Compliance Analyst
LevelUP HCS
US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. Primary Responsibilities The individual will assist the Core Compliance Regulatory team with managing employee personal account disclosures and certifications within the Firm’s automated compliance system. In addition to tracking disclosures and verification requirements, this role requires handling employee outreach and incoming questions. The individual will also learn other Regulatory team functions including onboarding, registrations, exam scheduling and maintaining and monitoring regulatory requirements for registered representatives. Specific Qualifications B.A. required Proficiency in Microsoft Office Suite (Word, Excel and PowerPoint) Strong organizational skills and ability to follow up on outstanding items Professional, driven, proactive, personable and able to communicate effectively with employees of all levels Great entry-level position to a team that covers a broad range of compliance activities Detail-oriented with an ability to manage multiple tasks and prioritize workflow Ability to work independently as well as with the Compliance team Ability to exercise judgment and discretion, and to maintain confidentiality required This position requires valid United States work authorization and is not eligible for visa sponsorship #J-18808-Ljbffr LevelUP HCS
$161.6k - $202k
...About the Role Headway handles sensitive health data for millions of patients - and that responsibility demands a security and compliance program that scales with the business. We're building out our dedicated GRC team to improve and mature our program! You'll join...SuggestedWork from homeFlexible hours- ...Compliance & Regulatory Analyst Miratech helps visionaries change the world. We are a global IT services and consulting company that brings together enterprise and start-up innovation. Today, we support digital transformation for some of the world's largest enterprises...SuggestedFull timeInternshipRemote workRelocation
- ...Our client, a leading financial services firm based in New York City, is seeking a KYC/AML Compliance Consultant to support its Compliance team on a contract basis. This individual will assist with client onboarding, due diligence reviews, regulatory compliance initiatives...SuggestedContract work
- ...Hedge Fund | Hybrid (Tues–Thurs in Office) We’re partnering with a top-performing, global multi-strategy hedge fund to add Compliance Analysts as the platform continues to grow. This is a hands-on compliance role working closely with trading, operations, and technology...SuggestedWork at office
- ...Compliance Analyst Compliance Temp will support day to day BSA and AML activities within the compliance team. This role will focus on business as usual compliance responsibilities, transaction monitoring, and financial crime investigations, while also assisting with...SuggestedTemporary workWork at office
$59k
...Orsini is seeking a remote Compliance professional to support the Compliance Department. You'll assist with audits, collect compliance data, and ensure effective communication within the team. This role requires experience in regulatory environments and proficiency in...Remote work- ...A leading global workforce solutions company is seeking a Trade Compliance Analyst. This remote role requires strong analytical skills and attention to detail. You will be responsible for analyzing trade compliance documents, identifying potential sanctions, and ensuring...Remote work
- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...user-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements into...Local areaRemote workFlexible hours
$90k - $110k
...screening, negative news, or 314(a) escalations, referrals from BitGo employees or external parties. Collaborate with the wider Compliance team on program enhancements such as risk rule and detection scenario calibration, quality assurance reviews, and data analysis....Worldwide$94k - $127k
...enabling clients with seamless navigation through the evolving cryptocurrency landscape. In this role, you will oversee the Swap Dealer Compliance Program, ensure adherence to CFTC, NFA, and SEC regulations, conduct reviews for the Surveillance Program, advise on compliance...Local area- ...AML Compliance Analyst Location (Remote) Pay Range $40/HRW2 What's the Job Conduct onboarding reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation of high-risk customers, including politically...Work at officeRemote work
$73k - $99k
...This is a remote position based in the US with occasional travel. About the role We are seeking a detail-oriented and proactive Compliance Analyst to join our compliance team. This role is critical in ensuring the organization adheres to regulatory requirements and...Full timeTemporary workRemote workFlexible hours- ...Hybrid Role Senior Business Data Analyst – GRC Compliance Controls, CRA Testing & Data Mapping Role Summary: We are seeking an experienced Business Data Analyst to support strategic Governance, Risk & Compliance (GRC) initiatives and ongoing BAU activities within a fast...
