...Office, CRM systems, financial planning software, Google Suite, and other tools strongly preferred
Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus
A required Bachelors degree in business administration, finance, or similarly related...
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...factors including previous work experience, specific industry experience, and/or skills required.
Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.
Recognized as one of Fortune's World's Most Admired Companies,...
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Full time
Contract work
Work experience placement
Local area
Flexible hours
Shift work
Monday to Friday
...Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company (NMWMC) (Investment Advisory Services), a federal savings bank. NM and...
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For contractors
Work experience placement
...A four-year college degree is preferred but not required
You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
Results-driven, highly motivated, self-starter who possesses integrity, a strong...
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...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
- Full-time agents and their dependents are immediately eligible...
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Full time
Part time
Fixed term contract
Immediate start
Remote job
...financial industry, personal financial advisor or responsibilities, or financial planner roles is essential
Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus
About Company
About New York Life...
New York Life is a Fortune 100 company...
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...Bachelor’s degree in finance, business administration, or alternate related analytical field is required
Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus
Computer proficiency in Microsoft Office, CRM systems, financial planning software,...
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...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1 - Full-time agents and their dependents are immediately...
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Part time
Immediate start
Currently hiring
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
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...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1 - Full-time agents and their dependents are immediately...
Suggested
Full time
Part time
Immediate start
...Bonus points for these: Preferred Qualifications
~ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales acumen will be considered pending appropriate licensing within the...
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Holiday work
Full time
Temporary work
...Microsoft Office, financial planning software, Google Suite, CRM systems, and related programs is needed
• Though not required, a valid FINRA Series 7 & 63/66 license is considered a plus
• Basic understanding of the role of a financial advisor or financial consultant, as...
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...the required state licenses as well as sitting for the SIE which must be passed prior to onboarding
We will sponsor your pursuit of FINRA Series 7 and 66 registrations (to be completed on your own timebut no later than within 240 days of joining)
Results-driven, highly...
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Minimum wage
Temporary work
Local area
Remote job
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V
1-Full-time agents and their dependents are immediately eligible...
Suggested
Full time
Part time
Immediate start
...performance in the insurance and financial services industry.
*Registered Representatives are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle Strategies LLC, a Registered Investment Advisor....
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...requirements
~7+ years of Derivatives Onboarding experience, including knowledge of associated derivative regulations
~ SIE and FINRA Series 7 or Series 99
~3+ years of experience with ISDA Master Agreements, Credit Support Annexes, or ancillary documents, including...
Full time
Part time
Local area
Remote job
2 days per week
3 days per week
Monday to Friday
...Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered broker dealers and provide compliance support the Capital Markets line of business, a division within the Commercial Bank...
Full time
Part time
Local area
...within 12 months of hire
* Ability to adapt to a rapidly changing business and technology environment
Nice-to-have
* Current FINRA registrations
* Financial services experience
What's in it for you?
We thrive on the challenge to be our best, progressive thinking...
Full time
Flexible hours
...areas: corporate, consumer, mortgage, investments, brokerage, or private banking.
If you are not currently registered, the FINRA Series 6/7, state registration (including 63, 65, or 66 if required) are required, as well as Life and Health Licenses.
Demonstrated...
Flexible hours
Weekend work
Sunday
Saturday
...term care insurance, disability insurance and investment products offered through our broker-dealer arm NYLIFE Securities LLC (member FINRA and SIPC), a Licensed Insurance Agency, and workplace solutions offered by our Business Solutions division. You can also use our...
Contract work
...disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with...
...disability income insurance and investment products such as mutual funds1 through our broker-dealer arm NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
...disability income insurance, and investment products such as mutual funds 1 through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
Contract work
...in MS Office
Must be able to pass a thorough background and credit check, as well as fingerprint approval process as required by FINRA, Financial Resources Group Investment Services and LPL Financial
Must have passed the FINRA SIE and S7 exams (for Registered Relationship...
Flexible hours
...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency. Eagle Strategies LLC and NYLIFE Securities LLC are New York Life companies.New York Life is an equal...
...The Expertise We re Looking For
Previous success in building relationships, uncovering needs and recommending solutions
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Work from home
Flexible hours
...disability income insurance and investment products such as mutual funds1 through our broker-dealer arm NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families...
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
...build your own team of high-performers with upward growth into leadership if you are interested
Life, Health & Accident Insurance + FINRA education FREE to become a full-service Financial Planner within circa 12 months of joining (if you complete the licensing...
Flexible hours