Compliance Officer
Cyperus Group LLC
Reporting directly to the SVP, Deputy Chief Compliance Officer, the VP, Compliance Manager will lead the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment. The successful candidate will work closely with leaders within Capital Partners on both the business and functional sides to ensure appropriate structure, governance, and regulatory compliance of multiple adviser entities created to facilitate the ILS transactions. Although the role is primarily focused on Capital Partners, the Compliance Manager will also work across the global compliance & legal teams supporting various global compliance operations. The ability to drive collaboration and pro-actively communicate across multiple internal and external stakeholder groups, both functionally within Legal, Compliance & Risk, and with the business, will be key to success. This role presents the opportunity to engage deeply with a specific business line as well as develop broadly across multiple areas of compliance. The Compliance Manager role will be based in our midtown New York office and will be expected to travel occasionally. #J-18808-Ljbffr Cyperus Group LLC
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...SuggestedFull timeLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...SuggestedTemporary workWork experience placement$125k - $175k
...classes, serve investors, and advocate for transparent and competitive markets. About the Role IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer. You'll help develop the policies and procedures that guide how...SuggestedWork experience placementWork at officeLocal area$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...SuggestedLocal area$100k - $200k
...Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...Work at office$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Local area3 days per week$70 - $110 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officers Type: Contract Compensation: $70–$110/hour Location: Remote Duration: 4–6 weeks Commitment: 20+...Hourly payContract workSummer workImmediate startRemote work- ...encountered. Prepare and maintain spreadsheets tracking the status of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations, and procedures related to PIV card enrollment....For contractorsLocal areaImmediate startFlexible hours
$135k - $160k
Location Designation: Hybrid - 3 days per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start3 days per week$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office$150k - $175k
...paced markets.The Role:Clear Street is seeking an experienced AML Officer to lead and oversee our Anti-Money Laundering program for... ...systems.Make well-reasoned, documented SAR filing determinations in compliance with BSA/FinCEN requirements, including timely preparation,...Work at office$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Work experience placement- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...Work at office
$175k - $200k
...Job Description Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting opportunity to join a fast-growing business and work in a dynamic role with broad exposure to Jefferies Investment...Full time$140k - $180k
...technology development firm is seeking a proactive and detail-oriented compliance professional to join its Legal & Compliance team. This role... ...with colleagues across compliance, legal, operations, front office, and technology groups. The position provides significant...$140k - $180k
...regulatory work and want more scope to take ownership, this could be an interesting next move. \n \n I’m looking for a Compliance Officer for a global investment firm combining quantitative research, technology and discretionary investing across public and private...- Armand Corporation is seeking a detail-oriented and analytical Prevailing Wage & Compliance Officer to support prevailing wage compliance and contractor oversight on public-sector construction projects. This position is responsible for assisting the Prevailing Wage &...Full timeContract workFor contractorsFor subcontractorWork at officeLocal areaRemote work
- ...Job Description Our client is an international bank. They seek an AVP Compliance Officer to join their Manhattan office. \n \n This individual will play a key role in supporting and enhancing the firm’s overall Compliance Program, with particular ownership of...Work at office
- ...Description The Opportunity \n Our client, an established alternative investment firm, is seeking an Associate Director to join its Compliance team in New York. This individual will take ownership of several key areas of the firm’s compliance program and serve as a...
- ...is flat and our team is talent dense. We work in person at our office in Flatiron and are intentional about who we work with. We've raised... ...by Left Lane Capital. \n \n About the Team \n HIFI's compliance team is what makes it possible for banks, fintechs, and...Work at office
$110k - $130k
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow. You’ll report directly to the Chief...Work at office$180k - $200k
...financial agility and peace of mind. We need outstanding people to help us achieve our goals. We are looking for an experienced Compliance Officer to join our team You will lead our compliance advisory and regulatory change function. You'll turn regulatory requirements...Full timeWork at officeRemote workHome office- Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking to add a Compliance Officer to its New York team. This is a broad-based role with significant exposure across the U.S. compliance program, including direct...Work at office
- ...United Nations Joint Staff Pension Fund (UNJSPF), managed by the Office of Investment Management (OIM), oversees a global investment... ...covering diverse asset classes. This role is situated within the Compliance Team of OIM's Risk and Compliance Section in New York. Job...Work experience placementWork at office
$100k - $145k
...proactive Associate or Senior Associate to join our Legal and Compliance team. This individual will play an important role in supporting... ...in compliance oversight activities including, conducting branch office examinations, testing policies and procedures, and supporting compliance...Work at officeImmediate start$1,000 per day
G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$175k - $200k
...$175,000-$200,000 Base + Bonus We are partnering with a leading global investment management firm to appoint an experienced Compliance Officer to its New York Legal & Compliance team. This is a broad, high-exposure opportunity for an established compliance professional...$150k - $190k
...corporations, and tax-exempt organizations within the BBH Multi-Family Office (MFO) Tax group. The position also includes selective tax... ...to identify discrepancies and ensure completeness and compliance.Build and maintain strong relationships with internal and external...Full timeSeasonal workWork at officeLocal areaImmediate start
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