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$120.8k - $137.9k
...market conduct surveillance program across both its institutional Broker‑Dealer (BD) and Swap Dealer (SD) businesses. This individual... ...The ideal candidate will bring strong product and market‑conduct knowledge across exchange‑traded futures and commodities markets....SuggestedFull timeLocal areaCapital One
New York, NY4 days ago- New Account Operations Analyst (Broker-Dealer) International Clients Location: Miami, FL (on-site) We are seeking an operations analyst... ...and internal standards. The position requires strong knowledge of international account structures, operational workflows, and...Suggested
- ...is the place to be. Job Summary: As a Commodity Trader specializing in building materials, you will leverage your market knowledge and analytical skills to manage and optimize the purchasing and selling of building materials. You will be responsible for developing...SuggestedTemporary workImmediate start
Tri State Forest Products
Perrysburg, OH2 days ago - ...recently, device and identity protection. Job Description The Broker Dealer Sales Support Department functions as the main inbound... ...Income securities for customers and PFRs – requiring detailed knowledge and understanding of all of the NFS trading platforms, the financial...SuggestedContract workWork at officeWork from homeWork visa
- ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear... ...and assigned retail partners Support dealers with product knowledge, positioning, and reorder strategies Provide market feedback...SuggestedFor contractors
Bear Iron Works Ltd
Grand Junction, CO11 days ago - ...to day supervision and guidance to the assigned Advisors and/or Brokers. Provides guidance and support to the sales process and... ...perform the job function. Bilingual in English and Spanish. Advanced knowledge in MS platforms/software. DESIRED SKILLS Self-starter, driven and...SuggestedTemporary workWork at office
- ...the Head of Pershing Treasury, lead ALM matters relating to the broker‑dealer balance sheet monitoring and explaining changes and... ...expertise in liquidity/funding and broker‑dealer activities Advanced knowledge of both broker‑dealer capital, liquidity, funding and...SuggestedFlexible hours
$150k - $175k
...~ Dental insurance ~ Parental leave ~ Vision insurance Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment... ...Director, or equivalent executive position. ~ Strong knowledge of FINRA, SEC, AML, and broker-dealer regulations. ~ Experience...SuggestedFull timeWork at officeFlexible hoursCXG Holdings Inc
Smithtown, NYa month ago$150k
...This role will cover the Arizona market and the Independent Broker Dealer (IBD) channel. Responsibilities Maximize territory... ...perspective and a consultative sales approach. Maintain comprehensive knowledge of PIMCO’s products, platforms, themes, initiatives, markets,...SuggestedFull timeLocal areaFlexible hoursShift workPimco
Arizonamore than 2 months ago$145k - $209k
...various financial products with a deep understanding and focus on Broker-Dealer activities. Major Responsibilities: Lead... ...: ~5-10 years of bank liquidity risk experience Working knowledge of MS Excel, PowerPoint, VBA and Copilot Strong analytical,...SuggestedFull timeWork at officeLocal areaRemote work- ...data organization, and dashboards. Familiarity with social media, email marketing, digital content, and web-based marketing. Working knowledge of Adobe Creative Suite, Canva, or similar creative tools is preferred. Strong communication, organization, and project management...SuggestedLocal area
- ...Advisors and SEI Wealth Network in Oaks, PA. You will provide account and operational management with daily client contact, building knowledge of SEI Funds, products and processes. You will work with SEI Private Trust Company and Sales teams, handling inquiries and...SuggestedWork at office
- ...support and interaction. This will involve acquiring a working knowledge of the investment management business, SEI Funds, products and... ...Sales and Service teams. Individuals must work with the National Broker Dealer Sales staff, Advisor Network Sales Team, and SEI Private...SuggestedWork experience placementWork at officeFlexible hours
$50.4k - $75.5k
...meet or have met NMLS requirements Minimum Experience ~ Minimum 3 years of related experience or relevant training ~Working knowledge of state and federal lending regulations ~Completion of internal specialized training Other Job Specific Skills ~...SuggestedFull timeTemporary workWork experience placementWork at officeRelocation packageShift workHonda Federal Credit Union
Marysville, OHmore than 2 months ago- ...whilst delivering long term relationships Attend client meets, industry events and conferences to build business, coverage and market knowledge of the business Work with internal and third party finance and logistics/operations teams to facilitate smooth flow of physical...Suggested
