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$140k - $170k
...and investment grade corporate bonds, and debt and equity tranches of Collateralized Loan Obligations ("CLOs"). The group manages and sub-advises a wide array of funds and accounts in the US and Europe, including CLOs, separately managed accounts, commingled funds, and...SuggestedFull timeWork experience placementLocal area- ...specific manuals when required; discuss safety protocol with when required. Ideal candidate has knowledge of OSHA 1926 and 1910 (all sub parts) required; holds certificates and is able to conduct forklift safety training, aerial lift, and boom safety training; OSHA certified...Suggested
- # Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 2026RegionAmericasStay ahead of the marketGet instant notifications when new job openings matching "Real Estate / Managing Director...SuggestedRelocation
InforCapital
Dallas, TX3 days ago - ...Description NewEdge Securities is seeking a seasoned supervisory professional to serve as Managing Director of Broker-Dealer Supervision. This senior leader owns the design, implementation, and day-to-day management of the firm's supervisory framework across all registered...SuggestedTemporary workRemote work
NewEdge Capital Group LLC
Fort Lauderdale, FL2 days ago $98.78k - $121k
...that represents and celebrates the customers we serve. Learn more about our Total Rewards philosophy . About the Role: The Broker-Dealer Operations Associate will be a vital member of the team, responsible for conducting the day-to-day operational tasks that ensure...SuggestedDaily paidFull timeWork at officeLocal area2 days per week3 days per weekGusto
New York, NY10 hours ago- ...investment firm. They seek a Fund Accountant to join their Manhattan, NY office.ResponsibilitiesOversee coordination with the third-party sub-administrator and review accounting deliverables for accuracy and complianceInterface with the administrator, custodian, transfer...SuggestedWork at officeRemote work
$220k - $250k
...Role Betterment's mission is to empower people to make the most of their money so they can live better. As Product Leader for our Broker-Dealer division (Custody, Trading, and Market Data), you'll own the foundational asset management systems behind $70+ billion in...SuggestedTemporary workSummer holidayWork at officeLocal areaFlexible hoursFrancisco Partners
New York, NY4 days ago- ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are...SuggestedFor contractors
Bear Iron Works Ltd
Grand Junction, CO18 days ago - ...Position Summary KAG Logistics is seeking a driven, results-oriented Cradle-to-Grave Logistics Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final delivery....SuggestedWork at office
Kenan Advantage Group
Lake County, OH2 days ago - Ascendo Resources is seeking a Broker-Dealer Operations Specialist to join our Miami, FL operations team. The role covers end-to-end settlement, cash movements, and reconciliations across domestic and international markets, with a focus on accuracy and efficiency. You...Suggested
- StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the...Suggested
- ...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital One's Commercial Banking market conduct surveillance program...Suggested
Capital One
McLean, VA10 hours ago $120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital One's Commercial Banking market conduct...SuggestedFull timePart timeLocal areaCapital One Financial Corp
McLean, VA10 hours ago- ...strengthen financial controls Partner with Compliance, Legal, Risk, and Ops on regulatory interpretation You have: 5+ years in U.S. broker-dealer regulatory reporting Hands-on FOCUS, NLA, and 15c3-1/15c3-3 experience CFTC reporting knowledge; IFRS/US GAAP fluency UK or...Suggested
- ...role requires a Series 24 and fluency in English and Spanish. Responsibilities Act as a liaison for transitioning practices to the broker dealer home office OSJ direct model Collaborates with broker dealer OSJs and shares best practices associated with the home office...SuggestedHome office
- Posting description:The Global Commodities Power Trading Team helps clients manage risk and access liquidity. In this role, you’ll help build a durable U.S. power trading franchise, combining strong market judgment, rigorous risk governance, and clear leadership to deliver...
