Broker-Dealer Regulatory Reporting Pro
Barclays
Barclays in Whippany, NJ is seeking a Broker Dealer Regulatory Reporting Analyst to support daily net capital computations and ensure compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to FINRA, SEC, CFTC, and CME, and oversee audits and regulatory examinations. The role emphasizes accuracy, timeliness, and transparency in the reporting framework. The position requires experience in broker-dealer regulatory reporting within a large #J-18808-Ljbffr Barclays
$80k
Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily net capital computations and ensuring compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing...RegulatoryHourly payImmediate start$91.4k - $186.9k
...tailored to clients' industry and risks; ensure compliance with regulatory requirements and accounting standards. Manage the audit... ...relevant public accounting external audit experience working with Broker Dealer clients. Must have CPA certification aligned to the assigned...RegulatoryHome office$110k - $130k
Company DescriptionTitle: Manager Technical Accounting/SEC Reporting (CPA required)Industry: Manufacturing - Fortune 500 Co.Location:... ...SEC, the Financial Accounting Standards Board (FASB), and other regulatory bodies. Responsible for researching and analyzing technical...Regulatory$70.6k - $139.8k
...Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth opportunities and competitive compensation ranging...Suggested- Sanofi is seeking a Global Periodic Reporting Lead to drive PSR authoring, global PSR planning, and vendor oversight across the portfolio... ..., coaches staff, and shapes outsourcing strategies to ensure regulatory compliance and continuous process improvement. The candidate...Regulatory
$100k - $115k
## Broker/Dealer Compliance, AssociateApplylocations: Short Hills, NJtime type: Full timeposted on: Posted 30+ Days Agojob requisition id:... ...related to the broker-dealer and support the annual cycle of reports and filings required to maintain compliance with FINRA requirements...Permanent employmentTemporary workWork at officeFlexible hours$82.6k - $162.8k
...Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability to share new ideas and collaborate on projects as a consultant without the extensive...RegulatoryLocal area- ...Controller to lead the global accounting function, enhance accuracy of reported financial results, and drive improvements aligned with the... ...roadmap. The role partners with senior management, oversees regulatory compliance, and steers system improvements across ERP and...Regulatory
$225k - $255k
...including annuity, health, life, long-term care, disability, and property & casualty. Our practice also covers a broad array of regulatory, compliance, and transactional matters, including with respect to corporate governance, insurance holding company regulation, investment...Regulatory- ...support to get you started on top of your commissions and bonuses. *This is an entry-level exam administered by the Financial Industry Regulatory Authority (FINRA) that is a crucial step for individuals seeking to become Financial Advisors. Why Join Us? Top-tier training...Regulatory
$70.6k - $139.8k
...align with your professional goals. Are you up for the challenge? We’re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate, you will further learn to lead, gain deep industry insight, and grow...Local areaHome office$200k
...the value and potential of commercial assets to prospective buyers and tenants. Stay informed about industry developments and regulatory changes to provide clients with up-to-date insights and guidance. Qualifications Ability to develop and maintain relationships...Regulatory- Sanofi seeks a Global Periodic Reporting Lead for Pharmacovigilance to drive PSR authoring processes and vendor oversight across the worldwide... ...experience, cross-functional leadership, and strong regulatory knowledge to ensure compliance and continuous improvement. #J...RegulatoryWorldwide
- Barclays Services Corp. seeks an Axiom Developer, AVP in Whippany, NJ to design, develop, and tune internal tools for regulatory reporting using Axiom. The role involves building Data Sources, Shorthands, Data Models, Portfolios, and Free Form reports, plus creating UDFs...Regulatory
$140.3k - $192.94k
...the Future of Snacking. Make It Matter.Reporting directly to the Chief Counsel - Commercial... ...(b) partner with Scientific & Regulatory Affairs, Nutrition Strategy and Communications... ...situations. Efficient, confident, curious, pro-active, attentive to detail, reliable, service...RegulatoryFull timeRelocation package- ...Supervisor in Parsippany, New Jersey. This role supports financial reporting and oversight of complex reinsurance programs, ensuring... ...responsibilities include month-end close, analysis of reinsurance activity, regulatory reporting, and collaboration with offshore resources. #J-1880...Regulatory
- ...manage monthly and quarterly close for invested assets, prepare disclosures for 10Q/K and the Financial Supplement, and support regulatory reporting with a focus on accuracy and timeliness. The role requires a Bachelor's in accounting or finance and 7+ years of investment...Regulatory
- ...an Income Tax Analyst to bolster the Income Tax Accounting & Reporting function within the Shared Services Tax Group. The role focuses... ...and local filings. You will analyze tax balances, assist with regulatory compliance (transfer pricing and international reporting), and...RegulatoryLocal area
- Crowe is seeking an Audit Manager in Livingston, NJ, to manage audit teams and ensure compliance with professional standards and policies. The role includes overseeing client relationships and managing the entire audit process, from budgeting to presenting findings to senior...
