Compliance Officer
New York Life
New York Life is seeking an AML Compliance Officer to join its Compliance department at an officer level. You will support the Enterprise AML Compliance Officer across strategy, policy, sanctions, monitoring, training, and regulatory readiness, while taking ownership of key program components. This senior role requires deep BSA/AML expertise, stakeholder collaboration, and the ability to build a modern, risk-based AML program in partnership with Technology, Legal, Internal Audit, and business #J-18808-Ljbffr
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedFull timeLocal area$130k - $150k
...London, we manage $253.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange... ...at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the...SuggestedFull timeLocal areaFlexible hours$130k - $160k
...You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo... ...everyone feels valued and empowered. The Chief Compliance Officer Governance Area oversees compliance with the regulatory framework...SuggestedFull timeLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$100k - $150k
...DaveContact Email: ****@*****.*** BSA/AML & Corporate Compliance OfficerJob description:Overview We are seeking a detail-... ...Mandarin Chinese is required to effectively communicate with head office stakeholders and navigate diverse regulatory documentation.DutiesRegulatory...Work at officeLocal area- ...The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to day contact for...Work experience placement
$92.5k - $115.5k
...interest, and certifications. Escalate exceptions to business and Compliance management along with supporting documentation. Work to... ...This position requires the physical capabilities to work in an office environment, which may include prolonged periods of sitting at...Permanent employmentTemporary workWork at officeFlexible hours$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results for our investors. Our people are empowered with...$175k - $200k
...Compliance Officer New York The Role Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance...Temporary workLocal area- ...Benefits: 401(k) 401(k) matching Company parties Flexible schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and cleaning operations adhere to federal and state-specific regulations....Full timePart timeFor contractorsLocal areaRemote workLong distanceFlexible hours
$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at office$135k - $160k
Location Designation: Hybrid - 1 day per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start1 day per week- ...We are always looking for talented professionals to join us in the path towards success. SUMMARY The Compliance Officer will assist with the monitoring and administration of the Firm's Compliance and AML programs to ensure accordance with regulatory requirements...
- ...Compliance Officer MillTech is seeking a Compliance Officer to lead the compliance function for our New York office. Reporting to the Group Chief Compliance Officer, you will assist with the design, implementation, and continuous improvement of our compliance program...Work at officeRemote workFlexible hours
$110k - $130k
...Compliance Officer New York, NY Job Description We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations while enabling...Work at office$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...- ...HealthEquity, Inc. is seeking a Senior Product Compliance Analyst to lead advanced Product Compliance activities for HealthEquity’s administrative solutions such as HSA, HRA, and COBRA, ensuring alignment with laws and internal policies. This remote role involves guiding...Remote work
$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...- ...We are currently recruiting for a Compliance opportunity. This position will primarily focus on transaction advisory compliance for our... ...and problem-solving abilities. Advanced proficiency in Microsoft Office, particularly Excel and PowerPoint. Job ID: 23913 #J-18808-Ljbffr...Permanent employmentFull timeWork at office
- ...BMO is seeking a Capital Markets Senior Compliance Officer in New York, NY to assist in implementing and administering the Capital Markets Compliance Program. This role focuses on compliance oversight within BMO’s Capital Markets and equity activities, ensuring adherence...
- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role includes providing compliance support and advising on banking regulations. Successful candidates will have a Bachelor's degree,...Work at office
$150k - $185k
...Purpose of Role Marex is seeking a Broker‑Dealer Compliance Advisor who is a subject matter expert in U.S. Broker‑Dealer regulation, providing... ...Compliance. Provide compliance advisory support to front‑office teams across day‑to‑day business activities. Review, draft and...Immediate start$81.4k - $151.8k
...The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessment, monitoring...Contract workPart timeLocal area- ...Remote Public Compliance Officer – 50862 Turing is looking for candidates with strong experience in government and regulatory compliance, especially for compliance officers, auditors, legal analysts, or public policy professionals working within or alongside public institutions...Full timeFor contractorsFreelanceRemote work
- ...that enables strategic objectives while appropriately managing compliance risk. Build a deep understanding of assigned business... ...transformation initiatives preferred. Prior experience as an HCC or GCC officer/manager preferred. Demonstration of leveraging digital...
$130k - $150k
...success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by ensuring...Full timeWork at officeLocal area
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