$150k - $175k
...Job Description Job Description Broker-Dealer CEO Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150,000 – $175,000 Base Salary + Performance Bonus + Long-Term Growth Opportunity About Compliance Exchange Group...Full timeWork at officeCXG Holdings Inc
Smithtown, NY4 days ago- ...Job Description Job Description Commercial Sub-Contractor seeking employee with knowledge of working with basic hand tools such as Welder, Tape Measure, Jig Saw, Drills, etc. Some knowledge of sectional or rolling doors or willing to learn and the possibility of advancement...For subcontractorMonday to Friday
Alamo Door Systems
Harlingen, TX25 days ago - Commodities TraderNew York, Full-Time: ExperiencedJob descriptionWhen we receive an application, we consider it for all available positions worldwide to determine the best fit. If you are interested in additional roles or offices other than what you've applied for above...Full timeWorldwide
Jane Street
New York, NY2 days ago - Direct message the job poster from Alexander Chapman Recruitment Consultant at Alexander Chapman We are working with a Leading global investment bank seeking an experienced QIS Commodities Trader to join their front-office team in New York. This is a high-impact position...Full time
Alexander Chapman
New York, NY10 hours ago - ...Robinhood is seeking an Assistant General Counsel to join our Regulatory legal team, with experience in retail broker-dealer regulation. This role is based in New York, NY; Washington DC; or Menlo Park, CA with in-person attendance 3 days per week to accelerate progress...Shift work3 days per week
- A leading environmental commodities firm is seeking an ambitious Sales Trader to join their high-performance team in New York. This role focuses on client relationship management, market making, and revenue growth in environmental markets. The ideal candidate should have...
Seeds Renewables
New York, NY2 days ago $97.9k - $146.8k
...Job Description Job Description Mutual of America Financial Group Job Title: Lead Compliance, Broker / Dealer Location: Boca Raton, FL (hybrid) or New York, NY (hybrid) Who We Are: At Mutual of America Financial Group, we help people build the assets...Work at officeMutual of America Life Insurance Company
Boca Raton, FL16 days ago- ...You ~3+ years of experience in commodity trading options (gas, power or oil preferred) ~ Familiarity with the inter-dealer broker market and transacting bilaterally ~ Able to think critically and implement new ideas ~ Understanding of commodity market...Local areaFlexible hours
Jane Street
New York, NY2 days ago - ...Are you looking to grow your financial services practice with a top 5 independent broker/dealer? Do you desire the ability to be an entrepreneur but not have to deal with the headaches of processing business? Our advisors choose to partner with MMLIS to give our clients...Full time
uFinancial Group
South Williamsport, PA19 days ago - ...limited to: the preparation of the fund's work papers, reconciliation of all Balance Sheet accounts, and ensuring the accuracy of all sub-ledgers.Produce accurate and timely financial statements while meeting all lender and reporting deadlines.Final review of Accounts...
WorkPath Partners
Charleston, SC4 days ago $80k - $120k
..., we encourage you to apply today! Contact Ryan Schiavone Quote job ref JN-062026-7032265 Job Summary Sector: Accounting Sub Sector: Financial Accounting Industry: Financial Services Location: New York Contract Type: Permanent Consultant name: Ryan...Permanent employmentContract workLocal areaMichael Page
New York, NY2 days ago- Manage a defined commodity portfolio or support senior traders with direct accountability for performance and risk exposure Develop and execute trading strategies within approved risk limits Actively manage price, basis, and structural risk Lead or contribute to global...
Jobtailor
Inver Grove Heights, MN4 days ago - ...reimbursement opportunities. Deliver Exceptional Service: Maintain strong relationships with state emergency management officers and sub-recipients through responsive and professional day-to-day interactions. Ensure Quality and Timeliness: Deliver high-quality work...Full timeWork at officeLocal areaWorldwideRelocation packageFlexible hours
AECOM
Louisville, KY16 days ago - Equiton seeks a Vice President, U.S. Broker-Dealer Operations to lead the launch, regulatory oversight, and growth of its U.S. broker-dealer. The role reports to executive leadership and requires deep FINRA/SEC regulatory knowledge and capital-raising expertise. The candidate...
