Search Results: 34 vacancies
...designed to elevate your career. At PNC Investments, we are passionate about our values and helping our advisors build their future.
FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required
Job Description...
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Holiday work
Full time
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Part time
Work experience placement
...for appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
Suggested
Hourly pay
Holiday work
Full time
Traineeship
Home office
Relocation package
...fast-paced, high-pressure environment
**Additional Skills and Knowledge**
* 3+ years of experience in the brokerage industry
* FINRA Series 99 securities registration required; Series 7 securities registration a plus
* Proven leadership experience working cross-functionally...
Suggested
...qualified retirement planning arena.
Obtain or maintain a valid, unrestricted Series 6, 7, 63 and/or 65 securities license through the FINRA and meet the continuing education requirements.
Excellent communication skills, both verbal and written with the ability to do...
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Local area
...responsible for responding to a broad range of regulatory examinations and inquiries from federal and state securities regulators, FINRA, and other SROs. The REI team also supports LPL's bank and credit union partners in responding to examination and audit requests related...
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Work from home
...support close to 2,700 financial professionals with nearly $120 billion of assets under administration. Each broker/dealer is a member FINRA/SIPC, and each advisory firm is a federally registered investment adviser. For more information, please visit atriawealth.com....
Suggested
Holiday work
Temporary work
Apprenticeship
Self employment
Local area
Remote job
Home office
Flexible hours
...for appropriate insurance licenses within 14 days of entry into the job, max of 2 attempts at Life and Health exam. Must pass the CRD/FINRA background check at hire and ongoing, as the training program criteria requires Financial Representatives to obtain securities...
Suggested
Hourly pay
Holiday work
Full time
Traineeship
Remote job
Home office
Relocation package
...proactive approach to problem-solving and detail-oriented work ethic.
Some college education preferred; Bachelors degree a plus.
FINRA SIE Certification and FINRA Series 99 preferred or must obtain within 6 months of employment.
Benefits:
401(k) matching...
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Holiday work
Remote job
...advisors, and third-party sources to ensure that all information is fair and accurate. As a member of this team, you will put your FINRA Series 7 and 24 securities registrations and customer service skills to good use as you review advertising submissions. You will act...
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Home office
...automation software (Marketo)
Act as a project manager to firmwide webinars and events
Help ensure content is compliant with SEC and FINRA guidelines
Ensure all content follows the Aspiriant style guide
Be a resource for internal communications
We are...
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Flexible hours
...department management.
Assist with any other functions or projects as assigned.
Required Education, Skills, and Experience:
FINRA Series 7 & 24, 66 (or equivalent 65/63).
Bachelor’s degree or a combination of work experience/education.
Four more years of...
Suggested
Holiday work
Temporary work
Apprenticeship
Work experience placement
Self employment
Local area
Remote job
Home office
Flexible hours
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
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Hourly pay
Flexible hours
...communication skills and effective relationship management skills.
*Registered Representatives are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle Strategies LLC, a Registered Investment Advisor....
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...support close to 2,700 financial professionals with nearly $120 billion of assets under administration. Each broker/dealer is a member FINRA/SIPC, and each advisory firm is a federally registered investment adviser. For more information, please visit atriawealth.com....
Suggested
Holiday work
Temporary work
Apprenticeship
Self employment
Local area
Remote job
Home office
Flexible hours
...excellent writing, research, and communication skills .
We will train the right person in our areas of expertise, but knowledge of FINRA, financial services, labor law, and complex business transactions is a plus.
Must be able to assume primary responsibility for...
Suggested
...10+ years related management experience
+ Associate's Degree
+ Willing to undergo extensive background check in accordance with FINRA
+ Must have prior security, law enforcement, or military experience
+ Advanced level/knowledge of computers and technology
+ Great...
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Weekly pay
Contract work
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Local area
Immediate start
Night shift
...Financial Advisors across all 50 states.
Dunham is an independently owned Registered Investment Adviser and Broker/Dealer. Member FINRA/SIPC, helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined...
Hourly pay
Holiday work
Full time
Temporary work
Work experience placement
Work visa
Flexible hours
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
...related to the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, Exchange Act of 1934 and FINRA rules.
* The ability to identify issues and make reasoned, commercial decisions autonomously in a fast-paced environment.
* The...
Work from home
...management
Highly motivated and very organized
Ability to effectively communicate
Strong relationship building
Active FINRA Series 6, 26, 63, SIE and State Life and Health Insurance License (in all states covered) or must obtain within the first 180 days...
Holiday work
