Senior Compliance & Risk Analyst: Regulatory Testing
The D. E. Shaw Group
The D. E. Shaw Group is seeking a proactive compliance professional to join its Legal & Compliance team in New York. You will support testing, regulatory projects, training, and third-party oversight, gaining exposure to trading activities and frameworks. The role offers meaningful ownership of program areas over time in a collaborative environment. We look for a bachelor’s degree with 4–8 years in compliance/audit, strong analytical skills, and excellent communication. #J-18808-Ljbffr The D. E. Shaw Group
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Compliance & Risk Analyst: Regulatory Testing in New York, NY vacancy
$60 - $75 per hour
...CARD HOLDER TO QUALIFY !!!! Senior GRC Analyst | Remote | Contract $60-$7... ...a Senior Governance, Risk & Compliance (GRC) Analyst for a fully... ...evidence review, control testing, gap analysis, remediation... ...translate technical risk and regulatory requirements into practical...SeniorRegulatoryFull timeContract workTemporary workLocal areaImmediate startRemote work$110k - $125k
...financial institutions on high-stakes M&A, securities, regulatory matters, real estate, and litigation. Our culture is... ....Position Summary:As an Information Governance (IG), Risk, and Compliance Analyst, you will test, evidence, and report on the controls behind the firm...RegulatoryFried, Frank, Harris, Shriver & Jacobson LLP
New York, NY2 days ago$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation, walkthroughs...SeniorRegulatoryFull timeWork experience placementWork at office2 days per week$125k - $160k
About the Role As the Senior Risk and Compliance Analyst (FedRamp) at NinjaOne, you will be our FedRAMP subject matter expert, responsible for building... ...audits, primarily FedRAMP, by performing IT control testing, collecting evidence, and maintaining the IT control artifact...SeniorPermanent employmentFull timeRemote workWork from homeRelocationFlexible hours$64.49k - $105.95k
...mission and our purpose. The Governance, Risk, and Compliance Analyst is responsible for supporting the... ...and mitigate risks in alignment with regulatory requirements and business objectives.... ...issues. Perform ongoing monitoring and testing of internal controls. Assist with...RegulatoryWork at officeFlexible hours- ...Function of Position The Senior Logistics Compliance Analyst is responsible for the import... .... Customs, Tariffs & Regulatory Programs Manage issues related... ...requirements, support testing activities, and assist with... ...Compliance Programs, Audits & Risk Management Conduct...SeniorRegulatoryLocal areaWorldwideFlexible hours
- ...hedge fund, is looking for a Senior Compliance Officer to join their team... ...Responsibilities: Analyze regulatory developments affecting investment... .... Execute compliance testing programs by assessing... ...management reports, and key risk metrics to senior leadership...SeniorRegulatoryFull time
Arrow Search Partners
New York, NY18 hours ago - ...Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands... ...role will cover: Compliance monitoring, testing and surveillance Investment Advisers Act / SEC regulatory requirements Portfolio & asset management...SeniorRegulatoryFull time
Blacklock Group
New York, NY18 hours ago $108.75k - $200k
Senior Credit Risk Modeling AssociateCountry: United States of AmericaIt Starts With You:Santander... ...portfolio management, and meet regulatory expectations.Position SummaryThe Sr. Associate... ...experience with demonstrated stress testing techniques.Demonstrates an informed...SeniorRegulatoryHourly payFull timeContract workWork experience placementShift workGrupo Santander
New York, NY1 day ago- ...motivated, analytical, and hands-on AVP Compliance Officer with broad banking... ...of responsibilities across regulatory analysis, testing, policies and procedures, risk assessments, governance, management... ...issues clearly and concisely to senior stakeholders verbally and in writing...SeniorRegulatoryFull timeWork at office
MJ Boyd Consulting
New York, NY1 day ago - ...Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands... ...role will cover: Compliance monitoring, testing and surveillance Investment Advisers Act / SEC regulatory requirements Portfolio & asset management...SeniorRegulatory
Blacklock Group
New York, NY18 hours ago $200k - $250k
...seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and... ...compliance programs, providing regulatory guidance across... ...regulation framework, risk management and industry... ...Procedures, compliance testing programs, risk assessments...SeniorRegulatoryFull timeWork at officeChardan
New York, NY13 hours ago$190k - $250k
...seeking an experienced compliance professional to join... ...will work closely with senior Legal & Compliance personnel... ..., internal audit, risk management, operations... ...control functions on regulatory, fiduciary and... ...compliance monitoring, testing, risk assessments and...SeniorRegulatoryLocal areaWorldwideShift workNeuberger Berman
New York, NY4 days ago$110k - $140k
...looking for a talented Senior Information Security Compliance Analyst to join our team and help... ...compliance with applicable regulatory, statutory, and... ...activities, assisting with risk management, and helping... ...results from Penetration Testing. Support the development...SeniorRegulatoryContract workWork experience placementRelocation$120k - $145k
...Artificial Intelligence across Compliance and Non-Financial Risk at BBVA . As AI... ...You will design, build and test AI-enabled solutions... ...could include areas such as regulatory intelligence and regulatory... ...Compliance and Risk professionals, senior leaders and technical...SeniorRegulatoryFull timeWork at officeBBVA
