Compliance Associate
Kroll
Kroll’s Investigations Diligence & Compliance – Specialist position in New York is an entry-level role within the Financial Investigations team. You will assist with internal investigations, help prepare proposals and workplans, conduct financial analysis, and liaise with investigators to deliver client-ready deliverables. As you grow, you will master a suite of analytical tools, identify patterns, organize findings, and present robust results to clients while adhering to time and budget #J-18808-Ljbffr
- Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert...SuggestedWork at office
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...the status quo, and striving to be best-in-class.As a Senior Associate, Full Stack Software Engineer in Strategic Data Analytics within...SuggestedContract work
- ...Regulatory Compliance Associate Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Compliance Associate for a contract assignment with one of our premier Regulatory clients in New York, NY. Professional position responsible for supporting important...SuggestedContract workWork at office
$100k - $140k
...Build expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative investments and regulators.... ...disclosures. Assist with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...SuggestedPermanent employmentLocal area- ...Compliance Analyst We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is a do-er role - you will be working the alert queue daily, conducting...Work at officeWork from homeFlexible hours
$130k - $150k
...Compliance Associate Founded in 1968, Gilder Gagnon Howe & Co., LLC ("GGHC") is a registered investment adviser and broker-dealer giving individuals who possess long-term patience and fortitude an opportunity to create wealth. Our clients are individuals who reach...- ...Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance policies as it relates to personal trading and employee...Work at office
$100k - $155k
...Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those...Full time- ...Ocorian is seeking a motivated Compliance Associate or Consultant to support a varied portfolio of clients in the investment management sector. You will handle day-to-day compliance topics, filings, and client registrations with regulators in a client-facing role. This...
- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
- ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours$75k - $85k
...Governance, Risk, and Compliance Associate - IT Job Category : Advisory Requisition Number : GOVER003147 Posted : August 11, 2026 Full-Time Locations Showing 1 location Little Falls, NJ Little Falls, NJ 150 Clove Rd 5th Floor Little Falls, NJ 07424, USA Little Falls,...Full timeInternshipWork at officeFlexible hours1 day per week$110k - $120k
...Position Summary Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations...Work at office$75k
...FOIL) requests, appointments, document retention, legislation, compliance with federal, state and local laws and regulations, and... ...The New York City Council is seeking to fill a Compliance Associate position within the Office of the General Counsel's Public Integrity...Work at officeLocal area$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...- ...Alinea Invest Location: New York, NY (Hybrid) Reports to: Chief Compliance Officer Employment Type: Full-time We're growing quickly, and... ...critical part of that growth. We're looking for a Compliance Associate to help ensure our marketing, social content, creator partnerships...Full time
- ...designed to help organizations attract, retain, and reward highly compensated executives and professionals.Role Overview:As a Compliance Associate, you will support risk management and compliance initiatives for corporate-owned, bank-owned, and retail life insurance...Local area
$111k - $140k
...Compliance Associate, Market Surveillance New York City, NY Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and...Contract workLocal areaShift work- ...Alinea Invest is seeking a Compliance Associate in New York, NY (Hybrid) to review marketing and communications for SEC and FINRA alignment. You will partner with Growth, Marketing, and Product teams to build scalable processes that move quickly while ensuring accuracy...
- ...An Investment Management Firm is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the administration and ongoing development of the firm's compliance program Maintain compliance policies, procedures, documentation...Work at office
- ...Our client, one of the most successful investment management launches in recent years, is seeking a Compliance Associate to become the firm’s first dedicated compliance hire. Since launching, the firm has more than doubled its assets under management and continues to...Summer workWork from home
$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office- ...One of our highly reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Legal, Compliance, and Regulatory....
- Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...
$5,525 - $6,000 per month
...Compliance Associate Location: Manhattan Manager: Senior Compliance Manager Salary: $5,525 to $6,000 monthly (commensurate with experience) Benefits: Healthcare, dental, and vision coverage Friends for Kathy Hochul is seeking a full-time Compliance Associate...Full time$80k - $90k
...professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team...Temporary workWork experience placementWork at officeWork from home$60k - $70k
...empower clients? Do you have some relevant 401(k) industry experience? Betterment’s 401(k) team is seeking a detail-oriented compliance associate with a passion for 401(k). This role is part of the 401(k) Compliance team within Betterment at Work. This team is the go-to...Temporary workWork at officeLocal areaRemote workFlexible hours
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