Compliance Officer
PassFort
Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations, drive market initiatives, and collaborate with sales and product teams to deliver innovative, compliant outcomes. A strong emphasis on industry leadership and responsible AI practices guides this role. #J-18808-Ljbffr
$95k - $125k
...services firm founded in 1937. Headquartered in Chicago, with offices around the world, we serve clients through a personal, custom... ...multiple times and is one of Barron’s Top 100 RIA firms.As a Compliance Officer at Mesirow, the role will be responsible for supporting...SuggestedFull timeWork at office3 days per week$165k - $220k
Position InformationHiring Manager:Co-Chief Compliance Officer, Senior CounselDepartment:Legal & ComplianceDepartment OverviewThe Legal & Compliance Department is responsible for managing legal risk and attorney advice for each of the Firm's functions. The Legal & Compliance...SuggestedFull timeContract workTemporary workWork at office- ...for each position which interests you.This position is exempt from Career Service under the CCH Personnel Rules.Job SummaryThe Compliance Officer reflects the mission and vision of Cook County Health (CCH) adheres to the organization’s Code of Conduct and Corporate...SuggestedFull time
- ...financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of... ...collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams Perform qualitative and quantitative...SuggestedTemporary workWork at officeRemote workFlexible hours
$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Compliance Officer will be a member of the Consumer Lending Servicing Compliance team within Compliance Risk Management. The Compliance Officer will provide support to various lines of business by researching...SuggestedWork experience placementWork at officeFlexible hoursNight shift- ...A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will...
- ...Cboe Global Markets in Chicago is seeking a Senior Specialist, Compliance Training to lead the enterprise-wide Compliance Training program. You will design and deliver training that translates policies into practical guidance and fosters a culture of ethics and compliant...
$98.18k - $115.5k
...discover what you excel at - from Day One. Job Description This position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange traded funds employing diverse investment strategies...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week- ...Mesirow is seeking a Compliance Officer in Chicago to support all aspects of the Compliance Department, including ethics governance, AML/KYC, training, and policy development. This role partners with Legal, Risk, and Business units to ensure robust controls and regulatory...Work at office3 days per week
- ...testing, raw material screening, cleanroom monitoring, and resolving contamination issues to ensure consumer safety and regulatory compliance. Must have experience/working knowledge in QC, QA, cGMP, ISO, FDA, EPA, and OSHA matters. Duties & Responsibilities 1....
- ...service, and disciplined risk management. Everything we build is Trader-Inspired. About the Role We are seeking an experienced Compliance Officer to lead and manage EdgeClear’s compliance program across our brokerage and fintech operations. This role is responsible for...
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...Full timeWork at office- ...Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...
- U.S. Bank is seeking a CCO Support professional to provide oversight of compliance programs across mutual funds and ETFs within multiple series trusts. The role involves reviewing adviser programs, conducting due diligence visits, and preparing governance-focused reports...
- ...LIS Solutions is looking for a Junior Compliance Officer to work with the Department of Homeland Security. The position involves data entry, conducting database queries, and supporting I-9 audits. Candidates must have at least an Associate's degree and be detail-oriented...Work at office
$120k - $180k
...Department: Compliance Reports To: Chief Compliance Officer, Tastytrade Employment Type: Full-Time Salary : $120,000-$180,000 Asan AML Compliance Officer ("AMLCO"), you will play a critical role in ensuring compliance with anti-money laundering regulations, policies, and...Full timeWork at office$75k - $115k
...traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe,... ...visit In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide range...Full timeWork at officeImmediate startWorldwide$150k
...Fintech Compliance Officer – To $150K – Chicago, IL – Job # 3784-6264 Who We Are The Symicor Group is a boutique talent acquisition firm based in Schaumburg, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available...Local area- ...Surveillance Compliance Officer Chicago - Onsite About The Role: We are seeking a Surveillance Compliance Officer to oversee transaction monitoring, conduct audits, support regulatory training, and strengthen compliance policies and procedures....Work at office
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...
- Marex Group in Chicago, IL, is seeking a Compliance Officer to oversee US broker-dealer and FCM activities, focusing on surveillance, audits and policy implementation to protect Marex’s licenses and reputation. You will monitor transactions, review alerts, coordinate with...
- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for VLCp people, causes and communities they...Permanent employmentTemporary workWork at officeFlexible hours
$71k - $125k
KeyBank is looking for a Commercial Compliance Officer - Servicing to join its Compliance Risk Management team in Brooklyn, Ohio. The role involves providing compliance support for commercial lending and deposits, overseeing processes, and educating on regulatory requirements...- ...as they become available. Subscribe to our RSS feeds to receive instant updates as new positions become available. Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS Text DHSMW to (***) ***-**** to apply by phone Job Title...For contractorsWork at officeLocal area
- Golub Capital seeks a Co-Chief Compliance Officer/Senior Counsel to manage the Firm’s compliance program within the Legal & Compliance Department. The role requires deep regulatory knowledge, leadership of complex projects and collaboration with senior management. Prior...
$35k - $48k
...Education Required: BA/BS US Citizenship: Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I-9 audit support services and worksite enforcement...Full timeContract workFor contractorsWork at officeRemote workWeekend work$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...Part timeLocal area- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...Work at office3 days per week
- ...and PAC Cards; return terminated credentials to the Security Officer for destructionCredentialing Specialists shall keep a log of Cards... ...complete required online credentialing training and maintain compliance with PIV-II SmartID credential requirements.Knowledge of ICAM...Temporary workFor contractorsLocal areaShift workNight shiftWeekend work
- Risk & Compliance Officer | Compliance | Chicago | Hybrid RLDatix is on a mission to transform care delivery worldwide, ensuring every patient receives the safest, highest-quality care. Through our innovative Healthcare Operations Platform, we’re connecting data to unlock...WorldwideFlexible hours
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