Head of Compliance & Ethics, eComms & Investigations
Okx
OKX in New York is seeking a Senior Compliance & Ethics professional to design and scale a comprehensive compliance program across Anti-Bribery & Corruption, investigations, conflicts of interest, and eComms surveillance, partnering with Legal and HR. You will own governance reporting, drive AI-enabled review workflows, and mentor team members while ensuring regulatory alignment in a fast-moving crypto environment. #J-18808-Ljbffr Okx
- A large financial institution is seeking a Deputy Head of Sanctions Compliance to enhance its U.S. sanctions compliance framework. This full-... ...leadership role involves advising on sanctions laws, conducting investigations, and overseeing compliance processes. The candidate will...SuggestedFull time
- ...seeking a senior attorney or compliance administrator with experience... ...a senior position within the Ethics and Compliance Office and may... ...EEO Program and management of investigations, as well as guidance, and... ...Officer in coordination with the Head of Internal Audit and...SuggestedContract workWork at officeFlexible hours
$280k - $350k
...opportunity to support the International Risk & Compliance Director of an international law firm (... ...) and to work alongside the firm's Heads of Risk & Compliance in the Europe and... ...including waivers, engagement terms, and ethical screens/information barriers.Coordinate...SuggestedPermanent employmentFull timeWork at officeLocal areaMonday to Friday- ...professional experience in legal, regulatory, compliance environments; attorneys with “Big Law”... ...intake/triage, case management and/or investigations, decision making & remediationDirect... ...upholding our unwavering commitment to ethics and integrity. We not only encourage...SuggestedApprenticeshipWork at office
$263k - $360.93k
...Overview Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports... ...diagnostics solutions for patients, ethics as our underlying principle, dedication... ...oncology, investing in a pipeline of five investigational compounds for the treatment of a...SuggestedTemporary workWork at officeRemote workFlexible hours$263k - $360.93k
...Head Of Us Compliance And Deputy Chief Compliance Officer (Executive Director) Reporting directly... ...reporting; and (iv) support internal investigations Partner with business stakeholders... ...accountability. Unquestioned ethics, judgment, integrity and courage Ability...Temporary workFlexible hours$300k
...Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in... ...and manage compliance training programs for employees.Lead investigations into compliance issues and breaches, and develop corrective...Permanent employmentLocal area3 days per week$150k
...services firm is seeking an experienced Compliance Director to lead regulatory affairs,... ...assurance, site inspections, and root-cause investigations.Develop corrective and preventive... ...organization-wide compliance, safety, and ethics training programs.Direct workplace safety...Work at officeLocal areaFlexible hours$250k - $300k
Position: Head of North American Compliance (NY)Entity: KBRA Holdings, LLCEmployment Type: Full-TimeLocation: New York, NYSummary/OverviewKroll Bond... ...Designated Compliance Officer. You will have a strong work ethic and be enthusiastic, highly motivated, and well-equipped...Full timeTemporary workWork at office- ...professional experience in legal, regulatory, compliance environments; attorneys with “Big Law”... ...in leading and managing complex investigations, including litigation, internal investigations... ...upholding our unwavering commitment to ethics and integrity. We not only encourage...Apprenticeship
$290k - $335k
...evolving financial landscape, Compliance has become increasingly... ...regulatory examinations and investigations. This collaboration is essential... ...bodies. Role Summary The Head of Broker Dealer Compliance... ...risk awareness, integrity, and ethical conduct while supporting the...Worldwide- ...A leading financial institution is seeking a senior compliance executive to lead compliance oversight for its Wealth Management platform... ...procedures, and governance structure. Promote a strong culture of ethics, accountability, and regulatory compliance across the...
$175k - $250k
...Head Of Compliance New York, NY Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary... ...), and communications. Conduct internal reviews and investigations as needed. Train employees on compliance obligations and serve...Work at officeFlexible hours- ...Chief Compliance Officer (CCO), Equal Employment Opportunity About the Company Dynamic... ...management of internal complaints and investigations. This dual role also involves promoting... ...a proven track record in compliance, ethics, and risk management, as well as experience...Full time
$330k - $400k
Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type... ..., and enforcing the Global Ethics and Compliance Program in... ...any challenges tactfully and head-on, and engendering trust both... ...experience conducting effective investigations and evolving investigation...For contractorsWork at officeLocal area$280k - $330k
...$330,000.00/yr Title: Chief Compliance Officer Location: New York City... ..., and foster a culture of ethical business practices... ...ago Team Lead, AML Compliance Investigations Manager - Compliance - Global... ...0.00-$175,000.00 5 days ago Head of Investment and Corporate...Full time$89.25k - $150.25k
...ManagementCompany: American ExpressDescriptionThe US Special Investigations - Data Support & Intelligence Manager will be responsible for... ...Respond to ad hoc data pull requests to support business and/or compliance effortsMaintain clean code and documentation to improve...Work experience placement$200k - $220k
...Agricole Group in New York is seeking an FS Head of Financial Intelligence Unit (FIU) to... ...focused on transaction monitoring and enhanced investigations. The role involves filing Suspicious Activity Reports, enhancing the compliance programs, and ensuring adherence to...- ...the Board, the Chief Legal & Compliance Officer (“CLCO”) will provide... ...subpoenas, and other claims or legal investigations when they arise, including... .... Work with division heads to create audit tools, data dashboards... ...High integrity, strong work ethic and ability to juggle...For subcontractor
$255k - $300k
...work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event...Work at officeFlexible hoursShift work$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global... ...strengthening the firm's sanctions framework, enhancing investigative capabilities, and ensuring compliance with OFAC and...
- ...looking for a Senior Manager to join its growing financial crime compliance oversight team in North America. The role works alongside the... ...in day‑to‑day operations with a focus on AML and fraud investigations. Provide advice and guidance to other teams and key stakeholders...Full timeWork at office
$120k - $145k
Bbva Sa is looking for a BSA/AML Compliance Manager in New York. This role focuses on supporting the Bank's BSA/AML Program, transaction monitoring investigations, and SAR drafting, ensuring compliance with regulations. Ideal candidates will have 5-7 years of experience...$155k - $290k
...transaction data. We provide anti-money laundering (AML) compliance software and investigative services to the leading participants in the... ...then we want to hear from you!The Impact You Will HaveAs Head of Policy and Regulatory Affairs - US, you will lead Elliptic...$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...Temporary work$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build... ...end: own written policies and supervisory procedures, Code of Ethics, registration and licensing, regulatory filings, marketing and...Work at office- ...leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is... ...and consumer compliance while fostering a culture of ethical business practices. This is a hybrid role based in NYC. The CCO...
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital... ...manage a global team, and a proactive, independent, and driven work ethic. Familiarity with Google Suite and Microsoft Suite products is...
- ...Head of Compliance, Prediction Markets About the Company Peer-to-peer betting exchange for smart bettors seeking more value.... ...will also be involved in incident response, managing internal investigations, and coaching the compliance team to promote a culture of integrity...
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