Legal & Compliance Analyst
$145k - $185kInitio Capital
Job Description
Job Description
Job Summary
Legal & Compliance Analyst
Initio Capital
Full-time, Part-time, Contract, Temporary, Internship, Casual
Hybrid | New York, NY, United States
Legal & Compliance Analyst – Initio Capital
Location: New York, NY
Employment Type: Full-Time
Estimated Compensation: $145,000 – $185,000 total annual compensation (varies by employer)
This job description represents a sample Legal & Compliance Analyst position commonly found through the Career Launch AI Talent Network . It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career legal analysis, regulatory compliance, and transaction support roles. Actual openings vary depending on employer needs.
For more information on the Career Launch AI Talent Network, visit:
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Legal & Compliance Analyst in New York, NY vacancy
$70k - $160k
Compliance Analyst - Control RoomAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by... ...manipulation and insider trading• Work closely with business, legal and compliance teams to provide practical guidance on...Legal- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... ...for comprehensively identifying and managing the regulatory, legal and reputational risks of Goldman Sachs FICC and Equities...LegalWork experience placementFlexible hours
$50 per hour
...Compliance SpecialistLocation: New York, NY Pay Rate: $50/hourSupports the organization's commitment to integrity and accountability by... ...cross-functional teams to promote and maintain compliance with legal and regulatory requirementsAssist in the development and delivery...LegalWork at officeVeterans Sourcing Group, LLC
New York, NY2 days ago$47k - $78k
...their fullest potential. Under broad supervision, responsible for compliance-related components of internal controls, such as, regulations,... ...and with other departments, such as, Internal Audit, IT and Legal, to build relationships supporting compliance accountabilities....LegalWork experience placementWork at officeCNA Insurance
New York, NY3 days ago$75k - $85k
...Compliance AnalystOppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management ("OAM") in New York. This... ...degree in Finance, Business, Economics, Accounting, Legal Studies, or a related fieldExperience...LegalWork at officeOppenheimer & Co.
New York, NY4 days ago$21 - $22 per hour
...Compliance AnalystTOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYSTSalary range from... ...networkesc.com.Your Role OverviewThe Compliance Analyst is responsible for identifying and... ...Bank meets the requirement of various legal and regulatory agencies. Responsible for...LegalHourly payWork at officeImmediate start2 days per weekNetwork Temp Inc
New York, NY2 days ago$80k - $90k
...poster from Stone Management International Bank is seeking a KYC/Compliance Analyst to: Assist in conducting KYC checks and enhanced Due... ...including Treasury relationship managers, compliance officers, and legal counsel and other departments as appropriate to ensure all...LegalFull timeStone Management
New York, NY1 day ago$120k - $185k
...Description We are seeking a hands‑on, builder‑minded Technical Compliance Analyst to serve as the operational engine behind our Trust &... ...granular evidence and draft the written narrative the Security and Legal Team needs to confidently close the deal. Building Compliance...LegalLocal areaSnorkel AI
New York, NY2 days ago$80k - $100k
...Asia investment knowledge. For more information, visit The Role: Our DC Advisory New York office seeks an analyst to work alongside the Firm’s legal and compliance teams. This position offers the opportunity for broad exposure to a variety of compliance and regulatory...LegalWork at officeWork from homeDC Advisory
New York, NY1 hour ago$67.5k - $90k
...scale, reach, and impact. The Department: Compliance The Compliance Team at Gemini is... .... We are a diverse group of technology, legal, compliance, and operational professionals... ...cutting edge tools and processes. The Role Analyst, Compliance (Investigations) In this role...LegalWork experience placementWork at officeRemote workFlexible hoursUnchain Data
New York, NY8 hours ago- DC Advisory seeks an analyst to join the Firm’s legal and compliance teams in New York. This role offers broad exposure to compliance and regulatory workstreams and the chance to contribute to strategic discussions on compliance processes. The position supports FINRA filings...Legal
- Herring Bank is seeking a BSA Specialist to support compliance with the Bank Secrecy Act, USA PATRIOT Act, AML requirements, OFAC regulations... ...to the BSA/AML/OFAC program, and collaborates with Compliance, Legal, and Audit teams while maintaining thorough documentation. #J-...LegalRemote job
- Neuberger Berman seeks a Compliance Analyst - Mutual funds to support registered funds compliance matters, including ETFs, with the Chief Compliance... ...6(4)-7, collaborating across Funds Administration, Risk, and Legal. Candidates should have 1-3 years of relevant experience and...Legal
- Rimini Street, Inc. is seeking a Legal Analyst, IP Compliance to protect our company by ensuring IP compliance across the organization. You will review documents, manage investigations, and support privacy and risk assessments while coordinating with global teams and stakeholders...LegalRemote job
$140k - $185k
