Regulatory Affairs Associate
Cohen & Steers
Cohen & Steers in New York, NY seeks an Associate, Regulatory Compliance to support a global program governing federal securities and commodity laws, SRO rules, and international requirements. The role collaborates across business areas to build strong client relationships and effective controls. The candidate will assist in developing compliance programs for registered advisers and funds, conduct training, and perform monitoring and reporting. #J-18808-Ljbffr
$80k - $105k
Who we are For over 25 years, Global Relay has set the standard in enterprise information archiving with industry‑leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the communications data of the world’s most highly...SuggestedTemporary workWork experience placementWork at office- ...BCG Attorney Search seeks a skilled Trade Remedies Associate for its Government and Regulatory Affairs practice in New York City, NY. The successful candidate will handle complex investigations and litigate cases before the U.S. Court of International Trade, possessing...Suggested
$260k - $365k
...Senior Financial Regulatory & Compliance AssociateDirect Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is...Suggested- ...Consumer Finance Associate (Senior Level)Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its nationally recognized Financial Regulatory & Compliance Practice...Suggested
- ...Coinbase is seeking an experienced CBIE Operations Senior Associate on the International EMEA Ops team to scale operations for Coinbase... ...Limited across the EEA. You'll drive day-to-day operations, regulatory reporting, outsourcing oversight, and cross-functional initiatives...Suggested
- ...workflow for our investment management operations, ensuring timely and accurate submissions. Prepare, review, and file a broad range of regulatory documents — such as Form PF, ADV, CPO‑PQR, 13F, and AIFMD — across numerous regulatory authorities. Coordinate the creation and...
- ...competitive benefits include medical and dental coverage, a matching 401(k), and paid time off to recharge. Job Description: The Regulatory Affairs Assistant supports efforts to ensure regulatory submission targets are met. Completes all duties under the direction of the...Work at office
- ...Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.As a Regulatory Strategy Officer within the Governance and Business Management team, you will play a pivotal role in shaping the strategic...Work at office
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing... ...salary,bonus and excellent work/life balance. Interested candidates contact: Stan Hamlet Stan Hamlet Associates Inc...Work at office
$70k - $160k
...systems, controls, surveillance, testing and reporting designed to help prevent and detect violations of applicable laws, rules, regulatory requirements and firm policies. The team partners closely with stakeholders across the business to support a strong culture of compliance...$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...Local area$86.7k - $170.9k
Position Summary Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team... ...not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At...Local areaVisa sponsorship$160k - $250k
...the overall compliance landscape and exposures within the CLO and illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspectionsTrack relevant...Local area$100k - $200k
...office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance reviews, mock audits, and ongoing updates to compliance policies and proceduresMaintain compliance...Work at office$110k - $140k
...implementation, and continuous enhancement of ISS’s information barrier and conflicts of interest frameworkEnsure alignment with regulatory requirements, including fiduciary obligations under the Advisers ActOversee adherence to information barrier controls through structured...Full timeLocal area$165k - $275k
...by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level... ...understanding of conflicts of interest and business practices typically associated with a broker-dealer (e.g. gifts, non-cash compensation,...Temporary workWork experience placement$125k - $175k
...with legal, risk, operations, finance, technology, and third-party vendors to implement and enhance compliance solutionsAssist with regulatory readiness efforts and contribute to responses to regulatory inquiries or examinations related to macro trading activitiesMonitor...Work experience placement$70k - $145k
...controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.What You'll Do Conduct trade surveillance reviews...$160k - $180k
...consumer regulations (i.e. Regs E, D, DD, CC, ADA, UDAAP, Elder Abuse, E-Sign)Effective management and remediation of all internal and regulatory examinations and reviews, including interacting with the Bank’s regulators regarding any pending matters or request items.Manage...Local area$72k - $141k
...oversight capabilities, advancing key compliance programs, enhancing regulatory responsiveness, and facilitating compliance assessment and... ...7 years of experience in insurance, compliance, regulatory affairs, or audit.Demonstrated ability to analyze and interpret state...Full timeWork experience placementWork at office- ...Remote) Pay Range: $65-70/HR W2 What's the Job? Conduct onboarding reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation of high-risk customers, including politically exposed persons (PEPs)...Work at officeRemote work
$89k - $105k
...duty to serve clients and have experience documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings, and advancing a compliance program forward in response to new rules and requirements.This role is...Work at officeFlexible hoursShift work3 days per week- ...international platform.What will I be doing?Provide day-to-day regulatory and policy advice to business lines, including a 15a-6 broker-... ...leadership, oversight, and mentorship to the Compliance Associate, fostering strong performance, development, and team effectiveness...Full timeWork at officeRemote work
$150k - $200k
...program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This role will work closely with investment, operations, legal, product, and distribution...Full timeLocal area3 days per week- Kinect Solar is seeking a detail-oriented Operations & Compliance Specialist to oversee facility onboarding, operational support, and corporate compliance functions. This fully remote role supports multiple locations, coordinating utility connections, insurance documentation...Remote work
- ...departments. This individual will support data integrity, streamline documentation workflows, and play a critical role in helping regulatory and operational standards. This is a great opportunity for someone who is analytical, detail-oriented, and excited to work in a...
- ...Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor's degree and at least 3 years of experience in...Contract work
- ...Thermo Fisher Scientific is seeking a Country Approval Specialist to manage local regulatory submissions and coordinate with global strategy across MoH and EC, ensuring timely country filings and alignment with program goals. In this role you will provide local regulatory...Local area
- ...Regulatory Compliance AssociateSoftware Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Compliance Associate for a contract assignment with one of our premier Regulatory clients in New York, NY. Professional position responsible for supporting important...Contract workWork at office
- ...Regulatory Business Analyst (AxiomSL)Partner with Finance, Technology, and business stakeholders. Create business requirements and detailed data mapping specs.Location: Midtown Manhattan, NY (Hybrid - 3 days onsite per week) Compensation: $75-$100/hour Employment Type...Hourly payPermanent employmentContract workLocal area3 days per week
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