Regulatory Affairs Associate
Coinbase
Coinbase is seeking an experienced CBIE Operations Senior Associate on the International EMEA Ops team to scale operations for Coinbase Ireland Limited across the EEA. You'll drive day-to-day operations, regulatory reporting, outsourcing oversight, and cross-functional initiatives to support growth and compliance. The role requires 5+ years in financial services or data analysis, strong capability in SQL, Snowflake, and Looker, and experience with outsourcing governance. #J-18808-Ljbffr
- ...BCG Attorney Search seeks a skilled Trade Remedies Associate for its Government and Regulatory Affairs practice in New York City, NY. The successful candidate will handle complex investigations and litigate cases before the U.S. Court of International Trade, possessing...Suggested
- ...formatting documents. Collaborate with stakeholders to monitor regulatory changes and support policy alignment. Prepare and maintain... ...documentation related to policy management and compliance. Requirements Associate degree required; Bachelor’s degree in related field preferred....Suggested
- ...ICapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker‑dealer There will be a strong focus on marketing materials for private...Suggested
$80k - $105k
Who we are For over 25 years, Global Relay has set the standard in enterprise information archiving with industry‑leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the communications data of the world’s most highly...SuggestedTemporary workWork experience placementWork at office$130k - $150k
...launches and client on-boarding * Assist with drafting, periodic review and updates of Compliance policies and procedures * Conduct regulatory analysis of new rules and existing rules and their impact across the Firm * Assist with the development and delivery of...SuggestedFull timeLocal areaFlexible hours$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...Full timeLocal area$130k - $160k
. Overview You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo, one of the largest banking groups in Europe. You will be responsible for carrying out RCC activities, including maintaining...Full timeLocal area$60k
...ensuring they are eligible and compliant with applicable and current regulatory requirements. Essential Duties & Responsibilities The review... ...range, but that decision will be dependent on the facts associated with each specific individual’s relevant experience for the...Permanent employmentFull timeRemote work$70k - $145k
...controls, surveillance, testing, and reporting. The team works to help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and well-controlled framework.What You'll Do Conduct trade surveillance reviews...$125k - $175k
...with legal, risk, operations, finance, technology, and third-party vendors to implement and enhance compliance solutionsAssist with regulatory readiness efforts and contribute to responses to regulatory inquiries or examinations related to macro trading activitiesMonitor...Work experience placement$100k - $200k
...office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance reviews, mock audits, and ongoing updates to compliance policies and proceduresMaintain compliance...Work at office$180k - $215k
...screening and coverage for Bloomberg's businesses. We work to address regulatory issues, ensure compliance with evolving sanctions and trade... ...diligence rationales and maintaining a centralized tracker of associated control requirements• Support development and maintenance of...Temporary workFor contractorsWork experience placementWork at officeLocal area$165k - $275k
...by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level... ...understanding of conflicts of interest and business practices typically associated with a broker-dealer (e.g. gifts, non-cash compensation,...Temporary workWork experience placement$160k - $250k
...the overall compliance landscape and exposures within the CLO and illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspectionsTrack relevant...Local area$30 - $50 per hour
...services environment. This individual will serve as the subject matter expert for Sandata, providing support for billing processes, regulatory reporting, operational inquiries, and system-related analytics. The ideal candidate will have hands-on Sandata experience and be...Contract workTemporary workImmediate startRemote workMonday to Friday$71k - $97.9k
Who we are With its A.I.-powered robotic technology platform, Symbotic is changing the way consumer goods move through the supply chain. Intelligent software orchestrates advanced robots in a high-density, end-to-end system - reinventing warehouse automation for increased...Full timeRemote work$150k - $200k
...program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This role will work closely with investment, operations, legal, product, and distribution...Full timeLocal area3 days per week$89k - $105k
...duty to serve clients and have experience documenting best practices and procedures, creating surveillance tools, responding to regulatory requests and required filings, and advancing a compliance program forward in response to new rules and requirements.This role is...Work at officeFlexible hoursShift work3 days per week- Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge will...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
$161.6k - $202k
Headway's Mission One in four people in the US have a treatable mental health condition, but most providers don't accept insurance, making therapy too expensive for most people. Headway's mission is to fix this by building a new mental healthcare system everyone can...Work from homeFlexible hours$100k - $150k
...****@*****.*** BSA/AML & Corporate Compliance OfficerJob description:Overview We are seeking a detail-oriented BSA and Regulatory Compliance Manager (Bilingual English/Mandarin) to lead our bank’s anti-money laundering (AML), Bank Secrecy Act (BSA), and...Work at officeLocal area$350k - $400k
...The Chief Risk Officer (CRO) is a newly created role, as we establish a formal second line of defense, bringing Regulatory & Compliance, Enterprise Risk & Governance and Safety, Resilience & Incident Management together under one risk structure. The successful candidate...Full timeWork at officeRemote work$120k - $150k
...Job description Business type Types of Jobs - Finance / Accounting Job title Regulatory Reporting Analyst Contract type Permanent Contract Management position No Job summary Summary: U.S. GAAP accountant that is able to handle...Permanent employmentContract workWork at officeLocal area- ...Regulatory Reporting Analyst Are you looking for a new challenge to grow an exciting SaaS company as a Regulatory Reporting Analyst? Then continue reading… Location: Hybrid – New York Job Type: (Full-Time) Our interview process: Step 1: After you apply,...Full timeWork experience placementRemote workFlexible hours
- ...Position Summary The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for... ...administration, compliance, higher education administration, regulatory affairs, or related fields preferred. Equal Opportunity...Work at officeLocal area
$72k - $90k
...join us, and build real world value. Ripple is growing its Regulatory Compliance team and looking for a Licensing Compliance Analyst... ...~1-3+ years of background in compliance, legal, regulatory affairs, or financial services; experience in payments or digital assets...Full timeWork experience placementWork at officeLocal area- ...Remote) Pay Range: $65-70/HR W2 What's the Job? Conduct onboarding reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation of high-risk customers, including politically exposed persons (PEPs)...Work at officeRemote work
- ...developed level of maturity and professionalism. Report all issues that cannot be resolved to the Frontline Security Supervisors, Associate Chief Security Officer for Frontline Security Operations, Incident Response Managers, and Managers for Frontline Security...Hourly payFor contractorsApprenticeshipWork at officeLocal areaFlexible hours
- Join Porch Group as a Licensing and Compliance Data Entry Support Representative, where you will manage data input and collaborate with multiple teams. This fully remote role requires a high school diploma, proficiency in English, and data entry experience. Enjoy a competitive...Remote work
- A global consultancy firm is seeking experienced Global External Consultants for market entry and regulatory compliance projects. This remote position requires at least 8 years of experience in legal or regulatory roles, with proven consulting capabilities. Consultants...Local areaRemote work
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