...Job Description Job Description Fund Compliance Analyst Location: New York, NY Employment Type: Full-Time Estimated Compensation... ...and operational oversight to ensure that funds operate within legal, regulatory, and risk parameters. These roles often...LegalFull timeCareer Launch AI
New York, NY1 day ago- Goldman Sachs Group, Inc. is seeking an Analyst in NY for GBM Public Compliance focusing on Commodities. You will provide real-time compliance guidance... .... The role emphasizes collaboration with compliance and legal professionals, with cross-functional interaction and exposure...Legal
$64.4k
A financial management firm in New York is seeking a Corporate Management Analyst responsible for managing SEC filings, ensuring legal compliance, and enhancing corporate governance. The ideal candidate will analyze and improve organizational efficiency, prepare disclosures...LegalFull time- ...to conduct comprehensive audits of network pharmacies, ensuring compliance with contracts and regulations and safeguarding resources. You... ...audit reports. The role requires collaboration with Compliance, Legal, Finance, and other teams, with hybrid travel to NYC, Denver,...Legal
$180k
An exciting opportunity has arisen for a Compliance Analyst to join a rapidly expanding hedge fund. They have been established for a number of... ..., regulatory, and advisory, with additional exposure across legal, operations, and wider teams. They are currently building out...Legal- Goldman Sachs is seeking a Global Compliance professional in New York to help prevent, detect, and mitigate regulatory and reputational risk... ...Prime Services and related product areas, collaborating with Legal, Risk, Finance, Operations, Technology and Internal Audit. The...Legal
- A leading telehealth infrastructure provider is seeking a Senior Compliance Analyst to oversee a robust legal framework and ensure compliance with healthcare regulations. This fully remote position covers all 50 states and involves monitoring regulatory changes, conducting...LegalRemote job
- BBVA USA in New York is seeking a Compliance professional to manage BBVA CIB US’s Control Room and Registration programs, implementing and... ..., and conflicts of interest. You will partner with Compliance, Legal, Operations and business units to ensure SEC, FINRA, CFTC and...Legal
- ...along with the ability to identify, document, and communicate compliance issues effectively. Key Responsibilities Follow established invoice... ...disability insurance. Optional benefits like pet insurance, legal, and supplemental health plans. 401(k) with day‑one eligibility...LegalContract workFor contractors
- ...skills with our vacancies, setting you on a path to exceptional career development and success. As a Compliance Analyst, you will ensure the organization operates within legal and ethical boundaries by overseeing our governance, risk, and compliance programs. You will...LegalRemote jobLocal areaWork from homeWorldwideFlexible hours
- The purpose of the role is to ensure PMA’s compliance with regulatory requirements regarding PMA’s key business partners - its producers.... ...business functions will help PMA manage its business. Monitoring legal and regulatory. Changes affecting appointment requirements will...Legal
- DESCRIPTION POSITION SUMMARY As a Compliance Analyst and a member of the MedPro Compliance Advisory Services Team (“MCA”) you will leverage... ...account, paid parental leave, disability and life insurance, legal, critical illness and accident insurance, 401(k) plan, profit...LegalWork at office
- ...against watch lists and restricted lists and identify potential compliance concerns. Analyze trading data and perform and develop... ...exams, ad-hoc requests, and special projects across Compliance and Legal. Identify, escalation, manage, and report compliance and control...LegalWork at officeFlexible hours
- ...supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support to the... .... Your Role Overview The Compliance Analyst is responsible for identifying and... ...the Bank meets the requirement of various legal and regulatory agencies. Responsible for...LegalTemporary workWork at officeWork from homeFlexible hours2 days per week
SUMITOMO MITSUI TRUST BANK, LIMITED
New York, NY7 days ago $73k - $99k
...About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in... ...of building a collaborative, proactive and technology-forward Legal & Compliance department that is delivers exceptional value to...LegalFull timeTemporary workRemote workFlexible hours$80k - $110k
The Compliance Analyst - Mutual funds position will report to the Chief Compliance Officer of Neuberger Registered Funds, including exchange... ...Shareholder Servicing, Risk, Guideline Oversight/ Business Control, Legal.) Qualifications 1-3 years of compliance experience related...LegalLocal areaWorldwideShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Legal & Compliance Analyst. Be the first to apply!
Related searches
- compliance analyst New York, NY
- quality compliance specialist New York, NY
- regulatory compliance specialist New York, NY
- regulatory affairs specialist New York, NY
- compliance data analyst New York, NY
- legal compliance analyst New York, NY
- regulatory compliance associate New York, NY
- privacy compliance analyst New York, NY
- cybersecurity policy and compliance analyst New York, NY
- compliance specialist New York, NY