Search Results: 48 vacancies
...communicate
- Strategic thinker who can work independently
- Strong relationship building and territory management skills
- Active FINRA Series 6 and 63 or must obtain within the first 90 days of employment
- Active State Life and Health Insurance License (in all...
Suggested
Holiday work
Local area
...Sales in a banking environment is a highly regulated and you will be expected to acquire and maintain a proficiency in the Bank's and FINRA (Financial Industry Regulatory Authority) policies and procedures, and adhere to all laws, rules and regulations that are applicable...
Suggested
Full time
For contractors
...sectors is preferred, but not required
~ Work experience in affordable or market rate housing sectors is a positive consideration
~ FINRA Series 79 and 52 required within 60 days of start date
~ Ability to work well under pressure and adjust to varied workloads
~...
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Work experience placement
Bank staff
Currently hiring
...Microsoft Office Suite (Outlook, Excel, PowerPoint, Word) and the desire to learn other software systems as necessary.
\tPreferred FINRA Series 7 and 66 license.
Compensation
This role offers great potential for achieving high levels of compensation, depending on...
Suggested
Full time
...would demand for ourselves
Follow the established guidelines for maintaining client files in accordance with Company practices and FINRA requirements
Attend all required training and informational meetings scheduled by the KEMBA Wealth Management Program Manager...
Suggested
Local area
...performance in the insurance and financial services industry.
*Registered Representatives are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle Strategies LLC, a Registered Investment Advisor....
Suggested
...disability income insurance, and investment products such as
mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance
Agency. You will be required to hold securities licenses and FINRA registrations and affiliate...
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...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
Local area
...income insurance, and investment products such as mutual funds1 through our broker-dealer arm, NYLIFE
Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with
your clients can help them and their families...
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Contract work
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1-Full-time agents and their dependents are immediately eligible...
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Full time
Part time
Immediate start
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
...of mind as you guide them through wealth management and retirement planning strategies
The Expertise We’re Looking For
FINRA Series 7 & 63 required prior to hire
Series 65 and/or 66 and state registrations required within 3 months of hire...
Suggested
Full time
Work from home
Flexible hours
...of mind as you guide them through wealth management and retirement planning strategies
The Expertise We’re Looking For
FINRA Series 7 & 63 required prior to hire
Series 65 and/or 66 and state registrations required within 3 months of hire...
Suggested
Full time
Work from home
Flexible hours
...equivalent business experience
~ Ability to build and manage client relationships
~ Excellent written and oral communication skills
~ FINRA Series 6/7, 65/66 and state insurance license preferred; exceptional candidates without this licensing will be considered...
Suggested
Flexible hours
...of mind as you guide them through wealth management and retirement planning strategies
The Expertise We’re Looking For
FINRA Series 7 & 63 required prior to hire
Series 65 and/or 66 and state registrations required within 3 months of hire...
Suggested
Full time
Work from home
Flexible hours
...The Expertise We’re Looking For
Previous success in building relationships, uncovering needs and recommending solutions
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Full time
Work from home
Flexible hours
...The Expertise We’re Looking For
Previous success in building relationships, uncovering needs and recommending solutions
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Full time
Work from home
Flexible hours
...browsing) and ability to educate clients on digital platforms and capabilities within Key (required)
Licenses and Certifications
FINRA License S6 Upon Hire (required)
FINRA License S63 Upon Hire (required)
FINRA Security Industry Essentials (SIE) Upon Hire (...
...suitable based upon their objectives, risk tolerance, time horizon, financial status, and other investment needs in compliance with FINRA regulations and CNS policies and procedures.
+ Comply with and conform to all compliance and regulatory requirements of all...
Overseas
...financial advisor or financial consultant, as well interest in the financial industry and financial products is necessary
Valid FINRA Series 7 & 63/66 preferred but not required
~ Up-to-date FINRA Series 65 and Insurance License are a bonus
About Company...
