Global Regulatory Compliance Associate
Cohen & Steers
Cohen & Steers in New York, NY seeks an Associate, Regulatory Compliance to support a global program governing federal securities and commodity laws, SRO rules, and international requirements. The role collaborates across business areas to build strong client relationships and effective controls. The candidate will assist in developing compliance programs for registered advisers and funds, conduct training, and perform monitoring and reporting. #J-18808-Ljbffr Cohen & Steers
- Arrow Search Partners is seeking a compliance officer in New York, NY to support a regulatory reporting compliance program for a global investment manager. The role emphasizes filing regulatory reports, handling Form ADV/PF and other filings, and optimizing processes using...Suggested
- Coda Search│Staffing is seeking an Associate to join a growing global Compliance Team. The role involves close collaboration with Legal, Compliance, and... ...highly visible position. Key duties include supporting regulatory filings, monitoring compliance tests, and preparing...Suggested
- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...SuggestedWork experience placementFlexible hours
$104k - $177k
...team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team.... ...framework.The candidate must exhibit an aptitude for assessing regulatory consent orders, enforcement actions, notices of proposed...SuggestedTemporary workWorldwideFlexible hours$128k - $240.67k
...A leading tech company is seeking a highly experienced legal/compliance specialist to join their Global Legal Compliance team. The role involves supporting sanctions compliance programs, analyzing compliance issues, and working with cross-functional teams. Ideal candidates...Suggested$170k - $220k
...level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted... ...territorially within a substituted compliance regime. The candidate should have... ...(FINRA) and the National Futures Association (NFA). The major responsibilities...Full timeLocal areaRemote work$75k - $85k
...Global Logistics and Trade Compliance Specialist Department: Production Location: Remote, United States Job Type: Full time, exempt Hiring Range: $... ...participate in the respective variable compensation plan associated with the role. Equal Employment Opportunity (EEO):...Full timeSummer workSeasonal workWork at officeLocal areaRemote workHome officeOverseas- Goldman Sachs is seeking a Global Compliance professional in New York to help prevent, detect, and mitigate regulatory and reputational risk across Global Banking & Markets. You will articulate standards of conduct and oversee compliance across Prime Services and related...
- Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst New York, NY, United States Job Description GLOBAL COMPLIANCE... ...Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen...Full timeWork experience placementFlexible hours
$23 - $33 per hour
Brink’s Global Services, a division of Brink’s Inc, is seeking a Customs Foreign Trade Zone Entry Specialist to work at JFK Airport in... ...involves preparing entries, handling FTZ processes, reviewing regulatory details, and maintaining client relationships, with a pay range...Hourly pay- Citi Hungary is seeking an Employee Expense Compliance Analyst to join the Employee Expense Processing Operations team. You will support... ...financial controls and participate in cross-functional initiatives within a global financial services organization. #J-18808-Ljbffr CitiWork at office
- The Goldman Sachs Group Global Compliance division seeks a Public Compliance officer to help prevent, detect and mitigate regulatory and reputational risk across the Global Banking & Markets business. This role provides coverage for Equities/Custody Solutions and works...
$180k
...exciting opportunity has arisen for a Compliance Analyst to join a rapidly expanding hedge... ..., they are now in a position to expand globally across the business. They are looking... ...have significant exposure across core, regulatory, and advisory, with additional exposure...- Jazz Pharmaceuticals is a global biopharma company focused on ethics, compliance and privacy. The Senior Compliance Officer for Global R&D and Tech Ops will... ...and anti-bribery rules. You will partner with Legal, Regulatory, and Clinical Operations, lead training programs,...Remote job
- ...Advisory professional to join the Global Payments Financial Crimes Compliance (FCC) team in support of our fintech... ...anti-money laundering risks and regulatory obligations. You will be responsible... ...for proactively identifying risks associated with new and existing products or...
- Third Bridge Group is hiring an Associate to join the global Expert Network Compliance team in New York. The role focuses on supporting compliance across international offices by evaluating requests, mitigating risks, and answering queries from business units and clients...Remote job
- ...JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping... ...quo and striving to be best-in-class.As a Regulatory Strategy Officer within the Governance... ...and the diverse talents they bring to our global workforce are directly linked to our...Work at office
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected... ...Rule 2241, Regulation AC, and the Global Research Settlement. · Create and manage... .... Interested candidates contact: Stan Hamlet Stan Hamlet Associates Inc...Work at office
$260k - $390k
...Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations:... ...Healthcare Regulatory practice of a leading global Am Law firm in Washington, DC or New... ...companies on complex regulatory and compliance matters. The role offers the...$245k - $290k
Squire Patton Boggs (US) LLP seeks an Associate to join our insurance team as part of the Global Financial Services Practice Group. The position can be... ...S. Offices. About the Practice Our Insurance Regulatory and Compliance practice represents global, national, and regional...Work at officeLocal area- Green Key Resources seeks a Licensing and Regulatory Specialist to support the Legal & Regulatory compliance team. The role focuses on obtaining, maintaining, and renewing licenses and registrations and assisting with compliance functions domestically and internationally...
- TD Securities in New York is seeking a Regulatory Associate to proactively support supervision of trading, sales and origination activities, ensuring compliance with market conduct and regulatory requirements. You will work with Compliance, Operations, and other supervisory...
- TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and... ...engagements, and manage remediation with global stakeholders. The role requires 5+ years in compliance testing or audit, strong regulatory knowledge, and excellent communication and...
- Fluence, a global leader in energy storage and optimization software, seeks a Sr. Analyst, Global EHS to strengthen governance, data integrity, and reporting across the enterprise. You’ll support ISO audits, drive data-driven decisions, and partner with cross‑functional...
- TD Securities seeks an Associate in Regulatory and Supervisory Management to support its Global Markets sales, trading and origination activities. The role focuses on... ...environment. You will collaborate with Compliance and Legal teams, prepare supervisory packs, and...
- ...the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance... ...to ensure compliance with AML/KYC regulatory requirements. Perform in-depth... ...Chance to work with Fortune 500 and Global 1000 companies. Access to specialized...Work at officeRemote work
- ...Job Overview: We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will play a vital... ...and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval...Contract workWork at office
$80k - $105k
...Who we are For over 25 years, Global Relay has set the standard in enterprise information archiving with industry‑leading cloud archiving... ...visibility and control over their information and ensuring compliance with stringent regulations. Though we offer competitive compensation...Temporary workWork experience placementWork at office$130k - $150k
...opportunities for long term wealth creation. Our talented, global teams bring expertise that is both broad and unique.From our... ...clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of...Full timeWork at officeLocal area- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where... ...closely with colleagues globally to deliver consistent, commercially... ...be doing?Provide day-to-day regulatory and policy advice to... ...mentorship to the Compliance Associate, fostering strong performance...Full timeWork at officeRemote work
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