looking for a Global Trade Assistant Manager in Ellabell, GA. This role involves overseeing shipments within HMGMA's supply chain, ensuring compliance with U.S. Free Trade Agreements, and communicating with vendors and customs brokers. Requirements...
- Schonfeld is seeking a Trading and Systematic Advisory Compliance Officer to join our global compliance team in New York. This role involves acting as an expert on market infrastructure regulations and engaging in trading operations across various asset classes, supporting...
$180k - $215k
Bloomberg is seeking a Compliance Officer for its New York office. The role involves executing trade compliance activities across various products, focusing on export control and compliance measures. Applicants should have over 7 years of relevant experience, a strong understanding...Work at office$155k - $190k
OTC Derivatives Trade and Transaction Reporting Team Lead Join to apply for the OTC Derivatives Trade and Transaction Reporting Team Lead role at HSBC... ...regulatory reporting rules & environment and ensuring HSBC is compliance with CFTC, CSA, and SEC Securities-based Swap Dealer...Full timeLocal areaFlexible hours- Bloomberg L.P. is seeking a Trade Compliance Officer in New York to manage export control and compliance activities. The role involves collaboration with various teams to ensure compliance with trade regulations across products and services. The ideal candidate will have...
- Gravity Engineering Services Pvt Ltd. is seeking a Director of Machine Learning for Trade Compliance in New York, NY. In this pivotal role, you will lead a team to classify shipment information and address complex challenges using advanced AI technologies. The ideal candidate...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Lead, Trade Surveillance & Compliance. Be the first to apply!
- surveillance officer New York, NY
- surveillance investigator New York, NY
- surveillance New York, NY
- surveillance technician New York, NY
- compliance technician New York, NY
- securities compliance examiner New York, NY
- regulatory compliance specialist New York, NY
- compliance examiner New York, NY
- regulatory affairs consultant New York, NY
- compliance team leader New York, NY

