Senior Compliance & Risk Analyst: Regulatory Testing
The D. E. Shaw Group
The D. E. Shaw Group is seeking a proactive compliance professional to join its Legal & Compliance team in New York. You will support testing, regulatory projects, training, and third-party oversight, gaining exposure to trading activities and frameworks. The role offers meaningful ownership of program areas over time in a collaborative environment. We look for a bachelor’s degree with 4–8 years in compliance/audit, strong analytical skills, and excellent communication. #J-18808-Ljbffr The D. E. Shaw Group
$110k - $125k
...financial institutions on high-stakes M&A, securities, regulatory matters, real estate, and litigation. Our culture is... ....Position Summary:As an Information Governance (IG), Risk, and Compliance Analyst, you will test, evidence, and report on the controls behind the firm...Regulatory- TD Bank US Compliance seeks a Senior Analyst to support enterprise Regulatory Compliance Risk Assessments through data management, analysis, and reporting. The role transforms assessment data into timely, actionable insights for program oversight and senior leadership...SeniorRegulatory
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- ...Function of Position The Senior Logistics Compliance Analyst is responsible for the import... .... Customs, Tariffs & Regulatory Programs Manage issues related... ...requirements, support testing activities, and assist with... ...Compliance Programs, Audits & Risk Management Conduct...SeniorRegulatoryLocal areaWorldwideFlexible hours
- ...the Structural Interest Rate Risk Analytics (SIRRA) team within... ...monthly forecasts and stress testing exercisesMaintain awareness of... ...management (ALM) and regulatory requirementsPerform in-depth... ...deliver actionable insights for senior managementClearly communicate...SeniorRegulatoryFull timeWork experience placement
$163k - $204k
...external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group... .../trust agreements. Code, test and implement investment restrictions... ...Accounting, Technology, Operations, and Risk) to advance the control framework....SeniorRegulatoryFull timeWork at office$150k - $200k
...will support the firm's compliance program across... ...adherence to applicable regulatory requirements and internal... ...and mitigate compliance risks while supporting the... ...Coordinate periodic compliance testing and surveillance... ...bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SeniorRegulatoryLocal area3 days per week$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic... ...process design, automation, testing, validation, and issue... ...Professional, or Chartered Financial Analyst designation The wage range...SeniorRegulatoryLocal areaVisa sponsorship$105.4k - $175.4k
...,400 - $175,400Job Function: Risk ConsultingEmployer: EY Global... ...technology, cybersecurity, and regulatory risks.This role primarily... ...assessments, work programs, and testing strategies aligned to client... ...cybersecurity, privacy, regulatory, and compliance considerations impacting...SeniorRegulatoryImmediate start$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North... ..., Diligence and Compliance practice is seeking a... ...forensic accounting, regulatory compliance, including... ...investigations, insider risk compliance assessments... ...investigationConduct and document testing of internal...SeniorRegulatoryTemporary work- ...professional to support the Insurance Solutions analytics platform, focusing on asset stress testing, cash flow projections, and regulatory reporting. You will work with portfolio managers and risk teams to ensure accurate analytics across multiple jurisdictions. The role...SeniorRegulatory
- ...Statutory Risk and Compliance Analyst To support statutory risk and compliance programs through regulatory change review, quality control, process analysis, and cross-functional coordination. To evaluate regulatory and program requirements, determine applicability...RegulatoryContract workWork at office
$130k - $175k
...assist in:Perform asset stress testing and cash flow projection analytics... ...platform for all insurance regulatory, actuarial valuation, and ALM needs Support the risk and analytics needs of the Ares... ...create informative reporting for senior leadershipTest insurance-based...SeniorRegulatoryFull timeTemporary workWork experience placementFlexible hours- ...face constantly shifting risks. Riveron helps... ...governance, risk and compliance practices by combining... ...managed internal controls testing and monitoring, co-sourced... ...risk assessment. The Senior Associate level... ...objectives as well as their regulatory and risk management...SeniorRegulatoryFull timeContract workWork at officeShift work
$150k
...device materials for safety. NAMSA started testing medical devices before the U.S. Food and... ...the development and execution of global regulatory strategies for medical devices, in vitro... ...regulatory impact, and recommending practical, risk-based pathways to market. Manage multiple...SeniorRegulatoryLocal area$109.25k - $165k
