Chief Legal & Compliance Officer
African American Planning Commission, Inc.
Job Summary Reporting directly to the CEO, and, as/needed, directly to the Board, the Chief Legal & Compliance Officer (“CLCO”) will provide the board of directors, senior management, program directors, and other staff with practical legal advice and support. The CLCO may be asked to advise on a wide range of day‑to‑day organizational, programmatic and transactional matters, including legal issues related to employment, 501(c)(3) compliance, board governance, real estate, contracts and other matters. The CLCO will also oversee legal, regulatory and contractual compliance matters for AAPCI, and will directly manage its Quality Assurance department. Key Responsibilities Ensure compliance with New York City and New York State laws and regulations applicable to AAPCI’s provision of social services, and supportive and transitional housing. Advise on compliance with federal and state laws and regulations governing 501(c)(3) nonprofit organizations, compliance and risk management. Prepare board meeting agendas, resolutions, minutes, and other materials. Draft, review, and negotiate contracts, subcontracts, property leases and purchase agreements. Oversee and ensure compliance with applicable NYC and other government procurement rules, including rules regarding subcontractor approvals. Manage and oversee outside counsel, consultants and other advisors as necessary to support AAPCI’s legal and compliance needs. Develop new, and update existing, internal policies and procedures as required by AAPCI’s contracts with the City, applicable nonprofit or employment laws, or organizational and fiscal best practices, and oversee compliance with those policies and procedures. Coordinate with the Chief Human Resource Officer (CHRO), senior management, and external counsel (if required and in consultation with the CHRO), regarding employment matters to ensure compliance with relevant employment law. In collaboration with the CHRO, manage, track, and coordinate organizational responses to whistleblower and related complaints, submitted directly or through a third‑party mechanism. Manage litigation, administrative actions, subpoenas, and other claims or legal investigations when they arise, including coordinating with outside counsel and/or insurance providers regarding same. Oversee reports to government agencies, including but not limited to any potential Corrective Action Plans (CAP) that may be imposed upon the Agency, or other regulatory‑related actions. Provide legal and compliance oversight on internal and external audits, including but not limited to fiscal statements, 403(b), and SOC‑2/IT. Ensure AAPCI obtains and maintains adequate insurance coverage, managing liability insurance policies, liaising with brokers and vendors, managing renewals and audits, and tracking claims. Provide tax‑code compliant gift acknowledgment receipts to donors and ensure compliance with laws governing charitable solicitations. Manage and provide direction to the Quality Assurance Department, which includes a Quality Assurance Director, Data Analyst, and Training Coordinator. Work with division heads to create audit tools, data dashboards, and audit reporting tools to share across various stakeholders. Oversee and coordinate both the Incident Review Committee and Workplace Safety Committee, ensuring regular collection and discussion of, and corrective action planning for, incidents affecting both clients and staff. Oversee development and distribution of, and engagement around, staff trainings (both legal and programmatic compliance, staff engagement and enhancement), including tracking attendance. Education and Experience Juris Doctor from an accredited U.S. Law school. Admitted to practice law in New York State. A minimum of five (5) years relevant experience at a law firm and/or as in‑house counsel at a nonprofit organization. Experience in the following practice areas is strongly preferred: Tax Exempt Organization; Employment; City Contracts, Real Estate; Affordable Housing. Required Skills and Competencies Excellent legal research, organizational and analytical skills. Ability to convey complex ideas verbally and in writing. High integrity, strong work ethic and ability to juggle multiple projects simultaneously with enthusiasm and attention to detail. Strong interpersonal skills; ability to garner trust and confidently provide sound advice to the board of directors, management, and employees throughout the organization. Experience and judgment to know when to focus on details, big picture, or both. Self‑awareness, cultural competency and inclusivity; ability to work with colleagues and stakeholders across diverse cultures and backgrounds. Physical Requirements Prolonged periods of sitting at a desk and working on a computer. Must be able to lift 15 pounds at times. Must be able to access and navigate each department at the organization’s facilities. #J-18808-Ljbffr African American Planning Commission, Inc.
- African American Planning Commission Inc is seeking a Chief Legal & Compliance Officer to provide legal advice and oversee compliance with New York laws as well as federal regulations for nonprofit organizations. This role involves advising management, negotiating contracts...Suggested
- A global investment manager is seeking a Senior Vice President for Legal and Compliance, responsible for providing legal support for their U.S. broker-dealer. The ideal candidate will have a Juris Doctor and over seven years of experience in a top-tier law firm or asset...Suggested
- Check is looking for a Head of Legal & Compliance to oversee its legal operations in New York. In this role, you'll spearhead regulatory issues, support corporate matters, and manage a small legal team. The ideal candidate holds a Juris Doctorate, has over 6 years of legal...SuggestedFlexible hours
- Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance Officer function Broad legal and compliance scope across hedge fund and private equity strategies Opportunity to help build...Suggested
- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...SuggestedRemote work
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal...
