Average salary: $81,258 /yearly
More statsSearch Results: 45,795 vacancies
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
Suggested
...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
Suggested
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in...
Suggested
...customizable, end-to-end solution that automates front- and back-office operations. Institutions and investors are now free to earn... ...more we all gain.
About the role
We are looking for a diligent Compliance Officerto join the rapidly growing team of our US broker-dealer...
Suggested
For contractors
...of Human Resources policies, procedures, and programs including Compliance, Training & Development, and Employee Relations.
Essential... ...monitor training/workshop sessions.
Ability to operate standard office equipment i.e. copier, fax, telephone, scanner, computer and printer...
Suggested
Full time
Monday to Friday
About the Role:
Grade Level (for internal use):
12
The Role: Compliance Officer
The Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program...
Suggested
Second job
Local area
Worldwide
Flexible hours
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Suggested
Local area
...Role Summary/Purpose
The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annalys Deputy General Counsel and Chief Compliance Officer and will have exposure to...
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Local area
Relocation bonus
..., and the communities we invest in worldwide.
The Legal and Compliance Department (LCD)
We govern, structure, negotiate and execute... ...candidate to join our Compliance Division in GIC's New York Office as an Associate.
Key Responsibilities
Advise and work...
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Worldwide
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory...
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...workforce across over 80 agencies (mayoral or non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally...
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Local area
Shift work
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including BSA, AML, KYC and...
Suggested
Job Description
A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including...
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Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
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Local area
...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...
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Holiday work
Full time
Flexible hours
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
Work experience placement
...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive market... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
3 days per week
...responsible for supporting various aspects of the KKR Private Markets Compliance Program. A significant amount of this role will include... ...business. The role will report to the Chief Compliance Officer for KKR Private Markets.
IDEAL EXPERIENCE
A successful candidate...
Relief
...OVERVIEW
KKR is seeking to fill a role on its New York based Compliance Team. This individual will be an integral part of the KKR... ...programs. This role reports to the Regulatory Affairs Compliance Officer and Counsel
RESPONSIBILITIES
Provide assistance on US regulatory...
Work experience placement
...Position Summary
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-registered investment advisor. This person will join...
