Strategic Compliance Director, Equity Trading & Sales
$150k - $200kPiper Sandler
Piper Sandler seeks an experienced Director of Compliance to lead regulatory oversight for our Equity Sales & Trading division. The role involves providing guidance on regulatory requirements, conducting compliance training, and serving as a primary contact for regulatory inquiries. Ideal candidates will have a Bachelor’s degree, over 10 years of relevant experience, and strong knowledge of SEC and FINRA rules. The anticipated starting salary is between $150,000 - $200,000 per year. #J-18808-Ljbffr Piper Sandler
Vacancy posted 1 day ago
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