...managing deadlines, multi-tasking, prioritization and must be a highly proficient communicator.
Please note: You must currently hold FINRA S24 (or 9 &10)
Core Job Responsibilities:
Conduct inspections of affiliated offices and producer interviews and complete...
Suggested
Full time
Visa sponsorship
...American Funds and provide retirement plan thought leadership at key events and meetings.
You will need to have or complete the FINRA Security Industry Essentials (SIE), Series 7, and 63.
San Antonio Base Salary Range: $85,477-$136,763
Indianapolis Base Salary...
Suggested
Full time
Local area
...disbursements and incoming deposits of funds and securities, maintaining current and accurate client information.
* If registered with FINRA, accept, enter and confirm all types of solicited and unsolicited trade orders from clients or as directed by a Financial Advisor or...
Suggested
...Series 66 required; if not currently registered, registrations may be obtained at Edward Jones during the assigned study period
~ FINRA registrations are required within three months. State insurance licenses are also required
As an associate, you are required to...
Suggested
Holiday work
Full time
Flexible hours
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
...as assigned.
Basic Qualifications
At least 3 years' experience in the financial services industry
Bachelor's Degree
FINRA Series 7, 66 (or 63/65), 24 (or 9 and 10)
Life and Health licenses
Preferred Qualifications
Prior management experience...
Suggested
Local area
...results
~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Suggested
Immediate start
Felony friendly
Afternoon shift
...initiatives.
Work on special projects as needed.
Job Requirements
Required Education and/or Certifications
Bachelor's degree
FINRA Licenses - Series 6 or ability to pass the exam within 6 months of hire
Any qualified designations will be a plus
Desired Work...
Suggested
Work experience placement
Local area
Remote job
$100k - $125k
...with a minimum of 3-5 years of experience, preferably familiar with complex business and financial disputes, including arbitrations. FINRA experience a plus. Exceptional writing skills are imperative. If you're looking for a firm to grow with long-term -- reach out to...
Suggested
Full time
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...a premium on high performance, quality service and the ability to implement our strategy. Essential skills include:
Active FINRA Series 7 license- (Required)
Series 66 (63/65) license (Required)
CFP® designation favored
A minimum of 3 years of client...
Suggested
Full time
Local area
Remote job
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
Suggested
Hourly pay
Flexible hours
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
Suggested
...information. This responsibility will require successful completion of a background check and registration with both Raymond James and FINRA.
* Executing unsolicited trades per FA request or via Client instruction.
**Minimum Knowledge, Skills, and Abilities Needed to...
Suggested
Local area
...Display good analytical skills.
Provide excellent customer service.
Accredited with the Financial Industry Regulatory Authority (FINRA)
Life/Health Insurance License
Successful track record of meeting sales goals/quotas preferred
BENEFITS:
Salary plus...
Suggested
Relocation bonus