Average salary: $77,786 /yearly
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- ...a qualified individual for the position of Customer Onboarding Specialist in Miami, Florida. This role is essential for handling compliance reviews and approvals of new customer accounts while ensuring adherence to KYC regulations. The ideal candidate will possess 2 to...SuggestedWork at officeRemote work1 day per week
StoneX Group Inc.
Doral, FL1 day ago - ...operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies. Position Purpose Handles compliance review and approval of new customer accounts, checks documentation for various legal entities, communicates deficiencies,...SuggestedWork at officeRemote work1 day per week
StoneX Group Inc.
Doral, FL1 day ago - ...relationships built on trust, transparency, and a commitment to financial excellence. As we expand our team, we are looking for a Compliance Associate to help drive our vision forward. Primary Responsibilities Regulatory Compliance & Monitoring Assist in implementing and...SuggestedInternshipWork at office
Moran Wealth Management®
Naples, FL3 days ago - ViewTrade in Boca Raton, FL is seeking a licensed Compliance Associate with over 5 years of brokerage experience and a Series 24 License. This role involves assisting with compliance duties, managing regulatory documentation, and supporting team operations. The ideal candidate...Suggested
- ...Growing SF based private equity firm is looking to add a junior legal/compliance team member! 1-5yrs experience. Own day-to-day execution of RIA compliance calendar — including annual reviews and testing — keeping the firm in good standing while driving down external...SuggestedContract work
JW Michaels & Co.
Bay County, FL3 days ago - A financial services firm in Tampa is looking for a Compliance Associate to oversee communications compliance with regulations and internal standards. The ideal candidate will have 3 years of experience in compliance, possess active Series 7 and 24 registrations, and excel...Suggested
- ...onsite Tuesdays, Wednesdays and a third day unique to each team or employee). The Impact you will have in this role Being an Associate on the Compliance Testing team, you'll be responsible for completing Compliance testing projects. The Compliance Testing Associate...SuggestedWork at officeLocal areaRemote workFlexible hours
- DTCC is seeking a Compliance Testing Associate based in Tampa, Florida. The role involves identifying and evaluating compliance risks, documenting work for Compliance test reports, and supporting ongoing projects in a collaborative team environment. The ideal candidate...SuggestedRemote workFlexible hours
- A financial services firm in Miami is seeking a Sr Associate - Compliance to develop internal policies and procedures while engaging with investment professionals. Candidates must have over 8 years of experience in a compliance role and a strong understanding of the Investment...Suggested
- Overview A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory organizations. This person ensures that all retail communication complies...SuggestedRemote jobLocal area
- Overview ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are seeking full time candidates with 5+ years of experience in the brokerage industry with a Series 24 License. Must possess strong professional communication...SuggestedFull timeWork at office
- ...Surveillance Officer Senior Associate Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new...SuggestedFlexible hours
- ...medical devices, including 510(k) submissions and technical files for CE Marking Maintains regulatory files and databases to ensure compliance with regulatory requirements Reviews and interprets regulatory requirements and guidance documents to ensure compliance...SuggestedWork at officeLocal areaWorldwide
Dentsply Sirona
Sarasota, FL3 days ago - Ernst & Young Oman is seeking a Data Protection and Privacy Supervising Associate to support compliance with legal and regulatory requirements. You will interface with technology teams and conduct due diligence activities. Ideal candidates should have strong communication...Suggested
- ...and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. Compliance is seeking an Employee Compliance Associate to support the global Employee Compliance function at DTCC. The candidate will primarily be responsible for...SuggestedWork at officeRemote workFlexible hours
- ...alerts, assisting in potential policy violation case reviews, reviewing trade pre‑clearance requests and other activities associated with policy compliance. Will respond to employee and contingent worker inquiries, as needed/directed. Assisting in the review of employee...Remote workFlexible hours
- EY is seeking a Data Protection and Privacy Supervising Associate located in Tampa, Florida. This role is crucial in ensuring compliance with various legal and regulatory requirements involved in technology deployment at EY. You will leverage strong communication and problem...
