Compliance Officer
Kashable
Kashable is seeking a detail-oriented Regulatory Compliance Lead to join our Compliance team in a hybrid New York City office. This role drives consumer complaint responses, licensing activities, vendor due diligence, and risk assessments across Kashable’s fintech operations. The ideal candidate thrives in a fast-paced environment, is strategic, and passionate about maintaining high regulatory standards. 4–6 years' fintech/regulatory experience and strong communication are essential. #J-18808-Ljbffr
$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the...SuggestedFull timeLocal areaFlexible hours$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedFull timeLocal area$130k - $160k
...You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo... ...everyone feels valued and empowered. The Chief Compliance Officer Governance Area oversees compliance with the regulatory framework...SuggestedFull timeLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$100k - $150k
...DaveContact Email: ****@*****.*** BSA/AML & Corporate Compliance OfficerJob description:Overview We are seeking a detail-... ...Mandarin Chinese is required to effectively communicate with head office stakeholders and navigate diverse regulatory documentation.DutiesRegulatory...Work at officeLocal area$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with...$175k - $200k
...Compliance Officer New York The Role Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance...Temporary workLocal area$135k - $160k
Location Designation: Hybrid - 1 day per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start1 day per week$92.5k - $115.5k
...interest, and certifications. Escalate exceptions to business and Compliance management along with supporting documentation. Work to... ...This position requires the physical capabilities to work in an office environment, which may include prolonged periods of sitting at...Permanent employmentTemporary workWork at officeFlexible hours- ...We are always looking for talented professionals to join us in the path towards success. SUMMARY The Compliance Officer will assist with the monitoring and administration of the Firm's Compliance and AML programs to ensure accordance with regulatory requirements...
- ...The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for...Work experience placement
- ...Compliance Officer MillTech is seeking a Compliance Officer to lead the compliance function for our New York office. Reporting to the Group Chief Compliance Officer, you will assist with the design, implementation, and continuous improvement of our compliance program...Work at officeRemote workFlexible hours
$110k - $130k
...Compliance Officer New York, NY Job Description We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations while enabling...Work at office$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at office- ...Benefits: 401(k) 401(k) matching Company parties Flexible schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations....Full timePart timeFor contractorsLocal areaRemote workLong distanceFlexible hours
$130k - $150k
...success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by ensuring...Full timeWork at officeLocal area- ...that enables strategic objectives while appropriately managing compliance risk. Build a deep understanding of assigned business... ...transformation initiatives preferred. Prior experience as an HCC or GCC officer/manager preferred. Demonstration of leveraging digital...
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office- ...Requirements Bachelor’s degree required Professional certifications (e.g., CAMS, CGSS) strongly preferred 5-7 years of sanctions compliance, payment screening, sanctions investigations, or financial crime compliance experience Experience reviewing sanctions screening alerts...
- ...that enables informed decisions. You will partner closely with compliance, legal, and operations stakeholders to strengthen controls and... ..., this role offers meaningful impact. As a Sanctions Senior Officer in the Global Financial Crimes Compliance Commercial and Investment...Work at office
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role, you will be responsible for providing advisory services on AML and sanctions risk, analyzing compliance...$115k - $250k
...Compliance, Asset Management Compliance, Vice President, New York New York, NY, United States Job Description Global Compliance Our division... ...competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing...Full timeTemporary workPart timeWork at office- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
$150k - $185k
...Purpose of Role Marex is seeking a Broker‑Dealer Compliance Advisor who is a subject matter expert in U.S. Broker‑Dealer regulation, providing... ...Compliance. Provide compliance advisory support to front‑office teams across day‑to‑day business activities. Review, draft and...Immediate start$81.4k - $151.8k
...The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessment, monitoring...Contract workPart timeLocal area- ...Remote Public Compliance Officer – 50862 Turing is looking for candidates with strong experience in government and regulatory compliance, especially for compliance officers, auditors, legal analysts, or public policy professionals working within or alongside public institutions...Full timeFor contractorsFreelanceRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- compliance officer part time New York, NY
- compliance analyst New York, NY
- regulatory compliance analyst New York, NY
- coding compliance specialist New York, NY
- compliance associate New York, NY
- regulatory compliance specialist New York, NY
- regulatory affairs specialist New York, NY
- compliance consultant New York, NY
- compliance data analyst New York, NY
- senior compliance officer New York, NY

