Compliance Associate — Build the Compliance Framework
Landing Point
Landing Point in New York is seeking a Compliance Associate to join a growing investment platform at a pivotal stage. You will work directly with the General Counsel and Chief Compliance Officer to help build and shape the firm’s compliance infrastructure. You will gain broad exposure across employee compliance, personal trading, expert networks, vendor diligence, proxy voting, regulatory filings, and testing as the firm scales, taking on increasing responsibility in a lean, collaborative #J-18808-Ljbffr Landing Point
- ...part of Risk Management and Compliance, you are at the center of keeping... ...be best-in-class.As a Senior Associate, Full Stack Software Engineer... ...Risk (CCOR), you will build the applications, interfaces,... ...JavaScript or TypeScript and a modern framework such as React or Angular....SuggestedContract work
$111k - $140k
...Compliance Associate, Market Surveillance New York City, NY Who are we? FalconX is a pioneering... ...Integrity Scoring: Contribute to internal frameworks for assessing asset-level manipulation... ...Statement FalconX is committed to building a diverse, inclusive, equitable, and safe...SuggestedContract workLocal areaShift work$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $... ...directly with the General Counsel/CCO in building the compliance infrastructure. Broad... .... Prior exposure to compliance frameworks, policies, or regulatory filings. Excellent...SuggestedFull timeContract workWork at office- ...your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and... ...tagging, and basic workflow automation (e.g., approvals).Ability to build, document and execute and re-engineer processes and proactively...SuggestedWork at office
- ...Compliance Operations AssociateVerse is looking for a Compliance Operations Associate to help keep our compliance program running smoothly... ...HaveFamiliarity with relevant regulatory frameworks in the DMEPOS field,... ..., or QA reviewsExperience building or improving tracking...SuggestedWork at officeMonday to Friday
$77k - $202k
...Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory... .... As a Senior Associate, you will build meaningful client connections and learn... ...- Implementing compliance frameworks and conducting compliance risk assessments...Full timeH1b$86.7k - $170.9k
...Consultant - Regulatory & Compliance - Enterprise Operations & Risk... ...quality of work productAbility to build and sustain professional... ...reports or regulatory frameworks, including Digital Markets Act... ...applicable geographic differential associated with the location at which...Local areaVisa sponsorship$89k - $105k
Join us in building the future of finance.Our mission is to democratize finance for all.... ...their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion... ..., and operationalize the regulatory framework around a new business activity, including...Work at officeFlexible hoursShift work3 days per week- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where... ...to the Compliance Associate, fostering strong performance... ...and the 15a-6 broker-dealer framework and cross-border rules.Experience... ...drafting and executive reporting.Building collaborative, solutions-...Full timeWork at officeRemote work
$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing... ....Key ResponsibilitiesConflicts Framework & Information BarriersLead the design, implementation... ...behind our work. We are committed to building a culture that values diverse skills,...Full timeLocal area$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global, diversified alternative investment... ...is equipped to adapt, evolve and build lasting impact over time. Discover how transformative... ...a disciplined and well-controlled framework.What You'll Do Conduct trade...$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support... ...global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks...Work experience placement$90k - $155k
...balance sheet products> Familiarity with U.S. banking regulatory framework applicable to large financial institutions and insured... ....Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and...Temporary work$72k - $90k
...At Ripple, we’re building a world where value moves like information does today. It’s big... ...value. Ripple is growing its Regulatory Compliance team and looking for a Licensing Compliance... ...(e.g., Asana, LogicGate), setting the framework for regional SMEs to complete throughout...Full timeWork experience placementWork at officeLocal area$55 - $60 per hour
...Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank... ...outcomes. Leadership and Collaboration: build trust, lead projects, foster teamwork.... ...Enhance compliance oversight and control frameworks. Support regulatory examinations, audits...Contract workTemporary work- ...job poster from Medasource Regulatory Compliance Specialist – EU Clinical Trials (Drug/... .... Prior experience amending or building QMS for large pharmaceutical organizations... ...knowledge of country-specific regulatory frameworks, especially: Spain (AEMPS) France...Full timeContract workImmediate startRemote work
- ...Regulatory Compliance Associate Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Compliance Associate for a contract... ...of the securities industry and relevant regulatory frameworks, strongly preferred. SGA is a technology and resource...Contract workWork at office
- ...effectively managing all risks associated with their business... ...s Enterprise Risk Management Framework. Job Profile Recommends loan... ...Reviews documentation to ensure compliance . Collaborates with internal... ...Matrix Management - Ability to build and use effective working relationships...
- ...Wells Fargo is seeking a Lead Compliance Officer to play a critical... ...strong and effective compliance framework within a dynamic trading... ...Section 3, which states that Associated Persons should not be... ...Employees support our focus on building strong customer relationships...Full timeWork experience placement
$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined... ..., talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth...$160k - $220k
...Position: Compliance Officer Reports to: Group Chief Compliance... ...the USA's National Futures Association (NFA). The... ...and strategic initiatives. Build, mentor, and scale a high performing... ..., NFA and NYDFS regulatory frameworks; hands-on experience...Work at officeRemote workFlexible hours$135k - $175k
...will be working across various functions and teams in order to assess and document any regulatory product risks, build out regulatory compliance frameworks for Adyen’s products, and be a voice for second line regulatory risks. This helps our North American commercial and...Work experience placementWork at office- ...Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team... ...Firms" and "Fastest Growing Staffing Firms," we take pride in building inclusive teams. To ensure every applicant has a positive...Work at office
$100k - $140k
...Build expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative investments and regulators. About Our Client... ...with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...Permanent employmentLocal area- ...Compliance Analyst We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction... ...role. You are in the work every day - reviewing alerts, building cases, and helping ensure that suspicious activity is...Work at officeWork from homeFlexible hours
$100k - $130k
...Compliance Analyst Job type: Full Time · Department: Client Services · Work type: On-Site... ...standards and institutional volumes. You will build for regulated institutions that rely on... ...currencies, markets, and supervisory frameworks to deliver reliable, final settlement. About...Full timeBank staffLocal areaRemote workFlexible hoursShift work- ...enables strategic objectives while appropriately managing compliance risk. Build a deep understanding of assigned business strategies, priorities... ...and compliance priorities. Lead or support the HCC Framework inclusive of risk assessments, HCC projects, risk-tiered oversight...
- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory... ..., but a core part of how we design, build, and scale. You’ll bring structure,... ...audits, and versatile enough to learn new frameworks on the fly. You have the mindset of a...Local areaRemote workFlexible hours
$75k - $85k
...Governance, Risk, and Compliance Associate - IT Job Category : Advisory Requisition Number : GOVER003147 Posted : August 11, 2026 Full-Time... ...thinking and attention to detail Exposure to information security frameworks such as ISO 27001, NIST, HITRUST or PCI DSS is a plus, but...Full timeInternshipWork at officeFlexible hours1 day per week$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative... ...is equipped to adapt, evolve and build lasting impact over time. Discover how transformative... ...a disciplined and well-controlled framework. What You'll Do Conduct...
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