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$120k - $225k
...fosters a long-term view that aligns our perspectives with those of our clients.About the RoleWe are seeking an External Wholesaler, Sub-Advised Insurance Distribution, to support the growth of Wellington's investment capabilities across insurance platforms and sub-advisory...SuggestedFull timeRemote workWork from homeHome officeFlexible hours1 day per week$151.9k - $173.4k
**Job Description** **The Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making skills with...SuggestedFull timePart timeWork at officeLocal areaFlexible hoursCapital One Group
Eastern, KY1 day ago$120.8k - $137.9k
...role in executing and enhancing Capital One’s Commercial Banking market conduct surveillance program across both its institutional Broker‑Dealer (BD) and Swap Dealer (SD) businesses. This individual will conduct day‑to‑day surveillance monitoring, lead deep‑dive investigations...SuggestedFull timeLocal areaCapital One
New York, NY3 days ago- ...performs Medicare and Medicare Advantage transfer DRG recoveries. Thoroughly researches the Medicare Direct Data Entry system, contacting sub acute facilities and home health agencies as needed to determine revenue recovery opportunities. Submits necessary adjusted claims to...SuggestedHourly payFull timeContract workShift work
Bayhealth
Dover, DE3 days ago - ...role requires a Series 24 and fluency in English and Spanish. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office...SuggestedHome office
- TPG is seeking a Senior Associate to join the Broker-Dealer Accounting and Finance team in Fort Worth, TX. You will support accounting, regulatory reporting, middle-office, and operational activities for TPG’s broker-dealer entities. The role requires strong accounting...SuggestedWork at office
- StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the...Suggested
- New Account Operations Analyst (Broker-Dealer) International Clients Location: Miami, FL (on-site) We are seeking an operations analyst to support the onboarding and servicing of international clients new accounts for a well-recognized Broker-Dealer. This role involves...Suggested
- Senior Treasury / Liquidity Management - Broker-Dealer New York City | Financial Services I’m working with a highly regarded, growing investment bank and broker-dealer that is looking to add a senior Treasury / Liquidity Management professional to its platform. This is...SuggestedTemporary work
- ...Position Summary KAG Logistics is seeking a driven, results-oriented Cradle-to-Grave Logistics Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final delivery...SuggestedWork at office
Kenan Advantage Group
Ohio14 days ago $300k
...team. About You 3+ years of experience in commodity trading options (gas, power or oil preferred) Familiarity with the inter-dealer broker market and transacting bilaterally Able to think critically and implement new ideas Understanding of commodity market structure and...SuggestedLocal areaFlexible hoursJane Street Group
Brooklyn, NY3 days ago- Building Material Commodity Trader - Perrysburg, OH Build your career at Tri-State! Tri-State Forest Products is a family owned and operated business. Tri-State is the leading wholesale building materials distributor in the Mid-West with 10 locations in Ohio, Indiana...SuggestedTemporary workImmediate start
Tri State Forest Products
Perrysburg, OH1 day ago $80k - $120k
...York, we encourage you to apply today! Contact Ryan Schiavone Quote job ref JN-062026-7032265 Job Summary Sector: Accounting Sub Sector: Financial Accounting Industry: Financial Services Location: New York Contract Type: Permanent Consultant name:...SuggestedPermanent employmentContract workLocal areaMichael Page
New York, NY4 days ago- ...limited to: the preparation of the fund's work papers, reconciliation of all Balance Sheet accounts, and ensuring the accuracy of all sub-ledgers. Produce accurate and timely financial statements while meeting all lender and reporting deadlines. Final review of...Suggested
WorkPath Partners
Charleston, SC4 days ago - ...presentations for fundraising and potential investors' due diligence requests. Assists in the set-up of new funds, including developing sub-ledgers and processes based on the interpretation of fund legal documents and investor side letters. Prepares quarterly Investor...SuggestedWork at office
Hammes Company
Milwaukee, WI4 days ago $145k - $209k
...liquidity risk exposure on a day-to-day and long-term basis for various financial products with a deep understanding and focus on Broker-Dealer activities. Major Responsibilities: Lead Independent Review Function findings management Maintain key policy & procedure...Full timeWork at officeLocal areaRemote work- ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are...For contractors
Bear Iron Works Ltd
Grand Junction, CO10 days ago - ...Head of U.S. Broker-Dealer Compliance About the Company Global financial-services organization with securities trading and broker-dealer activities. Industry Financial Services Type Privately Held About the Role The Company is in search of a seasoned...
- ...Responsibilities Partner with Senior and Vice President level brokers to help drive deals to the finish line Work on executing a personalized... .... As a leader in the industry and the first to offer true sub-product type specialization, the firm’s experience in net lease,...Work at office
- ...training users to get confidently up and running on the platform. This person has real working knowledge of life, annuity, and supplemental/sub-health insurance products, as well as the broader insurance product development lifecycle — including competitive research, product...
- SEI seeks an entry-level Middle Office Operations Analyst to support Registered Investment Advisors and SEI Wealth Network in Oaks, PA. You will provide account and operational management with daily client contact, building knowledge of SEI Funds, products and processes...Work at office
- BNY is seeking a Senior Vice President of Segment Marketing for the Banks & Broker Dealers segment, located in New York, NY. The role drives the overall marketing strategy across global and regional priorities, shaping segment positioning and value propositions to deepen...
- ...Sales Supervisor has the overall responsibility for providing day to day supervision and guidance to the assigned Advisors and/or Brokers. Provides guidance and support to the sales process and resolves any issues with clients by working closely with Senior Relationship...Temporary workWork at office
- Partnership Employment in New York seeks an experienced compliance leader to partner with executive leadership and shape a robust compliance framework aligned with securities regulations. You will oversee monitoring, supervisory reviews, investigations, regulatory filings...
- A financial services organization is seeking an experienced Marketing Specialist to support strategic marketing initiatives, business development efforts, and advisor-focused marketing programs. This is a hands-on role for a well-rounded marketing professional who can independently...Local area
- ...center, we are proud to serve South Florida, Latin America and the Caribbean. Our physicians represent more than 100 specialties and sub-specialties, and have more than one million patient encounters each year. Our tradition of excellence has earned worldwide recognition...Full timeContract workTemporary workWork experience placementWork at officeRemote workWorldwide
University of Miami
Medley, FL25 days ago $24 per hour
...Employment Type: Full-Time Contract Position Overview We are seeking an experienced Patient Access Representative to join our Sub Acute Admissions Department . This role is responsible for supporting the patient admissions process by verifying insurance coverage...Full timeContract workTemporary workSeasonal workRemote workMonday to FridayTEKsystems
Los Angeles, CA14 days ago- United States Digital Space LLC is seeking a Compliance Manager, Broker-Dealer & Investment Adviser, to lead the operational engine of our retirement compliance program across RIA and BD entities. You will supervise governance of AI tools, drive exam readiness, and ensure...
- Marsh is seeking an Financial and Operations Principal to lead the FinOps team for MMAS and MMA AM, based in NYC or Urbandale, IA. This hybrid role requires three days in the office weekly and reports to the CFO. You will coordinate audits, regulatory filings, and management...Work at office
- Senior Associate, Broker-Dealer Accounting and Finance Fort Worth, Texas, United States About TPG TPG is a leading global alternative asset management firm, founded in San Francisco in 1992, has investment and operational teams around the world. TPG invests across a broadly...Work at officeLocal area
