Search Results: 60 vacancies
...investments, brokerage, or private banking
~ Experience recommending financial services products and services
~ Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify for immediate registration
~ State Insurance license(s)
~3+...
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...groups of clients around the country.
What You Will Bring:
Bachelor's degree or extensive industry experience required
FINRA Series 65
FINRA Fingerprinting
Experience with Private Client ($1m+ AUM) segment client communication within the investment advisory...
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...combination of education and professional work experience
Minimum of 1 year experience in sales, preferably inside sales
Current FINRA licenses and/or ability to successfully obtain FINRA 7 & 63 registrations within corporate-established timelines and complete FINRA...
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...withdrawals
Process general account changes upon direction from the customer
Receive the opportunity to train and study to obtain FINRA Series 6 & 63 licenses
What you will bring
Availability to work a 40-hour work week, outside of traditional business hours,...
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Saturday
Monday to Friday
...place a premium on high performance, quality service and the ability to implement our strategy. Crucial skills include:
Active FINRA Series 7, Series 66 (63/65) license and Life & Health Insurance
Prefer a minimum of 5 years of financial experience...
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...Academy, which provides you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to pursue a career in finance, enjoy working in a team setting, and share our passion for...
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Day shift
...or other topics as necessary.
What you will bring
Bachelor’s Degree in related discipline or 5 years industry experience
FINRA SIE and Series 7 required
FINRA fingerprinting required
What will set you apart
Working knowledge of retirement plan and...
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...you have
We place a premium on high performance, quality service and the ability to execute the Schwab strategy.
Active FINRA Series 7 & 63 licenses
Active FINRA Series 8, or 9 &10 licenses
Bachelor’s degree or equivalent work experience required
Thorough...
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...make a difference in people's lives through our innovative solutions and world-class service.
Required Qualifications
Active FINRA Series 7 & 63 Licenses
Flexibility to work any day, time, or shift to accommodate 24/7 contact center needs
Preferred...
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Day shift
...opportunity for entrepreneurial candidates with a hunger to start a new, rewarding career. As you get up to speed, you can expect:
FINRA SIE required or obtained within 90 days of hire/transfer (licensed role only)
Satisfactory background check, fingerprinting, and...
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Full time
Work experience placement
...Associate boasting a minimum of 3 years of experience within the financial services realm. The ideal candidate will possess active FINRA Series 7 & 65 licenses along with a robust skill set, fueled by passion and determination, to cater to diverse client needs. Proficiency...
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Full time
Immediate start
Relocation package
...required. Private, closed-end funds, securities, and NAV REIT structures would be a plus.
Familiarity with applicable SEC and FINRA regulations
Experience in overseeing fund administrators, valuation services providers, and other third parties
Experience...
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$60k - $100k
...Schwab Wealth Advisory Investment strategy.
Required Qualifications:
Undergraduate degree required
Active and valid FINRA Series 7 license required
Active and valid FINRA 66 licenses required (may be obtained with a 120-day COE)
Minimum 2 year...
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Full time
...combination of education and professional work experience
~ CFP required
~ REGISTRATIONS / CERTIFICATIONS / LICENSING REQUIRED: FINRA Series 7, 63, 65 registrations and life insurance licensing required
~ FINRA fingerprinting required
~3+ years’ experience in...
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...You are Learning. We provide all the training you need to develop the skills needed to service our customers and study for your FINRA licensing exams! You don’t need a finance background or college degree to succeed in this role. Prepped with our licensing roadmap,...
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Local area
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Home office
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...industries
~Possess valid and current driver license
~No personal history of enforcement actions by the Securities Exchange Commission, FINRA, or any state securities regulatory bodies
~Bachelor’s degree with a concentration or advanced degree Finance, Marketing, or...
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...learn about the financial services industry, develop your skills, and gain new experiences.
First four months, prepare to become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 and 63 licenses...
Local area
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Home office
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...with regulations and acts as a trusted partner to the Distribution team.
Review advertising and marketing materials pursuant to FINRA and SEC Regulations and GIPS standards.
Provide timely, creative, clear, and thoughtful guidance to business partners and team...
Holiday work
Full time
Flexible hours
...CDs.
Job Requirements:
The ideal candidate will have:
~Book of business focused on institutional fixed-income sales.
~A clean FINRA record.
~Series 7 & 63 license is required.
In keeping with our commitment to hire veterans, we encourage veterans to apply for...
Currently hiring
...minimum of 5 years' of experience in sales to stock market investors and hold a current Investment Adviser Representative designation, FINRA Series 65, or a combination of FINRA Series 7 & 66, or other qualifying financial professional designations. The role requires a...
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Local area
