Remote Branch Compliance Examiner
Corebridge Financial
Corebridge Financial is looking for a Branch Office Examiner who will conduct detailed examinations across the United States. The successful candidate should have at least 3 years of financial services experience and knowledge of both compliance and retail brokerage businesses. This remote position expects candidates to travel independently up to 50% of the time. Compensation for this role ranges from $65,000 to $75,000 with performance bonuses available. Competitive benefits are offered, including health insurance and a 401(k) plan. #J-18808-Ljbffr
$65k - $75k
...Current Employees and Contractors Apply Here Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,0...Remote workFor contractorsWork at office$80k - $85k
...Current Employees and Contractors Apply Here Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s): Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary:...Remote workFor contractorsWork at office- ...Corebridge Financial is hiring a Branch Office Examiner responsible for conducting examinations and ensuring compliance. The successful candidate will have at least 3 years of experience in the financial services industry, with a focus on compliance or branch examinations...Remote workWork at office
- ...Corebridge Financial is looking for a Branch Office Examiner to conduct up to 125 comprehensive examinations... ...Services industry, particularly in compliance and branches, and will be responsible... ...standards. A competitive salary, remote work options, and extensive benefits package...Remote workWork at office
$65k - $75k
...Corebridge Financial is looking for a Branch Office Examiner to conduct compliance examinations and ensure regulatory adherence across their operations. The role involves traveling up to 50% of the time. Candidates should have over 3 years in the Financial Services industry...Remote workFull time$65k - $75k
...Corebridge Financial is seeking a Branch Office Examiner to conduct compliance examinations and ensure regulatory adherence across branches. The ideal candidate will have over 3 years of experience in the Financial Services industry, strong communication skills, and proficiency...Remote work- ...Corebridge Financial is seeking a Branch Office Examiner to conduct examinations of branch offices across the United States. This role requires... ...the Financial Services sector with a strong background in compliance. A FINRA Series 7 license is required, and exceptional...Remote workWork at office
- ...Corebridge Financial is seeking a Branch Office Examiner responsible for conducting comprehensive examinations and ensuring compliance with regulations. This role includes traveling... ...including a required FINRA Series 7 license. Remote work is available, providing flexibility...Remote workWork at office
$65k - $75k
...Corebridge Financial is looking for a Branch Office Examiner responsible for conducting examinations... ...Services industry, preferably in compliance. This role involves significant travel... ...and paid time off. This role is currently designated as remote. #J-18808-Ljbffr...Remote workWork at office$75k - $95k
...based in New York, is seeking a Compliance Officer to oversee the execution of risk-based branch exams. Responsibilities include... ...least three years of licensed examination experience. The role offers a salary... ...5,000 to $95,000 and up to 50% remote work. The position also...Remote work$80k - $95k
...in New York is seeking an experienced branch examiner to perform onsite examinations of brokerage... ..., identifying risks, and supporting compliance efforts. This role offers a competitive... ...95,000 and may require up to 50% travel in a remote work environment. #J-18808-LjbffrRemote work- ...Corebridge Financial is looking for a Branch Office Examiner to conduct examinations and ensure compliance with industry regulations. This role requires travel of up to 50% and strong financial services experience is essential. The ideal candidate will possess a FINRA...Remote work
$70k - $125k
...Branch Examiner In Wm Compliance We're seeking someone to join our team as a Branch Examiner in WM Compliance to perform independent oversight... ...Team-oriented with the ability to interact with diverse remote teams, branch staff and management ~ Strong communication...Remote workTemporary workWork at officeLocal area- Osaic is seeking a Branch Office Examiner to conduct branch exams, providing guidance and compliance monitoring for Financial Advisors. The role requires independent travel, analytical skills, and strong communication abilities. The ideal candidate will have a minimum of...Remote jobWork at office
- Corebridge Financial is seeking a Branch Office Examiner to conduct financial examinations across the U.S. The ideal candidate... ...financial services industry, with strong knowledge of compliance regulations. This remote position involves approximately 75-125 examinations...Remote jobWork at office
