Senior Compliance & Risk Analyst: Regulatory Testing
The D. E. Shaw Group
The D. E. Shaw Group is seeking a proactive compliance professional to join its Legal & Compliance team in New York. You will support testing, regulatory projects, training, and third-party oversight, gaining exposure to trading activities and frameworks. The role offers meaningful ownership of program areas over time in a collaborative environment. We look for a bachelor’s degree with 4–8 years in compliance/audit, strong analytical skills, and excellent communication. #J-18808-Ljbffr The D. E. Shaw Group
- ...Plan and conduct risk assessment activities across frameworks including NIST, HITRUST... ...Security, Privacy, Procurement, Audit, Compliance, Legal, technical staff, project teams,... ...internal controls, contractual obligations, regulatory requirements, and customer inquiries or...SeniorRegulatory
- Jobtailor is seeking a risk management professional to oversee treasury and fraud risks, coordinate audits, and support regulatory inquiries. You will synthesize risk issues across products and collaborate with treasury and product teams to implement corrective actions....SeniorRegulatory
$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation, walkthroughs...SeniorRegulatoryFull timeWork experience placementWork at office2 days per week$91.7k
...Non-Trading Market Risk Mgmt Senior Analyst Apply Job Req Id: 26962601 Location(s): Getzville, New York, United States Job Type... ...expertise and abilities to manage for various stress testing reports and handle regulatory reports for Citigroup such as IRRBB, CGME ICAAP,...SeniorRegulatoryFull timeRemote work- ...parametric, MonteCarlo), EOD or intra-day risk & valuation, as well as stress-testing and scenario analysis is a... ...in a data-driven world. From core regulatory capital and risk models to business... ..., business, and regulatory compliance. While we tailor every service to...SeniorRegulatoryApprenticeshipWork at officeEasy work
$115k - $150k
...Overview KKR is seeking a Compliance Officer to join KKR’s... ...identify and mitigate legal, regulatory, operational and reputational risks. This role is based in... ...team Directly support senior colleagues on the... ...including risks assessments, testing and audits Preparing and...SeniorRegulatoryWork at officeLocal area- ...the Structural Interest Rate Risk Analytics (SIRRA) team within... ...monthly forecasts and stress testing exercisesMaintain awareness of... ...management (ALM) and regulatory requirementsPerform in-depth... ...deliver actionable insights for senior managementClearly communicate...SeniorRegulatoryFull timeWork experience placement
- ...Points Lead impactful compliance operations in a dynamic... .... Collaborate with senior leadership on strategic... ...operations, ensuring regulatory adherence and supporting... ...agreements, ensuring risk mitigation.Manage relationships... ...with compliance testing, employee training,...SeniorRegulatoryContract work
$163k - $204k
...external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group... .../trust agreements. Code, test and implement investment restrictions... ...Accounting, Technology, Operations, and Risk) to advance the control framework....SeniorRegulatoryFull timeWork at office$150k - $200k
...will support the firm's compliance program across... ...adherence to applicable regulatory requirements and internal... ...and mitigate compliance risks while supporting the... ...Coordinate periodic compliance testing and surveillance... ...bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SeniorRegulatoryFull timeLocal area3 days per week$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic... ...process design, automation, testing, validation, and issue... ...Professional, or Chartered Financial Analyst designation The wage range...SeniorRegulatoryLocal areaVisa sponsorship$105.4k - $175.4k
...,400 - $175,400Job Function: Risk ConsultingEmployer: EY Global... ...technology, cybersecurity, and regulatory risks.This role primarily... ...assessments, work programs, and testing strategies aligned to client... ...cybersecurity, privacy, regulatory, and compliance considerations impacting...SeniorRegulatoryImmediate start$185k - $300k
...role:Wells Fargo is seeking a Senior Lead Market Risk Officer in the Prime... ...exposure modeling, VaR, stress testing, margin analysis, and exposure... ...market stress events and regulatory engagements, ensuring... ...certain incidents.Specific compliance policies may apply regarding...SeniorRegulatoryFull timeWork experience placementRelocation package$90k - $200k
...Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S.... ..., forensic accounting, regulatory compliance, including... ...investigations, insider risk compliance assessments, consulting... .... Conduct and document testing of internal controls....SeniorRegulatoryTemporary workFlexible hours- Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge... ...external materials Assist with regulatory filings and ongoing reporting obligations... ...with annual compliance reviews, testing, risk assessments, and policy updates Support...SeniorRegulatoryWork at officeWork from home
