Search Results: 16 vacancies
...disability income insurance, and investment products such as mutual funds(1) through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
Suggested
Contract work
J.P. Morgan Wealth Management - Private Client Advisor - Las Vegas, NV (Trailwood and Village Cen...
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
...disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with...
Suggested
Full time
Contract work
For contractors
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1-Full-time agents and their dependents are immediately eligible...
Suggested
Full time
Part time
Immediate start
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...income insurance, and investment products such as mutual funds (1) through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve...
Suggested
Contract work
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...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or equivalent prior to hire.
Position Demands
~ Access to an automobile and ability to...
Suggested
Local area
Home office
...Requirements:
~ Bachelor's degree in business, finance, or related field.
~2 years of sales experience.
~ Must have current FINRA Series 7 and 63 Securities Registration (66 or 65 preferred).
~ Knowledge of mutual funds, securities, and insurance industries....
Suggested
Full time
...Responsibilities:
Regulatory Reporting (Primary):
Prepare FOCUS and relate reports
Prepare SIPC reports
Monitor compliance with FINRA and SEC regulations, including net capital
Broker-Dealer net capital monitoring and forecasting
Special projects, including...
Suggested
Full time
Remote job
....
Experience with a financial planning software program(s) preferred.
Certificates, Licenses, Registrations:
Required: FINRA Series 7/66, or 63/65 combo.
Preferred: CFP certification.
Preferred: Insurance licenses, including Life, Health, and Long-term...
Suggested
Remote job
Holiday work
...results
~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Suggested
Immediate start
Felony friendly
Afternoon shift
...* A four-year college degree is preferred but not required
* You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
* Results-driven, highly motivated, self-starter who possesses integrity, a strong...
Suggested
Remote job
...programs\u202Fare designed to help you and your\u00A0family\u00A0strike the right balance.\u00A0\u00A0
Certifications:
Series 07 - FINRA, Series 63 - FINRA
Company Overview
Fidelity Investments is a privately held company with a mission to strengthen the...
Suggested
Remote job
Work from home
Flexible hours
...and revenue generation
~ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses are required - or must be successfully completed...
Suggested
Immediate start
Felony friendly
Afternoon shift
...results
~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Immediate start
Felony friendly
Afternoon shift
