Average salary: $86,500 /yearly
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Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Senior
Local area
...The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly... ...remediation plans as needed.
Prepare and present regular reports to senior management and the board of directors regarding compliance...
Senior
Full time
Local area
2 days per week
$25.46 - $31.86 per hour
...Overview
As a Senior Transitional Care Assistant, you act as a navigator, educator and advocate, you will empower your clients with... ...medical field (i.e., hospital, long term care, home care, medical office), required
Ability to adapt to change and work in a team-...
Senior
Hourly pay
Full time
Work experience placement
Home office
$109.9k - $146.5k
...client settings.
Manages and provides clinical services in compliance with standards of Patient -Centered Medical Home standards, meaningful... ..., provides ongoing feedback and collaborates with program senior management regarding hiring, promotions, salary actions and...
Senior
Full time
Immediate start
Remote job
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...developing training and reporting to BAMs senior leadership team.
- Evaluating ways to...
Senior
Temporary work
3 days per week
...fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance... ...effective relationships and achieve influence at the most senior level in the organization.
Strong track record of effectively...
Senior
$40.95 - $51.19 per hour
...with the NORC site staff to ensure residents engage in self-care management health strategies.
Provides health focused outreach to seniors who may benefit from supportive services provided by the program.
Implements health promotion activities such as health...
Senior
Hourly pay
Full time
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$122.3k - $164k
...and revises behavioral health protocols and guidelines to ensure compliance with state requirements and medical necessity criteria.... ...with other providers.
Performs all other duties inherent in a senior managerial role. Approves staff training, hiring, promotions, terminations...
Senior
Holiday work
Full time
Contract work
For contractors
Work experience placement
Local area
Flexible hours
...Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions...
Senior
Holiday work
Full time
Local area
Flexible hours
...Job Description:
Employer: DWS Group
Title: Senior Compliance Officer - Institutional Sales Coverage
Location: New York, New York
Job Code - #LI-SL1 #LI-03
About DWS:
Today, markets face a whole new set of pressures - but also a whole lot of opportunity...
Senior
Holiday work
Local area
Work from home
Flexible hours
...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally...
Senior
Flexible hours
...Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance
**New York, NY**
Posted Apr 26, 2024 - Requisition No. 124879
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Senior
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...Responsibilities:Global Financial Crimes Compliance is seeking an Associate who will execute... ...reporting on a monthly basis to the Office of the Comptroller of the Currency (OCC)... ...reporting Execute metric breach escalations to senior management and various internal forums/...
Senior
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow... ...Compliance operations; communicate with Team Leads, LOB Managers, and senior executives. Liaise with technology teams and other project...
Senior
...Senior Compliance Officer - Trade / Export Control - Legal & Compliance
**New York, NY**
Posted May 17, 2024 - Requisition No. 125360
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Senior
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... ...of the of the Line of Business Sanctions Officer ('LSO') Global Financial Crimes Compliance... ...to present complex information to senior managementPreferred Qualifications, Capabilities...
Senior
...recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1...
Senior
Relief
Flexible hours
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance... ...and able to engage well with staff of varying roles and seniority.
~ Firm and team first in thinking.
We'd love if you...
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...opinions effectively to cross-divisional teams including senior management.
Proficiency in PowerPoint, Microsoft Word, Excel...
Senior
Work experience placement
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