- ...Meetings- is seeking a Reconciliation Specialist to handle invoicing and compliance reporting remotely. The successful candidate will ensure all documentation and reports are accurate and submitted on time while managing multiple accounts. This role requires robust financial...Remote workFlexible hours
- ...Our client, a leader in oil and gas, is seeking a dedicated Trade Compliance Analyst to join their dynamic team. As a Trade Compliance Analyst, you will play a crucial role in supporting the compliance department, ensuring data accuracy, and enhancing the efficiency of...Weekly payContract workTemporary workRemote workFlexible hours
- ...implementations. Use SQL to extract relevant data sources and outputs from model databases. Conduct automated controls testing to ensure compliance and operational integrity. Required Skills & Qualifications 3 to 5+ years of relevant experience Proficiency in Python and SQL...Contract workRemote work
$69k - $107k
...in New York City, Salt Lake City, London, Edinburgh, Pune, Dubai, Geneva, and São Paulo. The Role We are currently seeking a Compliance Analyst. As a Compliance Analyst you will be responsible for researching and assisting in the maintenance of compliance programs, policies...H1bWorldwideVisa sponsorshipWork visa$115k - $135k
...Job Overview SFM is seeking a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance team. This role will primarily support the firm’s Personal Account Dealing (PAD) program and Code of Ethics compliance, while also contributing...- ...testing and documentation Document changes on other tuning efforts such as good guy clean up and rule creation. Key Capabilities Compliance systems knowledge Programming and testing experiences General understanding of ISO messages (parties in wire messages) and transaction...Work at officeLocal areaRemote work2 days per week
$65k - $75k
..., UT, VA, or WA. Applicants residing outside of these states will not be considered at this time. About the Role The Compliance Analyst I is the day-to-day operator keeping Nabis' state license activity clean across California, Nevada, and New York, with METRC...Full timeFor contractors- ...there's a career here for you. Join us in making a real difference in the health of our community. Job Summary The Compliance & Data Analyst will serve as a critical oversight, quality assurance, and audit-readiness role within the Community-Based Organization...Work at office
$100k - $115k
...seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth. This is an exciting... ...Monday through Friday. PRIMARY RESPONSIBILITIES - COMPLIANCE ANALYST Assist the General Counsel with the development, implementation...Summer workWork at officeMonday to Friday- ...Compliance Analyst About ApTask: ApTask is a leading global provider of workforce solutions and talent acquisition services, dedicated to shaping the future of work. As an African American-owned and Veteran-owned company, ApTask offers a comprehensive suite...
$86.3k - $116.53k
...work is the catalyst that helps others achieve their goals. In short, We Enable Possibility℠. Position Summary: The Compliance Analyst will report directly to Vice President, Compliance. The Compliance Analyst is responsible for providing regulatory and compliance...Temporary workWork at officeRemote workHome office- ...Framework Ventures in the United States is looking for a Senior Compliance Analyst. This role involves developing and maintaining compliance programs, performing regulatory research, and providing training. Ideal candidates will have at least 3 years of experience in...
$70k - $105k
...Square, New York | 2 days in Office | $70,000 - $105,000 US Compliance Our US Compliance team is fully accountable for keeping our... ...also own the relationship with our partner bank. The Compliance Analyst will be based out of our New York office, working within the...Work at office- ...Role Stash Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage Operations of a rapidly growing investment advisor. Responsibilities Assist in the day to day brokerage operations, including account management,...
- ...Description: Please Note: This is a Compliance Specialist Role Title: Risk and Controls Implementation Specialist Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy...
$75k - $100k
...knowledge and ideas between all areas of the firm. About the Role A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and...$40 per hour
...Job Title: Corporate Compliance Analyst (Contract) Location: New York, NY Duration: 6-Month Contract (Potential for extension) Schedule: 5 Days Onsite | 8:30 AM - 5:30 PM Compensation: $40.00/hr Position Overview Our client is seeking a highly...Contract workWork at office
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