Compliance - Quant Analytics Senior Associate Brooklyn, NY, United States Job Information... ...Chase. As part of Risk Management and Compliance,... ...backend APIs, integrations, testing, deployment, and production... ...evolving priorities, tools, and regulatory/business requirements...SeniorRegulatoryFull timeContract workShift work$125k - $200k
...sits at the center of that effort. The Senior Risk Analyst will help to shape the risk management... ...the U.S Exchange business grows and regulatory requirements evolve.Partner directly with... ...of experience in risk management, compliance, or audit within financial services, specifically...SeniorRegulatory$150k - $250k
...accelerate dramatically around major real-world events. The Senior Payment Risk Analyst role exists to own the risk posture around all of it:... ...of fraud operations, payment rail mechanics, and regulatory compliance. Day to day, that means investigating live cases, monitoring...SeniorRegulatoryShift work- Forvis Mazars, LLP is seeking a Senior Consultant in Risk & Regulatory to support regulatory reporting, data accuracy, and process improvements. You will work with regulatory reporting, data, and technology teams to ensure high-quality submissions across product areas....SeniorRegulatoryFull time
- ...OnsiteWhy ARA at Stryker?The Assurance & Risk Advisory (ARA) function at Stryker... ..., and assurance. We are seeking a Senior Technology Risk Analyst to play a critical role in helping... ...engagements, including SOX compliance testing, system implementation reviews, technology...SeniorFull timeFor contractorsRemote work
$210k - $240k
...exchange, and we're hiring a Quant Risk Manager to anchor the risk... ..., product leads, and compliance to translate quantitative risk... ...across margin design, stress testing, and default risk, not handing... ...ensure the exchange meets its regulatory requirements without flying blind...RegulatoryContract work- PingWind, Inc. is seeking a seasoned Risk & Compliance Analyst to join our federal program team. You will apply cybersecurity risk management, compliance, audit, and continuous monitoring to assess organizational risk and align with federal security policies. Collaborate...SeniorRemote job
$119.08k - $174.65k
...seeking a highly skilled Senior Security Compliance Analyst to lead and sustain compliance... ...business, statutory and regulatory expectations. How You Will... ...including control design, testing, and evidence collection... ...communicate compliance and security risks to stakeholders Identify,...SeniorRegulatoryRemote workFlexible hours- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at the... ....As a Capital Risk Analyst in Capital Risk... ...technologies, and support senior management with... ...responsibilities:Monitor regulatory capital metrics... ...allocations, and stress-test scenariosConduct...Regulatory
$70k - $100k
...Join Mizuho as a Risk Tech Analyst! In this role, you will be part of the NPE (New product Enablement... ...issues and their development. Develop test plans for enhancements & new products... ...department, as well as local laws and regulatory obligations. Roles in some of our...RegulatoryWork at officeLocal areaRemote work$124k - $177k
...last.Role OverviewThe Data Risk Analyst plays a key role in advancing... ...Enterprise Risk Management, Compliance, and other stakeholders to strengthen... ...and evolving business and regulatory needs.Define, measure, and... ...risk topics effectively to senior stakeholders.Bachelor’s...SeniorRegulatoryLocal area3 days per week- GRC (Governance, Risk & Compliance) Analyst Job Title: GRC (Governance, Risk & Compliance) Analyst Location: India Fully Remote Duration: 12 Months... ...General Controls (ITGC), IT Risk, and Compliance/Controls Testing . The hiring manager is particularly interested in...Contract workRemote work
- ...experienced Business/QA Analyst with strong exposure to... ...Banking , Market Risk , and Credit Risk domains... ...Translate complex risk and regulatory requirements into... ...Quality Assurance Develop test strategies, test plans,... ...stakeholder-management skills. Seniority level Mid-Senior level...RegulatoryContract work
- ...Experience of which at least 5 years are of risk and compliance experience at a large company or... ...compliance issues and coordinating with regulatory bodies. Description PingWind is... ...skilled and experienced Risk & Compliance Analyst to join our dynamic team supporting a...RegulatoryTemporary workRemote workFlexible hours
- Creo Inc is seeking a Senior IT Quality and Compliance Analyst to lead client engagements in IT compliance, CSV, and CSA across the life sciences sector. The role supports regulatory programs including FDA and EU requirements and will serve clients nationally, preferably...SeniorRegulatory
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