New York, NY3 days ago- ...professional to support the Insurance Solutions analytics platform, focusing on asset stress testing, cash flow projections, and regulatory reporting. You will work with portfolio managers and risk teams to ensure accurate analytics across multiple jurisdictions. The role...SeniorRegulatory
- ...Senior Actuarial AnalystWe are seeking a high-impact, client-facing actuarial leader with... ...client pain points (e.g., regulatory changes, model inefficiencies, reporting... ...GAAP LDTI, STAT, PBR)Model development, testing, validation, and conversionsGuide teams...SeniorRegulatory
Inizio Partners
New York, NY2 days ago $90k - $200k
...Senior Manager, Financial Investigations Kroll'... ...Investigations, Diligence and Compliance practice is seeking a... ...forensic accounting, regulatory compliance, including... ..., insider risk compliance assessments... ...Conduct and document testing of internal controls...SeniorRegulatoryTemporary workFlexible hoursKroll
New York, NY1 day ago- Location: Remote Reports to: Compliance Manager FLSA Status: Exempt Job Summary: The Senior Compliance Specialist is responsible... ...calculations, and compliance testing for defined contribution plans.... .... Strong knowledge of regulatory requirements, plan document provisions...SeniorRegulatoryWork at officeRemote work
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified... ...surveillance to ensure adherence to regulatory requirements, client mandates, and internal... ..., escalation items, and post-trade testing exceptions. Build and enhance...SeniorRegulatory$130k - $175k
...assist in:Perform asset stress testing and cash flow projection analytics... ...platform for all insurance regulatory, actuarial valuation, and ALM needs Support the risk and analytics needs of the Ares... ...create informative reporting for senior leadershipTest insurance-based...SeniorRegulatoryFull timeTemporary workWork experience placementFlexible hoursAres Management
New York, NY4 days ago- ...Description Title: Senior Lending Compliance SME / Senior Consultant... ...challenge, and regulatory expertise across AML/... ...assess AML and regulatory risks across customer... ...assessments, monitoring/testing, gap analysis, and issue... ...to AML/compliance analysts and support improvements...SeniorRegulatoryContract workRemote work
Expert In Recruitment Solutions
New York, NY2 days ago - Compliance Associate (New York, NY): Our client, the asset management business... ...the internal compliance testing and surveillance program, as well as prepare regulatory reports and testing... ...scopes Job Reference #2979397 Seniority level Seniority level Associate...SeniorRegulatoryFull time
- ...Key Responsibilities: Develop and implement compliance plans based on business risks. Conduct compliance testing and risk assessments. Define and monitor... ...Prepare quarterly compliance reports. Manage regulatory compliance policies and governance. Review...RegulatoryOverseas
GAC Solutions
New York, NY4 days ago $115k - $135k
...fingertips, anytime and anywhere. The Compliance Specialist will help create and... ...tools, responding to regulatory requests and required filings, and... ...company’s affiliated companies Conduct testing, surveillance, audits and exams, risk assessments, and annual reviews to...SeniorRegulatoryWork at officeFlexible hoursShift work3 days per week$140k - $188k
...can: review and analyze Americas equity risk exposures daily to identify, assess, and... ...initiatives supporting product innovation and regulatory change evaluate limit frameworks and... ...frameworks, including VaR, FRTB, and stress testing bachelor's or master's degree in a...SeniorRegulatoryFull timeFlexible hours- ...receive an alert: Title: FICC Compliance Officer, Senior Manager Requisition ID: 276... ...banking, credit and risk management products and services... ...in meeting applicable regulatory and compliance obligations.... ...Internal Audit and Compliance Testing findings assigned to Compliance...SeniorRegulatoryWork experience placement
- ...Senior Risk Solutions Analyst Our client is a fast-growing insurance technology startup focused on transforming... ...analyses, and conduct stress tests. Develop and refine financial... ...quickly adapt to an ever-changing client, regulatory, and technical landscape. You are...SeniorRegulatoryFull timeVisa sponsorship
Aprio Talent Advisory
New York, NY18 hours ago - ...services! Job Summary The Governance Risk & Compliance (GRC) Cybersecurity Senior Analyst plays a critical role in ensuring... ...Inc. operates within its regulatory, legal, and compliance obligations... ...shall be subject to substance abuse testing in accordance with UGI policies....SeniorRegulatoryFor contractors
- ...Role We are looking for an experienced Senior Acquiring Risk Specialist to support our merchant... ...documentation and identify potential compliance, operational, fraud, credit, oracquiring... ...through approval, MID setup, configuration, testing, and final activation. Maintain...SeniorWork at officeVisa sponsorship3 days per week
PingPong Payments
New York, NY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance & Risk Analyst: Regulatory Testing. Be the first to apply!
Related searches
- legal compliance analyst New York, NY
- trade compliance specialist New York, NY
- entry level compliance officer New York, NY
- hr compliance coordinator New York, NY
- regulatory affairs consultant New York, NY
- international trade compliance analyst New York, NY
- coding compliance specialist New York, NY
- research compliance officer New York, NY
- compliance officer New York, NY
- privacy compliance analyst New York, NY