$85.2k - $159.3k
Ernst & Young Oman is hiring a Data Protection and Privacy Supervising Associate in Tampa, Florida. This role supports compliance with legal and regulatory requirements, conducting due diligence reviews, and managing data protection projects. Ideal candidates will possess...Flexible hours- The Depository Trust & Clearing Corporation (DTCC) seeks an individual in Tampa, Florida, for a compliance-focused role involving employee trading monitoring and related inquiries. The successful candidate will assist with disclosures and compliance matters while preparing...
- EY is seeking a Data Protection and Privacy Supervising Associate in Boca Raton. The role involves ensuring compliance with legal standards and managing data protection initiatives across technology development. Candidates must have strong communication skills, a Bachelor...
- ...E&S Compliance Specialist PCS is one of the largest high net worth managing general underwriters in the market today. With a sole focus on families with $5m or more in assets, PCS provides complex insurance policies for individuals with complex needs. Private Client Select...Work at officeRemote work
Private Client Select
Saint Petersburg, FL2 days ago - ...Manage IRB submissions, amendments, and regulatory documentation Maintain accurate and audit-ready regulatory files (TMF/eTMF) Ensure compliance with FDA, ICH-GCP, and sponsor requirements Support study startup, activation, and ongoing trial maintenance Collaborate with...
Green Life Science
Doral, FL4 days ago - ...ensuring appropriate corrective action is taken to successfully eliminate the risk of deficiency and continue to monitor for sustained compliance Manage aspects of investigations, inspections and surveys conducted by regulatory and accrediting agencies; prepare for and...
The Nemours Foundation
Orlando, FL4 days ago - ...Peregrine Team is seeking a Regulatory Affairs Specialist to support global regulatory submissions and ensure compliance across pharmaceutical products. This role will work closely with cross‑functional teams to support product approvals and lifecycle management. Key...
Peregrine Team
Jacksonville, FL3 days ago - ...pending and passed US federal regulations, agency guidelines or directives to impacted business units to ensure ongoing product compliance. Works with development groups to review and approve project requirements and design documents that pertain to or impact regulatory...Work experience placementLocal area
Collabera
Orlando, FL4 days ago - ...employer to ask for an accommodation or an alternative application process. 7 days ago Requisition ID: 1216 Department: Legal / Trade Compliance Job Title: Trade Compliance Analyst Overview The Trade Compliance Analyst will support the Legal, Trade Compliance, Procurement,...Contract work
JinkoSolar
Jacksonville, FL12 hours ago $68.6k - $91.9k
...DCL Compliance Analyst This role supports DCL's import and export activities within the Trade Operations team under Trade Management, part of Disney's Parks Product Development and Retail division. The position focuses on ensuring compliance with all applicable customs...Walt Disney Company
Kissimmee, FL3 days ago- ...Housing Trust Group is an equal opportunity employer. Summary The Compliance Specialist, Housing Authority & Subsidy Program Liaison is... ...basis. 30% travel required. Education (or Equivalent Experience) Associate’s or Bachelor’s degree in Public Administration, Business,...Contract workWork at officeLocal areaFlexible hours
Housing Trust Group
Doral, FL3 days ago $105k
...Compliance Analyst Sr. Remote option is available, but in-office is preferred. Locations: Milwaukee (MKE), St. Pete, or Jacksonville... ...are most interested in candidates with experience in payments association and card network compliance (Visa, Mastercard, NACHA, SWIFT,...Full timeContract workWork experience placementWork at officeLocal areaRemote workTriOptus LLC
Saint Petersburg, FL3 days ago- ...marketing and distribution of annuity, life and health insurance solutions for those planning for and living in retirement. The Compliance Analyst will mainly administer the compliance program for the company’s Career distribution channel by drafting policies and procedures...Work at officeLocal area
AmeriLife
Clearwater, FL5 days ago