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified... ...surveillance to ensure adherence to regulatory requirements, client mandates, and internal... ..., escalation items, and post-trade testing exceptions. Build and enhance...SeniorRegulatory- Compliance Associate (New York, NY): Our client, the asset management business... ...the internal compliance testing and surveillance program, as well as prepare regulatory reports and testing... ...scopes Job Reference #2979397 Seniority level Seniority level Associate...SeniorRegulatoryFull time
$55.03 per hour
...poster from Infosoft, Inc. Job Title: Senior Regulatory Affairs Specialist Pay Rate: $50 to $5... ...regulatory team, researching technical testing reports, drawings and communicate with... ...jobs in United States . Regulatory Compliance and Contracts Administrator (Remote -...SeniorRegulatoryFull timeWork at officeRemote work- ...organization's cybersecurity and risk requirements.... ...Governance, Risk, and Compliance required Skills and... ...Compliance with Legal and Regulatory Requirements •... ...personnel, audit personnel, senior management, and the... ...Assists in developing, testing, and delivering solutions...SeniorRegulatoryWork experience placementWork at officeLocal areaRemote workRelocation
$130k - $175k
...assist in:Perform asset stress testing and cash flow projection analytics... ...platform for all insurance regulatory, actuarial valuation, and ALM needs Support the risk and analytics needs of the Ares... ...create informative reporting for senior leadershipTest insurance-based...SeniorRegulatoryFull timeTemporary workWork experience placementFlexible hours$175k - $250k
...Analysis (MQA) division is seeking a Senior Quantitative Analyst, Market Risk at the VP level to join the Front... ...delivery of strategic market risk, regulatory capital, and GenAI initiatives across... ...with deep expertise in VaR, stress testing, PnL attribution, capital...SeniorRegulatoryFull timeWork at officeRemote work$115k - $135k
...fingertips, anytime and anywhere. The Compliance Specialist will help create and... ...tools, responding to regulatory requests and required filings, and... ...Robinhood’s affiliated companies Conduct testing, surveillance, audits and exams, risk assessments, and annual reviews to...SeniorRegulatoryWork at officeFlexible hours3 days per week$125k - $195k
...recruiting for a Surveillance Compliance officer to join the team our... ...must navigate a wide range of regulatory requirements to maintain... ...procedures to minimize non-compliance risks. Compliance efforts are... ...the Surveillance function Testing of trade data and OMS/EMS systems...SeniorRegulatoryFull timeWork at officeImmediate start$85k - $145k
...Description Job Description COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENT... ...compliance program to ensure regulatory compliance for Bank Wealth... ...of the established CNB/RBC Testing Program overseeing timely remediation... ...5 years of experience with risk management and/or...SeniorRegulatoryRemote work$125k - $200k
...sits at the center of that effort. The Senior Risk Analyst will help to shape the risk management... ...the U.S Exchange business grows and regulatory requirements evolve.Partner directly with... ...of experience in risk management, compliance, or audit within financial services, specifically...SeniorRegulatory- Madison-Davis, LLC seeks a senior compliance professional to provide advisory support and risk oversight across a fintech partner banking program. You will advise... ...leadership, conduct due diligence, and oversee regulatory guidance for consumer protection and financial...SeniorRegulatory
- ...Centene Corporation is seeking a Compliance professional to assist in maintaining the company’s Compliance Program and provide regulatory interpretation, reporting, and auditing support. This role requires strong project management and expertise in HIPAA and privacy regulations...SeniorRegulatory
$150k - $250k
...accelerate dramatically around major real-world events. The Senior Payment Risk Analyst role exists to own the risk posture around all of it:... ...of fraud operations, payment rail mechanics, and regulatory compliance. Day to day, that means investigating live cases, monitoring...SeniorRegulatoryShift work$100k - $150k
...exchange, and we're hiring a Quant Risk Manager to anchor the risk... ..., product leads, and compliance to translate quantitative risk... ...across margin design, stress testing, and default risk, not handing... ...ensure the exchange meets its regulatory requirements without flying blind...RegulatoryContract work- Trinity Church NYC in New York, NY seeks an IT Risk & Compliance Analyst to safeguard its technology environment by managing cybersecurity risk, regulatory compliance and business continuity programs. The role supports security policy development, conducts risk assessments...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance & Risk Analyst: Regulatory Testing. Be the first to apply!
- regulatory analyst New York, NY
- risk and compliance analyst New York, NY
- senior compliance officer New York, NY
- regulatory affairs specialist New York, NY
- compliance analyst New York, NY
- aml compliance analyst New York, NY
- entry level compliance officer New York, NY
- governance risk & compliance analyst New York, NY
- regulatory reporting analyst New York, NY
- compliance officer part time New York, NY


