Search Results: 13 vacancies

 ...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) Obtain and hold State Life and Health license prior to hire. Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Position Demands ~ Access to an automobile and ability to maintain a... 
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Western & Southern Life

Greensboro, NC
1 day ago
 ...demand for ourselves. Follows the established guidelines for maintaining client files in accordance with broker–dealer practices and FINRA requirements. Meets or exceeds the minimum budgeted GDC and/or new assets invested goals established for the position on a... 
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Truliant Federal Credit Union

Greensboro, NC
5 days ago
 ...disability income insurance, and investment products such as mutual funds³ through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families... 
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New York Life

Greensboro, NC
2 days ago
 ...term care insurance, disability insurance and investment products offered through our broker-dealer arm NYLIFE Securities LLC (member FINRA and SIPC), a Licensed Insurance Agency, and workplace solutions offered by our Business Solutions division. You can also use our... 
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New York Life

Greensboro, NC
16 days ago
 ...disability income insurance, and investment products such as mutual funds¹ through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families... 
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New York Life

Greensboro, NC
23 days ago
 ...demand for ourselves. # Follows the established guidelines for maintaining client files in accordance with broker–dealer practices and FINRA requirements. # Meets or exceeds the minimum budgeted GDC and/or new assets invested goals established for the position on a... 
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Local area
Remote job
Flexible hours

Atria Wealth Solutions

Greensboro, NC
1 day ago
 ...disability income insurance, and investment products such as mutual funds through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families... 
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New York Life

Greensboro, NC
20 days ago
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 ...term care insurance, disability insurance and investment products offered through our broker-dealer arm NYLIFE Securities LLC (member FINRA and SIPC), a Licensed Insurance Agency, and workplace solutions offered by our Business Solutions division. You can also use our... 
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New York Life

Greensboro, NC
20 days ago
 ...Associate boasting a minimum of 3 years of experience within the financial services realm. The ideal candidate will possess active FINRA Series 7 & 65 licenses along with a robust skill set, fueled by passion and determination, to cater to diverse client needs. Proficiency... 
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Gpac

High Point, NC
29 days ago
 ...disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with... 
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New York Life

Greensboro, NC
23 days ago
 ...expand their practices through New York Life’s subsidiaries and organizations. NYLIFE Securities LLC NYLIFE Securities LLC, member of FINRA and SIPC, a licensed insurance agency, is a wholly owned subsidiary of New York Life Insurance Company that provides competitive... 
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New York Life

Greensboro, NC
a month ago
 ...Requirements: ~ Bachelor's degree in business, finance, or related field. ~3+ years of sales experience. ~ Must have current FINRA Series 6 and 63 or 7 and 66 Securities Registration (65 a plus). ~ Life and health license. ~ Valid drivers license. ~... 
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Monday to Friday

Stone Press Financial Group

Greensboro, NC
23 days ago
 ...are offered solely through Registered Representatives and Investment Adviser Representatives of Equity Services, Inc. (ESI), Member FINRA/SIPC, 5925 Carnegie Blvd, Suite 300, Charlotte, NC 28209, (***) ***-****. Stone Press Financial Group is independent of ESI. In CO,... 
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Stone Press Financial Group

Greensboro, NC
23 days ago