Associate General Counsel, Regulatory - Elite Trading Fund
Larson Maddox
A top-tier global proprietary trading firm is looking to add a Senior Regulatory Counsel to its legal team. Known for its strong market presence and technology-driven approach, the firm deploys its own capital across a wide range of asset classes worldwide. Within its digital assets business, the firm plays a key role in bridging institutional finance and the evolving crypto markets, offering liquidity and trading capabilities across global venues on a continuous basis. This position can be based in Chicago, New York, or Washington, D.C. Key Responsibilities Regulatory Advisory: Serve as a trusted advisor by delivering practical, business-oriented guidance on regulatory requirements impacting trading activities and new initiatives Strategic Partnership: Work closely with senior stakeholders to support expansion into new products, markets, and partnerships across both crypto and traditional finance Cross-Functional Collaboration: Coordinate with internal teams (including trading, tax, finance, and HR) as well as external counsel to execute on complex, multi-jurisdictional projects Regulatory Monitoring & Engagement: Track legal and policy developments and help shape the firm's approach through internal advocacy and external engagement with regulators and industry groups Candidate Profile J.D. and active bar membership in at least one U.S. jurisdiction 5-10 years of relevant experience, ideally focused on financial services regulation Familiarity with regulatory frameworks governing securities, derivatives, and digital assets (e.g., SEC, CFTC, AML regimes) Experience working across both traditional financial products and crypto-related matters Exposure to non-U.S. regulatory environments is advantageous Interest in market structure, policy developments, and regulatory trends is a plus Self-starter with the ability to manage competing priorities in a fast-moving environment Strong communication skills and ability to influence stakeholders across functions #J-18808-Ljbffr Larson Maddox
- Macquarie Group is looking for an Associate General Counsel to join its Credit & Insurance business in New York. The successful candidate will manage fundraising, fund establishment, and various regulatory requirements while working on private credit funds. Ideal candidates...RegulatoryFlexible hours
$250k - $330k
...Asset Management is searching for an Associate General Counsel to work in its Credit & Insurance business, covering credit BDCs, ’40 act funds, private credit funds and retail alts... ...BDCs, fund formation and registration, regulatory filings, product development, board support...RegulatoryTemporary workWork from homeFlexible hours$213.31k - $355.45k
...as Senior Vice President, Associate General Counsel. This SVP will report to the... ...leadership, shaping legal and regulatory strategy for LPL’s broker-... ..., including hedge funds, venture capital funds, private... ...private equity funds, public non-traded products, business...RegulatoryWork from home$270.81k - $300.9k
...crypto infrastructure like the Uniswap Trading API, and Unichain. Uniswap Labs also... ...the internet. We are looking for an Associate General Counsel who will be responsible for managing... ...investigations related to potential legal, regulatory, or policy matters; work cross-...RegulatoryFull timeRemote workHome officeFlexible hours- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...Regulatory
- ...Associate General Counsel About the Company Popular art investing platform... ...the company's offering, trading, and investor communication... ...also involves assisting with regulatory analysis, drafting and... ...securities, capital markets, M&A, funds, or general corporate law...Regulatory
$140k - $205k
...a better today and tomorrow. Senior Associate General Counsel Job Description Section 1: Position Summary... ..., including advising on disclosure, regulatory, compliance, and enforcement matters... ...and strategies, including mutual funds and all areas of their responsibilities...RegulatoryFull timeSecond job- ...Associate General Counsel, Regulatory & Technology About the Company AI-enabled precision oncology biotech firm Industry Biotechnology... ...Founded 2022 Employees 11-50 Funding $200+ million Specialties ai biotechnology...Regulatory
$300k - $325k
...complex private real estate and fund transactions and influence... ...Responsibilities Provide legal counsel across private real estate... ...funds, closed-end funds, and non-traded REITs Draft and negotiate... ...agreements Conduct legal and regulatory due diligence on real estate...Regulatory- ...top-tier alternative asset management fund with top credit and real estate strategies... ...across multiple strategies. The Deputy General Counsel, the attorney or legal counsel would... ...management, corporate governance, and regulatory compliance; Head legal structuring and...Regulatory
- ...Associate General Counsel About the Company Rapid-growing software platform for beauty & wellness... ...2016 Employees 51-200 Funding $26-$50 million About the Role... ...corporate, employment, privacy, and regulatory matters. This role requires a legal leader...Regulatory
- ...Dettmer is looking for a mid-level or senior associate to join their Fund Formation group in New York. The ideal... ...opportunity to be a key member of an elite team representing leading firms, the role demands strong regulatory knowledge and legal drafting skills. #J-...Regulatory
$115k - $118k
...compliance without compromising strategy. The Associate General Counsel will report to the Chief Legal... ..., including researching legal and regulatory issues, advising initiatives and programs... ...fees relevant to Vera work, employer‑funded retirement plan, and flexible time....RegulatoryFor contractorsWork at officeLocal areaFlexible hours$200k - $275k