- ...provide guidance to improve processes and automation. Role responsibilities include supporting property book management, ensuring regulatory compliance, and collaborating with units and leadership to enhance accountability and customer satisfaction. #J-18808-Ljbffr...Regulatory
$100k - $115k
Blue Owl Capital is seeking a compliance professional to join the broker-dealer team in Short Hills, NJ. The role focuses on implementing policies, coordinating FINRA filings, and supporting annual compliance processes. Requirements include at least 2 years in broker-dealer...$100k - $120k
...performance estimates, attribution analysis, and various ad hoc reports and projects. Assist in the review of investor statements and... ..., or audit strongly preferred Familiarity with SEC and other regulatory filing requirements for investment funds is a plus Strong proficiency...RegulatoryFull timeWork at officeRemote work- Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of...Work at office
$150k
...SummaryThe OpportunityAs a Tax Director - Global Information Reporting, you will play a pivotal role in guiding clients through complex... ...and filing of tax returns, confirming adherence to regulatory requirements- Analyzing financial data to validate compliance...RegulatoryFull timeH1b$141.2k - $278.3k
...Help Deloitte clients modernize finance and strengthen record-to-report operations. As part of the Finance Transformation team, you... ...governance, and operating model improvements.Apply accounting, regulatory, and compliance requirements to finance transformation initiatives...RegulatoryLocal areaVisa sponsorship- ...Laboratory Scientist to process specimens, perform high- and moderate- complexity testing, troubleshoot issues and report accurate results. You will ensure regulatory compliance, maintain quality control, operate and calibrate equipment, participate in proficiency testing and...Regulatory
$116.2k - $229.1k
Position Summary Encore Financial Reporting Controllership - Senior Consultant - Strategy, Growth, and TransformationHelp finance... ..., process, technology, and governanceApplying accounting, regulatory, and compliance requirements to finance transformation initiativesDesigning...RegulatoryLocal areaVisa sponsorship- ...healthcare organization in Newark, NJ is seeking a Manager Financial Reporting to oversee the preparation of financial statements and manage... ...in GAAP. The role includes staff management and ensuring regulatory compliance within a fast-paced environment. #J-18808-Ljbffr...Regulatory
$94.75k - $155.13k
...of Zurich North America, is seeking an Investment Accounting & Reporting Associate Director to join the Investment Administration and... ...understanding of investment processes, financial instruments, and regulatory frameworks enables us to adapt quickly, uphold rigorous...RegulatoryTemporary workWork at officeLocal area- ...while the Second Team is the 2025 MLS NEXT Pro Champion. RBNY also operates one of the... ...serve as Head of Team Operations. This role reports to the Sporting Director and provides... ...closely with Legal and League Affairs on regulatory matters. EXPERIENCE Your areas of knowledge...RegulatoryPermanent employmentFull timeLocal areaRelocation
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