Average salary: $88,875 /yearly
More statsSearch Results: 41,358 vacancies
* Job Type: Officer of Administration
* Regular/Temporary: Temporary
* End Date if Temporary: 12/31/2024
* Hours Per Week: 35... ...posting.
Position Summary
Reporting to the Director, HR Compliance the Compliance Officer will be responsible for ensuring the University...
Suggested
Temporary work
Local area
..., LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...related field.
~3+ years’ proven experience in a compliance officer role and broker/dealer-related and escalations.
~ Series 7...
Suggested
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role... ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to...
Suggested
Temporary work
3 days per week
A hedge fund in New York City is actively seeking an organized and diligent professional to join their staff as their new Compliance Officer. In this role, the Compliance Officer will focus on SEC and other regulatory compliance matters for the fund.
Responsibilities...
Suggested
...The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to compliance... .../ ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance department with accountability...
Suggested
Second job
Worldwide
Flexible hours
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
Suggested
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Suggested
Flexible hours
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
Suggested
Work experience placement
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Suggested
Local area
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... ...regulatory landscape.
Compliance Transformation Office
A new team created to transform and optimize the overall...
Suggested
Full time
Temporary work
Part time
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
Suggested
Second job
Worldwide
Flexible hours
...Manager:
Deputy General Counsel
Department:
Legal & Compliance
Department Overview
The Legal & Compliance Department is... ...growing business.
Position Responsibilities
The Compliance Officer is expected to contribute meaningfully to the review and...
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Contract work
Temporary work
...Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business.
This new hire will sit in a #2 seat absorbing the knowledge, training, and dedication of...
Suggested
...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
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...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
Suggested
...regulations, and accreditation standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development, and standardization of processes.
ESSENTIAL JOB FUNCTIONS:...
Internship
Local area
**Chief Compliance Officer, Broker Dealer**
New York City / Legal Legal / Full Time **About Yieldstreet** Yieldstreet is building the largest global digital wealth management platform to change the way wealth is created. With an investor-first approach, our investor...
Full time
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...Description:
HPDs division of Economic Opportunity and Regulatory Compliance (EORC) promotes inclusion and economic opportunity while also... ...federal, state, and local labor laws. LMUs labor compliance officers analyze payroll records and make field visits to affordable...
Full time
Local area
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join the Compliance team with a focus on the administration of KKR's compliance program for responsible investing,...
Work experience placement