...SIRA Legal team, you will support SIRA’s fund and private markets investments, primarily... ...managing transactions and external counsel where appropriate. Essential Job Functions... ...legal technology implementation, training, regulatory filings, etc). Qualifications Must possess...RegulatoryWork at officeShift work$225k - $235k
...searching for a junior associate to join our Fund Formation group in... ...Act, and other regulatory requirements, is strongly... ..., as well as their general partner, management... ...facing member of an elite team that represents... ...Drafting side letters. Counseling fund managers on...RegulatoryWork at office$170k - $210k
...International Group, Inc. (AIG) – Global Legal, Compliance and Regulatory (GLCR) – Reinsurance Legal Team American International Group,... ...6+ years of legal experience with a law firm and/or in‑house counsel. Experience with (re)insurance matters and (re)insurance‑related...Regulatory$70k - $90k
...end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ... ...will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and...RegulatoryLocal areaWorldwideFlexible hours- ...Associate General Counsel About the Company Industry-leading healthcare analytics provider Industry Computer Software Type... ...responsible for providing strategic legal advice, ensuring regulatory compliance, and managing the contracting process. This role...Regulatory
- ...Associate General Counsel, MGA & Corporate Compliance About the Company Industry leading provider of warranty & specialty risk solutions... ...is exposure to reinsurance/fronting programs and insurance regulatory matters. The role requires a candidate who is comfortable...Regulatory
$175k - $200k
...Associate General Counsel Job No: 498961 Work Type: Staff Full-time Department: Office of the General Counsel Location: Wilf Campus, 500 West... ...of the law, including contracts, technology, litigation, regulatory, not‑for‑profit governance, trusts and estates, real estate...RegulatoryFull timeWork at officeLocal areaWorldwide- ...Associate General Counsel About the Company Large operator of regulated financial exchanges... ...This includes agreements for exchange-traded products, software licenses, and complex... ...role also demands a keen focus on regulatory and compliance issues, particularly within...Regulatory
- ...Associate General Counsel, MGA, P&C Insurance About the Company A rapidly growing insurance services organization. Industry Insurance... ...various commercial agreements, advising on insurance regulatory matters, and partnering with the business on legal issues....Regulatory
- ...Associate General Counsel, Reinsurance About the Company Technology-enabled hybrid insurance carrier with underwriting expertise and operational... ...reinsurance disputes, and ensuring compliance with regulatory requirements. Applicants must have a minimum of 10 years'...Regulatory
- ...and automated employment decision‑making tools, serve as lead counsel in enforcement actions at the City’s administrative tribunal and... ...law and consumer protection issues. Experience with regulatory compliance. Flexibility and ability to adjust to shifting regulatory...RegulatoryFull timeRemote workFlexible hoursShift work2 days per week
- ...Associate General Counsel, Property & Casualty Insurance Regulatory About the Company A leading global property and casualty insurance organization. Industry Insurance Type Public Company About the Role The Company is in search of an Associate General...Regulatory
- ...Associate General Counsel, Regulatory & Commercial About the Company Global consumer products organization focused on beauty and OTC products. Industry Consumer Goods Type Privately Held About the Role The Company is in search of an Associate General...Regulatory
- ...Associate General Counsel, MGA, Commercial Transactions & Property & Casualty Insurance About the Company A diversified insurance services... ...various insurance-related agreements, managing regulatory compliance matters, and monitoring industry developments....Regulatory
$225k - $285k
...scope across commercial, corporate, employment, privacy, and regulatory matters. You will report to the Chief Business Officer. This role... ...and the complexity of our workforce grows Manage outside counsel strategically, with an eye toward keeping spend efficient and...RegulatoryContract workWork at officeHome officeFlexible hours- ...Business Control Management Associate, you'll be a trusted control advisor to our Front Office Trading and Banking teams, where you’... ...are established to mitigate regulatory and operational risk, while adhering... ..., insurance companies, hedge funds, private equity sponsors,...RegulatoryWork at office
- ...Role Farther is seeking a Senior Trading Associate to support and scale the firm's trading... ...while maintaining strict adherence to regulatory, custodial, and operational controls. You... ...reconciliation across equities, ETFs, mutual funds, and fixed income. Monitor trading...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate General Counsel, Regulatory - Elite Trading Fund. Be the first to apply!
- social impact associate New York, NY
- records management associate New York, NY
- distribution center associate New York, NY
- associate financial representative New York, NY
- junior associate engineer New York, NY
- associate solutions consultant New York, NY
- associate data engineer New York, NY
- associates degree in criminal justice New York, NY
- associate professor environmental science New York, NY
- junior associate attorney New York, NY

