Head of Compliance
$300kIDEX Consulting
About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal policies. As the Head of Compliance, you will play a crucial role in shaping our compliance strategy, fostering a culture of integrity, and mitigating risk across the organization. Key Responsibilities:Develop, implement, and oversee the company's compliance program.Ensure adherence to federal, state, and local regulations governing the P&C insurance industry.Provide expert advice and guidance on compliance matters to senior management and the Board of Directors.Conduct regular risk assessments and compliance audits.Implement and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective action plans.Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.To be considered you must have P&C experience and be able to work in New York for 3 days a week. $300,000 salary for the right candidate.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
$175k - $250k
Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial Equity Package + refreshers Experience: 7-12+ Years About Pillar Pillar is building the next-generation commodity risk management...SuggestedWork at officeFlexible hours$250k - $300k
Position: Head of North American Compliance (NY)Entity: KBRA Holdings, LLCEmployment Type: Full-TimeLocation: New York, NYSummary/OverviewKroll Bond Rating Agency, LLC (“KBRA”), a Nationally Recognized Statistical Rating Organization (“NRSRO”) regulated by the Securities...SuggestedFull timeTemporary workWork at office$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...SuggestedFull timeContract workFlexible hours- ...A leading financial institution is seeking a senior compliance executive to lead compliance oversight for its Wealth Management platform, including investment advisory, broker‑dealer, private banking, trust, and fiduciary businesses. This role will develop and execute...Suggested
- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...SuggestedRemote workFlexible hours
- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance...
$160k - $200k
...fulfilling lives- a mission we’ve honed since 1859. Equitable is looking for an experienced expert to join our team! The Head of Claims Compliance will oversee all aspects of our Employee Benefits (EB) Claims compliance framework. Reporting directly to the Head of Claims...Full timeTemporary workLocal areaRemote workFlexible hours2 days per week3 days per week- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000...
- The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role is a critical leadership position within Cantor Fitzgerald Securities. You will be responsible for overseeing compliance across the firm's Energy and Commodities Brokerage...
$263k - $360.93k
...Overview Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Founded in 1886 in Naples under the name of Farmacia Internazionale, Menarini moved in 1915 to Florence where the Group’s headquarters...Temporary workWork at officeRemote workFlexible hours$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...Temporary workWork at officeRemote workFlexible hours$200k - $240k
Our client is a rapidly growing healthcare technology organization looking to hire a Director of Compliance to lead compliance, privacy, and regulatory programs. This individual will serve as a key business partner across Product, Technology, Legal, Operations, Clinical...Remote work$150k
A leading healthcare services firm is seeking an experienced Compliance Director to lead regulatory affairs, quality assurance, safety, and risk management across its operational programs.Compensation: $150,000+ DOELocation: RemoteSchedule: Standard Business HoursResponsibilities...Work at officeLocal areaFlexible hours$200k - $300k
...Chief Compliance Officer Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it is up for grabs. The winner of the AI era of investment management will be a $100B+ company. We intend...Work at office$255k - $300k
...with ethics at the center of everything we do. Expectations are high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event contracts, and options on futures business. The team ensures adherence...Work at officeFlexible hoursShift work$280k - $350k
...SummaryThis is an exciting opportunity to support the International Risk & Compliance Director of an international law firm (who is based in London) and to work alongside the firm's Heads of Risk & Compliance in the Europe and APAC regions, and the US claims counsel in...Permanent employmentFull timeWork at officeLocal areaMonday to Friday- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory presence. Industry Banking Type Public Company About the Role The Company is seeking...
$150k - $280k
...Program The Senior Vice President as deputy will work closely with the SVP, Head of USSC to establish a comprehensive Sanctions Program based upon law and regulations that mitigate compliance, regulatory, and reputational risks associated with violations of sanctions...Work experience placement$155k - $290k
...quantities of transaction data. We provide anti-money laundering (AML) compliance software and investigative services to the leading participants... ...yes then we want to hear from you!The Impact You Will HaveAs Head of Policy and Regulatory Affairs - US, you will lead Elliptic’s...- ...a highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...Remote work
$300k - $400k
...Board & senior leadership About Our Client Alternative investment platform based in Midtown. Job Description Regulatory Leadership & Compliance Oversight Define and manage a forward-looking compliance strategy across multiple jurisdictions Oversee licensing, regulatory...Local area- ...RGA is seeking a Vice President of Investment Compliance Operations to lead the enterprise-wide compliance program for investments. You will translate policies into controls, establish a scalable operating model, and direct a team of managers and professionals in a technology...
- ...drive risk-based audits and advisory work at a senior level. The role emphasizes leveraging advanced analytics, AI-enabled tools, and continuous auditing to strengthen governance and compliance, expand coverage, and deliver strategic insights to senior #J-18808-Ljbffr...
- ...Syracuse University is looking for a Chief Risk and Compliance Officer to lead risk management and compliance efforts. This role involves providing strategic direction and fostering a culture of accountability. The ideal candidate will have extensive experience in higher...Full time
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015...
- ...Senior Compliance Coordinator (East Coast) at Evolving Solution Services drives day-to-day compliance activities for the assigned markets, ensuring licensing, permits, and documentation are accurate and timely. The role is hands-on and execution-focused, critical to maintaining...
- ...Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...seeking a talented, energetic, and self‑motivated trade professional with at least 10 years of relevant experience to lead the trade compliance team of the Flow Technologies (FT) Value Center and serve as Director, Trade Compliance, FT. This person is primarily responsible...Temporary work
$157.9k - $315.9k
...opportunity, one based on the quality of care, not the quantity of patients, please consider our available positions. The Director of Compliance and Riskprovidessenior-level leadership and strategic oversight of the organization’s risk management activities, Compliance...Temporary workWork experience placementWork at officeLocal area1 day per week- ...Director of Legal to serve as the sole in-house legal advisor, overseeing corporate governance, managing litigation, and ensuring compliance with laws and regulations. The ideal candidate has a Juris Doctorate, extensive corporate legal experience, and is adept in...Remote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Head of Compliance. Be the first to apply!
- chief compliance officer New York, NY
- entry level compliance New York, NY
- export compliance New York, NY
- stormwater compliance New York, NY
- bsa compliance New York, NY
- housing compliance New York, NY
- finance compliance New York, NY
- environmental compliance New York, NY
- regulatory compliance analyst New York, NY
- customs compliance New York, NY


