Senior Specialist

Responsibilities Process transactions as specifically required by job function and work independently to complete daily tasks within specified time parameters. Supervise teammates for timely completion of daily work. Engage in initiatives and projects associated with functional areas and provide subject matter expertise, as needed. Interact with clients, teammates from the LOB and other support teammates to process requests and resolve issues. Ensure functional procedures and controls are being followed and maintained. Requires a level of proficiency in specific products and technology associated with Capital Markets. Requirements BS/BA Degree, or equivalent education Thorough Understanding of Microsoft Office software, especially Excel. Knowledge of brokerage systems or operations In-depth knowledge of financial industry, products, and regulatory environment Excellent interpersonal, time management and problem solving skills. Eight years of capital markets operations experience with functional knowledge of brokerage systems and operations. Ability to collect, analyze, interpret, report and communicate data effectively. Ability to research, review facts and apply analysis in order to formulate strategies. Excellent managerial skills and the ability to manage teams. FINRA Series 99 or 7 Advanced user of Excel with macro knowledge. Proficient in foreign exchange loans, currency conversions, and all various actions associated with those loans. Proficient in Microsoft: Access, Visual Basic for Applications (VBA), Power Apps, and Power BI Certifications & Qualifications FINRA Series 99 FINRA Series 7 #J-18808-Ljbffr