$280k - $330k
...more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite... ...City Metropolitan Area $120,000.00-$150,000.00 1 week ago Legal, Compliance & Controls Manager, Vice President New York, NY...Full time- ...Outsourced Chief Compliance Officer (CCO) About the Company Boutique compliance consulting firm providing a white-glove experience for... ...provided they have the necessary experience with Private Equity clients. Functions Legal Private Equity...Remote work
$225k - $265k
...technology. Reports To Vice President, Compliance Position Overview This is a senior... ...role with unique breadth: serving as the Chief Compliance Officer for our US spot trading entity – Bullish... ...and recordkeeping. Work closely with legal counsel on broker‑dealer licensing,...Work at office$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built...Work at office- ...Chief Compliance Officer (CCO) Fancy helping to shape the future of FinTech? We have always been innovators. In 1996 we were the first company to share exchange rate information, free of charge on the internet. Today, we are a world leading online trading group....
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management... ...within a financial services or FinTech environment, and a legal or law degree is preferred. Applicants for the Global Chief...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
$330k - $400k
Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional... ...efforts to comply with its institutional, regulatory and legal obligations. This office will ensure both general and...For contractorsWork at officeLocal area- Baton Corporation, based in New York, is looking for a senior legal advisor to oversee regulatory affairs, corporate governance, and product counsel. This role demands expertise in US digital asset regulation and involves providing actionable legal guidance to various teams...
$225k - $265k
Bullish is looking for a Chief Compliance Officer to oversee compliance programs for its US operations, including digital-assets exchange and security business lines. This senior leadership role requires extensive knowledge of SEC, FINRA, and CFTC regulations related to...- Madison-Davis, LLC is seeking a Chief Compliance Officer (CCO) in New York City to lead the compliance program for a leading financial institution. This hybrid role requires developing and implementing a comprehensive compliance strategy, mentoring compliance professionals...
$150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position Details Position: Compliance Officer Type: Contract Compensation: $90-$150/hour Duration: 3-4 weeks Commitment: 15-30+ hours/week Location: Remote Role...Hourly payContract workSummer workImmediate startRemote work$225k - $265k
CoinDesk is seeking a Chief Compliance Officer for Bullish US Operations in New York. In this senior leadership role, you'll manage compliance across digital-asset exchanges and securities businesses. Ideal candidates have 12+ years in compliance with strong knowledge...- Nsight Health seeks a senior compliance executive to own clinical and billing compliance across remote care programs and to lead payor audits, intakes, recoupments, and coverage standards. You will report to an established Director of Compliance and elevate the foundation...Remote job
$225k - $265k
...independence. Reports To Vice President, Compliance Position Overview This is a senior... ...with unique breadth: serving as the Chief Compliance Officer for our US spot trading entity - Bullish... ...and recordkeeping. Work closely with legal counsel on broker-dealer licensing,...Work at office- Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The Company is in search of a Deputy Chief Compliance Officer to join their team...Work at office
- ...credit, as well as direct lending. With offices in Miami, New York and London, and... ...Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical... ...compliance partner to investment, operations, legal, and investor relations teams...Worldwide
$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief... ...controls to ensure the Company is complying with its legal and regulatory obligations and undertake a continuous...Temporary workWork at officeRemote workFlexible hours- ...Deputy Chief Compliance Officer We are actively recruiting for an experienced banking Compliance professional to function as Deputy Chief Compliance... ...affecting the firm. Provide support to and work with legal and business groups to interpret and execute various...
$120k - $170k
...Deputy Chief Compliance Officer The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and supports the retail business lines of StoneX Wealth Management. This role is responsible for assisting in the design, implementation, and oversight...$260k - $290k
Moment is searching for a Chief Compliance Officer to lead compliance programs within their RIA and Broker-Dealer. This pivotal role involves managing compliance processes, interacting with regulators such as the SEC and FINRA, and ensuring effective risk management. The...- Job Description We are looking for an experienced professional to oversee and enhance our compliance programs, ensuring adherence to regulatory requirements. The ideal candidate will have a proven track record in derivatives and securities compliance, with a deep understanding...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Legal & Compliance Officer. Be the first to apply!
- chief compliance officer New York, NY
- assistant general counsel New York, NY
- associate general counsel New York, NY
- general counsel healthcare New York, NY
- deputy general counsel New York, NY
- general counsel New York, NY
- legal compliance analyst New York, NY
- senior manager legal New York, NY
- legal operations analyst New York, NY
- remote legal intern New York, NY