- ...decisions.Prepare required reports.Logistics and Execution:Support or lead logistics planning and execution, applying foundational knowledge of truck and rail transportation and commodity arbitrage.Understand the systems and procedures used to document and support trade...Full timeLocal areaImmediate startShift work
Nutreco
Friona, TX5 days ago - ...US and international markets Strong understanding of Incoterms, containerized and bulk shipping, and trade documentation Working knowledge of LCs, CAD, and trade credit insurance Proven ability to originate and close deals independently Excellent negotiation and communication...Contract workWorldwide
$150k - $200k
...senior Director / Executive Director of Operations to lead the U.S. Broker‑Dealer Operations function. This role is based in Miami ,... ...least 5 years of self‑clearing experience , strong regulatory knowledge, and the ability to operate effectively with senior stakeholders...$140k - $150k
...global investing! About The Team As the executing and clearing broker-dealer, DriveWealth LLC self-clears trades, custodies assets on... ..., or other regulated financial services environment Working knowledge of broker-dealer specific concepts: customer/broker payables, clearing...Full timeWork at officeRemote workWorldwideFlexible hours3 days per week- ...investment program managers, program marketing/training staff, sales staff and producing agents and brokers on a daily basis. Develops in-depth product and industry knowledge as it relates to financial institutions and financial services industry. Demonstrates the...Work experience placementWork at officeWork from homeHome officeNight shift
- ...Senior Regional Vice President, Financial Institutions & Broker Dealer About the Company Reputable financial services organization... ...the candidate to have a strong background in financial product knowledge, excellent communication skills, and the ability to work...
- ...preserve and grow client wealth through tailored strategies. As a Broker /Dealer member of FINRA and SIPC, Galicia Capital US, LLC... ...Candidates should possess solid Analytical Skills and Finance knowledge to interpret regulations, analyze data, and assess risk within...Full timeTemporary work
Galicia Capital
Miami, FL3 days ago - ...OSHA, EPA, Department of Ag, etc. Qualifications: § 1+ years’ manufacturing experience in feed/food/chemical processing plant knowledge preferred. § Proven leadership skills with the ability to train, coach, motivate and manage performance of team members. §...Temporary workFor contractorsLocal areaFlexible hoursShift work
Norfolk Crush
Norfolk, NEa month ago - ...qualification: Technical degree Experience Basic qualifications: ~4 years of experience in an industrial environment Knowledge/Skills/Abilities (including any physical demands) Basic qualifications: Experience in the operation of skid loaders, front-...Local areaRemote workFlexible hoursShift workNight shift
Louis Dreyfus Company
Upper Sandusky, OH25 days ago $290k - $335k
...significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with... ...between Marex and regulatory bodies. Role Summary The Head of Broker Dealer Compliance is an expert in Broker Dealer regulation that...Full timeWorldwideMarex
New York, NY6 days ago$150k - $185k
...information visit ( Purpose of Role: Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options)... ...on Equities and Listed Options trading activities, as well as knowledge of various regulatory reporting requirements. Such guidance is...Full timeImmediate startMarex
New York, NY12 days ago- ...Senior Director, National Accounts for the Broker Dealer Channel Financial Advisor Services (FAS) is the largest and fastest-growing... ...developments. Utilizes this experience, along with product knowledge to be a trusted advisor to client and prospective clients, and...Work experience placementHome office
- ...qualification: ~ Technical degree Experience Basic qualifications : ~4 years of experience in an industrial environment Knowledge/Skills/Abilities (including any physical demands) Basic qualifications : Experience in the operation of skid loaders,...Full timeLocal areaRemote workFlexible hoursShift work
Louis Dreyfus Company
Claypool, IN26 days ago - ...fertilizer products while maintaining strong relationships with suppliers and customers. The ideal candidate will have deep industry knowledge, a robust network, and the ability to analyze market trends to maximize profitability. Key Responsibilities Trading:...Work at office
Interoceanic
White Plains, NYa month ago - ...trading opportunities Build long-term client relationships by providing market insight and value Maintain real-time market knowledge to support pricing, risk, and margin decisions You'll thrive in this role if you are: High-energy with a strong entrepreneurial...TraineeshipWork at office
