Senior Compliance & Filings Specialist
NBT
NBT in New York seeks a Compliance Specialist III to prepare complex compliance and government filings, ensuring accuracy and timely delivery within service standards. You will review filings and mentor teammates while supporting plan testing and regulatory reporting. Requires an Associates degree with 5+ years of related experience and a QKA designation, plus strong Excel/Word skills to perform precise calculations and documentation. #J-18808-Ljbffr
- ...NBT is seeking a Compliance Specialist III to lead complex compliance filings and government submissions. You will review team filings, ensure accuracy, and mentor colleagues within the department. The role emphasizes attention to detail, strong regulatory knowledge,...Senior
$115k - $135k
...conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a... ...surveillance tools, responding to regulatory requests and required filings, and advancing a compliance program forward in response to...SeniorWork at officeFlexible hoursShift work3 days per week- Aboon, a remote-friendly provider of AI-powered 401(k) plan administration, seeks a Senior Plan Administrator, Compliance Services. You will lead advanced testing, data management, filings, and consulting on complex plan design while collaborating with Relationship...SeniorRemote job
- ...B Management Consultants seeks a qualified accountant to manage month-end close, tax filings, and reporting for multiple clients. You will ensure timelines, accuracy, and compliance across jurisdictions. The role requires CA/CPA, 3–5 years international experience, Excel...Senior
$113k - $194k
...Senior Compliance Officer (Investment Compliance Specialist) (Primarily Home) Description This position will work closely with the American Family Investments'... ...to relevant stakeholders in advance of regulatory filing deadlines. Assist in reviewing and maintaining firm...SeniorFull timeWork at officeLocal areaRemote workWork from homeRelocation packageNight shift$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...policies and procedures.Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).Perform compliance due diligence of external...SeniorFull timeWork at office$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...with regulatory requirements.Regulatory Filings & ExaminationsAssist with preparation... ..., plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your...SeniorLocal area3 days per week- ...Pentegra Retirement Services is seeking a Senior Compliance Specialist to uphold and elevate quality across compliance deliverables for defined contribution plans. You will perform quality control reviews, analyze results, and support Account Managers on complex compliance...SeniorRemote work
- ...AnnuallyIndustry Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment. Collaborate with senior leadership on strategic initiatives and... ...training, risk assessments, and regulatory filings to maintain operational integrity.Contribute...SeniorContract work
- ...A leading compliance organization is seeking a candidate to advance its Labor and Human Rights program. This role requires over 5 years of experience in sustainability or compliance, preferably in the pharmaceutical industry. The ideal candidate will implement initiatives...SeniorRemote work
- ...CPS, Inc. is hiring a Retirement Plan Compliance Specialist to serve as a trusted ERISA expert and guide to plan sponsors. You will help shape... ...modern, proprietary technology platform. In this high-impact senior role, you will lead design reviews, manage year-end...SeniorRemote work
$150k - $190k
...to build a fulfilling career.Senior Tax ManagerThis role is responsible... ...and ensure completeness and compliance.Build and maintain strong... ..., fiduciaries, and gift tax filings.Maintain a deep understanding... ..., known for premium service, specialist expertise, technology solutions...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start$64.07k - $99.79k
...The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately compiling, reviewing, and submitting reports on payments and other transfers of value to healthcare professionals (HCPs) and teaching...SeniorFull timeWork experience placementImmediate startRemote work$70.1k - $126.2k
...Responsibilities include intaking and triaging suspected issues of non-compliance, entry of compliance issues into GRC tool and assignment/... ...meaningful trend analysis for business stakeholders and senior leadership on new, in progress and closed issues as well as regulatory...SeniorFull timePart timeWork at officeRemote workWork from homeFlexible hours$225k - $325k
...offering $225K–$325K per year on-site. You will advise on public and private offerings, draft registration statements, and review SEC filings for IPOs and follow-ons. You will counsel issuers on governance, conduct due diligence, and manage transaction execution,...Senior- ...Location: Remote Reports to: Compliance Manager FLSA Status: Exempt Job Summary: The Senior Compliance Specialist is responsible for maintaining and elevating quality standards across compliance deliverables by performing quality control reviews, identifying training...SeniorWork at officeRemote work
$120k - $175k
...Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified... ...to serve as the firm’s primary specialist on registered fund compliance with visibility... ...workflows. Assist with regulatory filings, including registration statements, Form...Senior- ...Investments Compliance ManagerAIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance... ...and procedures.Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).Perform compliance due diligence of external...Senior
$85k - $95k
...organized Associate to support our employment, employee relations, and compliance work. This role will partner closely with the People &... ...deadlines or issues requiring attention. Maintain organized trackers, files, and supporting documentation for employment, immigration,...SeniorFull timeTemporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hoursShift work3 days per week- ...Australia and Hong Kong. The Role We are hiring a Senior Compliance & Underwriting Analyst to own merchant underwriting end to end... ...conditional-approval rationale so it stands on its own in a file review. • Underwrite higher-risk and cross-border merchant...SeniorWork experience placementRemote work
- ...relentless focus on solving the real-world challenges of healthcare. About the Role Verse Medical is hiring a Senior DME Compliance & Accreditation Specialist to own our Medicare audit and accreditation readiness program. This is a hands-on, in-office role for someone...SeniorFor contractorsWork at officeMonday to Friday
- ...Proof is a high-growth startup in the legal tech space seeking an experienced e-filing subject matter expert. You will act as a go-to resource for complex e-filing work and escalations, ensuring timely, accurate results and reducing recurring filing issues. You'll bring...SeniorRemote work
$85 per hour
...investigational, new, and marketed products are developed and maintained in compliance with global regulatory requirements. Serve as a strategic... ...CMC sections of INDs, IMPDs, CTAs, amendments, and related filings.Strong knowledge of global CMC clinical regulatory...SeniorFull timeReliefLocal areaImmediate startRemote workMonday to FridayFlexible hoursShift work- ...Werfen is seeking a Sr. Logistics Specialist to lead domestic and international logistics in the life sciences sector. You will ensure regulatory compliance across FDA, CBP, ITAR, EAR, and EU rules while optimizing global movement of regulated materials. Attention to...Senior
- ...About the Role We are seeking a Senior Compliance Specialist to strengthen and protect our controlled substance compliance program through Customer Due Diligence (CDD), Suspicious Order Monitoring (SOM), and Know Your Customer (KYC) activities. In this role, you’ll evaluate...SeniorTemporary workRemote work
- ...professional to assist attorneys with transcription, formatting, data handling and case preparation. The role involves electronic filing, drafting correspondence, and coordinating conferences and travel to maintain efficient workflows. The position includes billing coordination...Senior
$190k - $250k
...Neuberger is seeking an experienced compliance professional to join its Legal & Compliance... ...companies. The role will work closely with senior Legal & Compliance personnel, business... ...compliance matters, including regulatory filings, trading and reporting requirements,...SeniorLocal areaShift work- ...CASES is seeking a Senior Clinical Quality Specialist in Brooklyn, NY to support continuous quality improvement, program performance evaluation, and... ...reporting across CASES programs. You will ensure compliance with NYS regulations, HIPAA, and 42 CFR Part 2 while coaching...SeniorRemote work
- Centene Corporation is seeking a compliance professional to manage the corrections process across lines of business. You will intake and triage suspected non-compliance issues, enter them into the GRC tool, and coordinate actions with the corrections team. Qualifications...SeniorRemote job
- ...is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the firm’s... ...and departmental guidance. Prepare and maintain regulatory filings and disclosures in coordination with compliance leadership....Senior
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