...demand for ourselves.
Follows the established guidelines for maintaining client files in accordance with broker–dealer practices and FINRA requirements.
Meets or exceeds the minimum budgeted GDC and/or new assets invested goals established for the position on a...
Suggested
Holiday work
Full time
Temporary work
Local area
Remote job
Flexible hours
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1-Full-time agents and their dependents are immediately eligible...
Suggested
Full time
Part time
New year
Immediate start
Flexible hours
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1 - Full-time agents and their dependents are immediately...
Suggested
Full time
Part time
New year
Immediate start
Currently hiring
Flexible hours
...you as you navigate our Industry leading training program, working at home and in an Investor Center.
Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series...
Suggested
Flexible hours
1 day per week
...Requirements:
~ Bachelor's degree in business, finance, or related field.
~3+ years of sales experience.
~ Must have current FINRA Series 6 and 63 or 7 and 66 Securities Registration (65 a plus).
~ Life and health license.
~ Valid drivers license.
~...
Suggested
Full time
Remote job
Monday to Friday
...demand for ourselves.
Follows the established guidelines for maintaining client files in accordance with broker–dealer practices and FINRA requirements.
Meets or exceeds the minimum budgeted GDC and/or new assets invested goals established for the position on a...
Suggested
Holiday work
Full time
Temporary work
Local area
Remote job
Flexible hours
...relationships
• Ability to determine personal purpose, execute visions, and cultivate a thriving business with support from The Pelora Group
• FINRA Licenses 7/66 preferred
About Company:
The Pelora Group is a community of professionals who help advisors navigate successful...
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Local area
...planning industry preferred
~Professional demeanor
~Excellent written and verbal communication skills
~Proactive and flexible
~Possess FINRA Series 65 and CRPC or CFP or willing to obtain
~Proficiency with Microsoft Office and CRM systems
Compensation and Benefits:
~$...
Suggested
Flexible hours
...accounts
~Conduct client review meetings
Qualifications:
~Bachelor’s degree required
~2-5 years financial planning experience
~FINRA Series 7 and 66 licenses
~Knowledge of trade operations and money movement platforms
~Strong technology skills
~Proficient with...
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Holiday work
...are offered solely through Registered Representatives and Investment Adviser Representatives of Equity Services, Inc. (ESI), Member FINRA/SIPC, 5925 Carnegie Blvd, Suite 300, Charlotte, NC 28209, (***) ***-****. Stone Press Financial Group is independent of ESI. In CO,...
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Full time
Internship
Remote job
Monday to Friday
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
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