- A leading financial services firm is seeking a Senior Branch Office Examiner responsible for conducting compliance exams for financial advisors. This hybrid role requires 3-5 years of branch examination experience, with a strong focus on communication and compliance oversight...Remote jobWork at office
- Advisor Group Inc. is seeking a Sr. Branch Office Examiner to manage branch exams for Financial Advisors. This remote role involves conducting 85-100 exams annually and requires 3-5 years of experience as a Branch Examiner, as well as FINRA licenses. Strong communication...Remote job
$65k - $75k
Summary Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This role administers branch... ...with Osaic’s Broker Dealers, ensuring compliance with applicable regulations. Qualified remote applicants will be considered; the role is available...Remote workWork at office$80k - $85k
Current Employees and Contractors Apply Here Osaic Careers Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s) Open to Remote Applicants & Hub Locations Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista:1232...Remote workFull timeFor contractorsWork at office- ...commitment to excellence. Position Overview The Branch Examiner will be responsible for executing both onsite and remote office inspections across the Firm. Duties and... ...Management, and involvement in Audit or Compliance functions Bachelor’s degree or equivalent work...Remote workWork experience placement
$65k - $83k
...Branch Examiner Oppenheimer & Co. Inc. is seeking a Branch Examiner to join our Compliance team who will report to the Branch Examiner Manager. The Branch Examiner is responsible for conducting onsite branch examinations of Private Client Group branch offices throughout...Flexible hours$70k - $125k
Morgan Stanley is seeking a Branch Examiner in WM Compliance to perform independent oversight of risk-based branch examinations across retail locations. This director-level position involves evaluating compliance, testing sales practices, and ensuring the Firm’s regulatory...$70k - $125k
Morgan Stanley is seeking a Branch Examiner in Houston, TX, to perform independent oversight of risk-based examinations in retail locations. The role involves conducting inspections, assessing compliance, and collaborating with branch management. Qualified candidates should...$52k - $64k
...$9.7 billion in assets and operates 45 branch locations throughout the Chicago and Milwaukee... ...and/or other program related compliance functions. General compliance or operational... .... This role allows for a combination of remote and in-office work, with occasional visits...Remote workBank staffLocal area- ...role and responsibilities must be performed in adherence to the compliance of bank and department operational policies and regulations,... ...notification and managing overdrawn account collection. Serve as a branch support and provides guidance regarding unusual, suspected/...Remote workWork experience placementFlexible hoursShift workAfternoon shift
- ...career through your next chapter. WORK ENVIRONMENT: We are a remote first company. This role, as most of our positions, is remote.... ...and services to clients by delivering innovative fraud and compliance solutions and services that ensure clients meet regulatory...Remote workWork at office
- TEW & TAYLOR, located in the Town of Florida, is hiring a Plan Reviewer. This remote position involves ensuring compliance with Florida Building Codes through detailed plan reviews. You will work collaboratively with clients and contractors while providing feedback and...Remote workFor contractors
- ...code inspection firm is seeking a skilled Plan Reviewer to ensure compliance with building codes by reviewing construction plans. The role... ...regulations, and excellent attention to detail. This is a remote position offering solid benefits including 401(k) and health insurance...Remote work
$80 - $100 per hour
[This is a remote role] Are you skilled in navigating the complexities of insurance market conduct with a keen eye for compliance and consumer protection? Can you meticulously evaluate insurance... ...remote Contract Market Conduct Examiner role, we're eager to hear from you...Remote workHourly payContract work$65.6k - $129.15k
...and Great Careers. Position Description: Senior Examiner, Personal Umbrella Claims "Remote work environment may be considered" SUMMARY:... ...Familiarity with Department of Insurance guidelines and compliance requirements. ~ Proficiency with Microsoft Office Suite...Remote workHourly payWork experience placementWork at officeLocal areaImmediate startRelocation packageFlexible hours
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